13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 78,668 | $888,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 49,331 | $888,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,900 | $887,000 | thousands by filing date | put |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 33,587 | $885,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,815 | $884,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 56,176 | $883,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 43,081 | $882,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 36,633 | $881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 39,391 | $876,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,697 | $875,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 95,377 | $875,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,868 | $875,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 20,013 | $874,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 100,067 | $874,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,352 | $873,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 52,405 | $873,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 256,162 | $871,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 47,804 | $870,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 52,379 | $870,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10,700 | $869,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 52,408 | $868,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 42,421 | $868,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 27,096 | $868,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 126,103 | $866,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 34,747 | $865,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 22,238 | $865,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 110,684 | $863,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 21,687 | $863,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 31,054 | $861,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 20,025 | $859,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 75,229 | $859,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 92,274 | $859,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 123,319 | $858,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 60,893 | $855,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 118,139 | $854,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 50,000 | $852,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 25,264 | $851,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,692 | $851,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 406,765 | $850,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,117,510 | $849,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 35,405 | $845,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $845,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 84,371 | $843,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,468 | $842,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 927,000 | $842,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 196,063 | $841,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 52,200 | $839,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 34,785 | $839,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 55,574 | $839,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 625,700 | $838,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 709,000 | $837,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 25,000 | $834,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 27,652 | $834,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 71,922 | $833,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 28,500 | $832,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 21,356 | $832,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 355,883 | $832,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 86,479 | $832,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 32,581 | $830,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 40,640 | $829,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 33,513 | $829,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,720 | $828,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 76,033 | $827,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 78,428 | $818,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 282,404 | $818,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 33,761 | $818,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,162 | $817,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 20,093 | $816,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 23,329 | $815,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 57,741 | $815,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 45,387 | $814,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 819,000 | $814,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 62,186 | $813,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 43,885 | $813,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 49,217 | $812,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 26,940 | $811,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 35,526 | $809,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $809,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 50,953 | $808,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 29,313 | $807,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 17,908 | $807,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 68,843 | $806,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 44,101 | $804,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 67,100 | $796,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 42,163 | $795,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 41,130 | $794,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20,000 | $792,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 30,308 | $789,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 49,372 | $787,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $787,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 108,326 | $786,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 29,805 | $783,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 45,532 | $783,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 56,486 | $782,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 42,515 | $781,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 78,236 | $781,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 120,000 | $779,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 36,143 | $778,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 392,926 | $778,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 55,282 | $777,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 61,097 | $776,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 140,114 | $775,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 32,771 | $774,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,898 | $772,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 186,906 | $772,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 482,500 | $772,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 45,460 | $770,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 31,353 | $770,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 75,298 | $768,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 57,057 | $767,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 64,487 | $767,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 80,000 | $766,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,329 | $765,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 56,253 | $765,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 20,629 | $765,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 148,629 | $762,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 27,981 | $762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 27,413 | $761,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 69,679 | $761,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 55,465 | $757,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 41,425 | $757,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19,500 | $756,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,587 | $755,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 52,158 | $755,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 56,628 | $754,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 33,163 | $754,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 52,969 | $753,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 67,988 | $752,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 28,733 | $751,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 122,315 | $751,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 106,563 | $749,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 67,499 | $748,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 46,090 | $748,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 111,757 | $747,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 36,400 | $745,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 90,226 | $745,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 34,926 | $744,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,383 | $742,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,277 | $740,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 30,473 | $739,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 277,370 | $739,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 50,970 | $738,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 55,000 | $736,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 15,012 | $736,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 68,385 | $735,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 24,300 | $734,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 50,767 | $733,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 47,858 | $731,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 166,848 | $731,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 58,878 | $730,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 20,544 | $729,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 48,758 | $729,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,020,000 | $729,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 49,197 | $728,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 46,929 | $728,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 180,389 | $728,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 65,303 | $727,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 98,862 | $727,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 982 | $727,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 53,181 | $725,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 152,958 | $725,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15,339 | $724,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 83,438 | $722,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 38,344 | $722,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 63,638 | $722,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 92,814 | $722,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $722,000 | thousands by filing date | call |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 23,764 | $720,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 48,674 | $719,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 23,835 | $718,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 20,700 | $717,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,718 | $714,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 127,050 | $713,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 22,396 | $713,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 328,451 | $713,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 639,000 | $712,000 | thousands by filing date | principal |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 93,199 | $711,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 73,329 | $710,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 18,876 | $709,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 28,981 | $708,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 30,895 | $708,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,500 | $706,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 129,828 | $706,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,000 | $705,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 67,446 | $705,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 45,896 | $705,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,196 | $704,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 175,797 | $704,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,330 | $704,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 53,106 | $702,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 40,214 | $701,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 49,108 | $701,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 47,246 | $697,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 91,466 | $695,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 6,114 | $695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 12,694 | $695,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 99,098 | $694,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,200 | $693,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 117,388 | $693,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 143,830 | $693,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,100 | $690,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,526 | $690,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 62,509 | $690,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 25,000 | $688,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 115,899 | $688,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 40,342 | $685,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 32,696 | $683,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35,700 | $683,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 46,475 | $683,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,276 | $682,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 25,356 | $681,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 324,213 | $681,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 30,439 | $681,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 17,741 | $679,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,000 | $679,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,000 | $679,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 43,000 | $679,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,300 | $678,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 330,608 | $678,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 43,631 | $677,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,601 | $675,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 83,489 | $675,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 93,835 | $674,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 20,757 | $672,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 80,000 | $671,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y301 | Cmn | 30,457 | $669,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 41,032 | $668,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 239,888 | $667,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,200 | $666,000 | thousands by filing date | put |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 30,496 | $663,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 91,584 | $663,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 77,592 | $662,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 45,184 | $661,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 94,624 | $660,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 77,425 | $659,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 79,886 | $657,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 18,070 | $657,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 49,507 | $653,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 64,282 | $652,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 205,361 | $651,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 147,731 | $649,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 21,205 | $649,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 43,868 | $649,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 28,307 | $648,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,913 | $647,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 75,241 | $647,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 11,764 | $646,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 16,242 | $646,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,770 | $646,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,900 | $644,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $643,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 28,580 | $641,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 95,819 | $641,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 180,000 | $641,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 134,824 | $639,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 76,592 | $639,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 22,929 | $638,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 20,740 | $637,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,769 | $636,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 38,997 | $635,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 12,537 | $634,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 18,638 | $634,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 33,849 | $633,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 631,000 | $633,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 291,000 | $633,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 24,511 | $632,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 14,724 | $632,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 15,128 | $631,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 51,342 | $629,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 8,381 | $629,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 74,437 | $629,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 25,381 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,976 | $627,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 39,080 | $626,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 63,200 | $626,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 82,079 | $625,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 33,100 | $625,000 | thousands by filing date | put |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 25,266 | $625,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 600,000 | $624,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 22,854 | $624,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 16,557 | $623,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,415 | $623,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 27,716 | $623,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 649,000 | $621,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 150,430 | $620,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 133,700 | $619,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 38,471 | $618,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 248,329 | $618,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10,000 | $617,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 60,771 | $616,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 146,969 | $616,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,643 | $615,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,498 | $614,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 42,414 | $614,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 22,900 | $612,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 40,008 | $611,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 700,000 | $611,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 22,826 | $610,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 74,097 | $610,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 16,107 | $609,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 131,658 | $609,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 25,885 | $608,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,339 | $606,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 35,567 | $605,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 19,700 | $604,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 45,783 | $604,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 34,810 | $604,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 48,035 | $603,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 48,677 | $603,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 30,000 | $603,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,500 | $601,000 | thousands by filing date | call |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 27,735 | $600,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 43,694 | $599,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 157,312 | $599,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 40,360 | $598,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 49,118 | $597,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 61,050 | $597,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 36,901 | $596,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 33,704 | $596,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 29,080 | $594,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 61,298 | $593,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,000 | $592,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 93,955 | $592,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 52,765 | $592,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 38,987 | $591,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,386 | $587,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 9,475 | $585,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,937 | $583,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 474,723 | $583,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 16,340 | $580,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 26,814 | $580,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 13,200 | $579,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 44,153 | $578,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 44,925 | $577,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 97,739 | $577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 36,163 | $577,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,529 | $575,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 56,538 | $574,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 48,380 | $574,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 40,342 | $573,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,804 | $573,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 70,992 | $572,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,000 | $570,000 | thousands by filing date | put |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 22,622 | $570,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 10,449 | $570,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 130,684 | $569,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 55,728 | $568,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 23,006 | $567,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 36,792 | $566,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 117,730 | $565,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 146,669 | $565,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $564,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 29,356 | $564,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 54,535 | $562,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 38,228 | $562,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 87,048 | $561,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,787 | $559,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 37,773 | $559,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 148,879 | $559,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 11,812 | $558,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,876 | $558,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 17,617 | $557,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,660 | $557,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 59,432 | $557,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 15,360 | $557,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 16,869 | $553,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,713 | $553,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 34,203 | $552,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,433 | $551,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,848 | $550,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,583 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 6,216 | $547,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,400 | $545,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 23,031 | $544,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,249 | $543,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 26,858 | $539,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 33,080 | $538,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 85,079 | $538,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 373,484 | $538,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 13,566 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 26,619 | $537,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 93,006 | $536,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 59,289 | $535,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 101,043 | $535,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 72,070 | $533,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 214,393 | $533,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 52,340 | $532,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 15,856 | $531,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 13,428 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 17,464 | $528,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 316,280 | $528,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,561 | $527,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 55,946 | $527,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,235 | $526,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,435 | $526,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 59,237 | $526,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 70,942 | $525,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 91,522 | $522,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,100 | $521,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 28,693 | $521,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 136,693 | $521,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,640 | $520,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,379 | $520,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 14,754 | $520,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 14,412 | $519,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 39,464 | $517,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 37,828 | $517,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 49,184 | $516,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 19,590 | $516,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 10,762 | $516,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 117,362 | $515,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 70,549 | $515,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 10,620 | $513,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 40,819 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 32,264 | $510,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 99,701 | $510,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 83,009 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 17,331 | $509,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,288 | $509,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 54,940 | $508,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,712 | $507,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 38,952 | $506,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 11,527 | $506,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 55,983 | $505,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 191,519 | $505,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 61,489 | $505,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,642 | $504,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,500 | $503,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 14,292 | $502,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 210,779 | $499,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,900 | $499,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 45,527 | $498,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 32,906 | $496,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 87,778 | $495,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 71,301 | $495,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 23,561 | $494,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 13,059 | $493,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 162,742 | $492,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 19,233 | $492,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 94,000 | $492,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 14,645 | $492,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 505,000 | $491,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,200 | $489,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 35,158 | $489,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 17,532 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 12,514 | $488,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 19,850 | $488,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 69,985 | $487,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 189,626 | $487,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,459,900 | $486,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 11,836 | $484,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 64,995 | $484,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 31,696 | $483,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 37,700 | $482,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 10,842 | $482,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 13,476 | $481,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 22,554 | $480,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 19,215 | $480,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,000 | $479,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 24,000 | $479,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 18,872 | $478,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,785 | $478,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 44,955 | $478,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 59,528 | $477,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 19,532 | $477,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 14,836 | $476,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 12,325 | $476,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,800 | $475,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 54,152 | $475,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 25,048 | $475,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,400 | $474,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 28,817 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 10,506 | $474,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,800 | $473,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,266 | $473,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 338,166 | $473,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 268,698 | $472,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 39,469 | $470,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 117,408 | $470,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 16,000 | $468,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 14,927 | $467,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 84,163 | $466,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 46,043 | $465,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 46,502 | $465,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 220,677 | $464,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 30,244 | $464,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 39,431 | $462,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 58,559 | $462,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 35,033 | $461,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 16,911 | $460,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 17,266 | $459,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 33,725 | $458,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 64,170 | $457,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,634 | $454,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 22,808 | $454,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 36,460 | $454,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 36,555 | $453,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 32,243 | $452,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,400 | $450,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,400 | $450,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |