13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 97,400 | $4,946,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 198,982 | $4,937,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 441,150 | $4,932,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 506,554 | $4,928,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 252,260 | $4,925,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 133,801 | $4,924,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 376,939 | $4,923,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 233,063 | $4,922,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100,668 | $4,914,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 350,000 | $4,911,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 272,209 | $4,894,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 373,801 | $4,890,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 84,811 | $4,866,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 58,087 | $4,865,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 79,310 | $4,863,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 253,579 | $4,855,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 239,820 | $4,854,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 391,779 | $4,850,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 281,220 | $4,843,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,040,728 | $4,840,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 43,800 | $4,839,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 179,425 | $4,835,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 51,154 | $4,835,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 253,136 | $4,834,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 168,278 | $4,812,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 96,851 | $4,800,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 146,985 | $4,800,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 306,931 | $4,795,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 185,072 | $4,794,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 242,614 | $4,794,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 61,977 | $4,792,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 236,714 | $4,788,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 307,100 | $4,785,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 120,700 | $4,780,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 95,156 | $4,775,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 267,722 | $4,773,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 75,000 | $4,771,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 112,182 | $4,771,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 104,210 | $4,771,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 594,547 | $4,768,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 186,256 | $4,767,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 90,495 | $4,766,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 168,617 | $4,745,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 365,349 | $4,742,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 318,236 | $4,735,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 37,200 | $4,727,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 220,800 | $4,723,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 335,030 | $4,717,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 78,357 | $4,709,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 107,400 | $4,708,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,919,000 | $4,705,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 135,009 | $4,704,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 65,289 | $4,699,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,877,000 | $4,688,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 197,300 | $4,686,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 164,551 | $4,686,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 3,409,000 | $4,679,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 167,749 | $4,678,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,149,269 | $4,677,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 205,467 | $4,675,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 215,093 | $4,666,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 191,611 | $4,661,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 117,627 | $4,661,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 83,852 | $4,660,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 53,048 | $4,656,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 45,000 | $4,656,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 124,989 | $4,652,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 128,822 | $4,650,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 119,892 | $4,647,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 196,964 | $4,633,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 293,000 | $4,629,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 366,600 | $4,626,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 294,942 | $4,625,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 40,582 | $4,624,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 76,661 | $4,622,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 181,935 | $4,617,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 121,451 | $4,613,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 354,840 | $4,606,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 337,388 | $4,605,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,600 | $4,598,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 337,169 | $4,598,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,537,537 | $4,597,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 391,807 | $4,592,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 978,321 | $4,588,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 105,818 | $4,584,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 206,734 | $4,583,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 67,789 | $4,582,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 212,486 | $4,578,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 232,805 | $4,577,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 51,200 | $4,573,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 170,362 | $4,572,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 77,475 | $4,568,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 123,942 | $4,567,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 47,984 | $4,564,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 40,232 | $4,563,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 55,900 | $4,559,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 86,010 | $4,552,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 154,057 | $4,550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 102,223 | $4,536,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 63,637 | $4,529,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 136,816 | $4,526,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,262,313 | $4,525,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 556,562 | $4,519,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 89,542 | $4,518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 95,850 | $4,511,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,745 | $4,507,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,000 | $4,505,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 686,337 | $4,502,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 69,047 | $4,502,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 57,072 | $4,501,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 320,045 | $4,500,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 84,497 | $4,497,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 177,702 | $4,496,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 220,000 | $4,490,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 64,394 | $4,483,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 232,590 | $4,482,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 506,352 | $4,481,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 103,748 | $4,479,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 670,232 | $4,477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 83,770 | $4,476,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 193,759 | $4,474,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 346,307 | $4,474,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 239,569 | $4,470,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 168,603 | $4,461,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 161,860 | $4,459,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 143,856 | $4,447,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 399,500 | $4,437,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 390,955 | $4,426,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 335,000 | $4,425,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 54,329 | $4,425,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 363,153 | $4,424,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 137,500 | $4,415,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 121,758 | $4,409,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 359,079 | $4,399,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 151,700 | $4,398,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 94,949 | $4,394,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 156,639 | $4,387,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 76,010 | $4,384,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 197,016 | $4,384,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 3,638,000 | $4,370,000 | thousands by filing date | principal |
| MILACRON HLDGS CORP | 59870L106 | COM | 366,572 | $4,359,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 335,428 | $4,357,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 70,939 | $4,353,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 87,641 | $4,352,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 245,132 | $4,349,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 274,000 | $4,345,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 135,862 | $4,345,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 60,742 | $4,342,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 300,000 | $4,338,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 237,700 | $4,335,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 246,940 | $4,331,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 424,318 | $4,319,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 33,777 | $4,315,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 189,662 | $4,307,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,666,952 | $4,301,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,600 | $4,279,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 63,574 | $4,279,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,465,000 | $4,278,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 79,513 | $4,273,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 241,700 | $4,271,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 251,533 | $4,271,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 60,791 | $4,269,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 78,067 | $4,262,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 767,891 | $4,262,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 158,222 | $4,261,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 158,816 | $4,259,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 80,505 | $4,258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 32,329 | $4,257,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 110,491 | $4,255,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,892,000 | $4,248,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 145,547 | $4,246,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 174,343 | $4,245,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 6,048,000 | $4,233,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 49,700 | $4,232,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 295,236 | $4,228,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,026,085 | $4,227,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 106,816 | $4,210,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 92,078 | $4,179,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 118,438 | $4,175,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 74,432 | $4,175,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,238,000 | $4,175,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 329,961 | $4,174,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 155,273 | $4,172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 128,864 | $4,164,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 123,434 | $4,158,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 184,643 | $4,151,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 326,653 | $4,148,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 333,938 | $4,148,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 893,881 | $4,148,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 117,354 | $4,141,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 79,198 | $4,135,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 242,660 | $4,135,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 117,560 | $4,126,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 116,396 | $4,125,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 101,173 | $4,122,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 413,101 | $4,122,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 221,267 | $4,120,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 304,324 | $4,118,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 229,407 | $4,113,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 497,782 | $4,112,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 252,799 | $4,108,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 35,300 | $4,103,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 65,799 | $4,102,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 145,326 | $4,095,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 143,870 | $4,091,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 318,269 | $4,086,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 3,522,000 | $4,086,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,959 | $4,084,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 110,347 | $4,083,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 613,535 | $4,080,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 819,012 | $4,079,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 388,248 | $4,077,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 61,909 | $4,076,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 61,600 | $4,071,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,283,066 | $4,071,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 797,799 | $4,069,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 34,557 | $4,068,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 415,583 | $4,064,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 74,073 | $4,059,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 27,200 | $4,057,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 93,558 | $4,055,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 86,374 | $4,054,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 607,524 | $4,052,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15,400 | $4,045,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 164,049 | $4,044,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,539,800 | $4,035,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,800 | $4,034,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 92,239 | $4,029,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 327,709 | $4,028,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 107,390 | $4,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 83,454 | $4,025,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 128,061 | $4,025,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 197,087 | $4,003,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 280,436 | $3,999,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 323,507 | $3,995,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 189,463 | $3,992,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 270,000 | $3,991,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 133,712 | $3,991,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 456,130 | $3,991,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 124,673 | $3,988,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 139,936 | $3,986,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 92,240 | $3,981,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 246,598 | $3,971,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 401,586 | $3,964,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 189,029 | $3,949,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 169,308 | $3,937,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 206,037 | $3,933,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,300 | $3,932,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 78,209 | $3,924,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 24,800 | $3,923,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 3,033,000 | $3,923,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 218,289 | $3,921,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 400,100 | $3,921,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 4,131,000 | $3,921,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 128,008 | $3,917,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 139,500 | $3,916,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 35,285 | $3,915,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 100,992 | $3,910,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 299,348 | $3,903,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,724,900 | $3,881,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,983,000 | $3,870,000 | thousands by filing date | principal |
| WILLSCOT CORP | 971375126 | COM | 410,631 | $3,867,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 50,686 | $3,866,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 391,139 | $3,857,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 162,899 | $3,854,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 435,068 | $3,854,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 192,958 | $3,850,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 27,308 | $3,844,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 246,963 | $3,843,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 80,154 | $3,842,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 934,450 | $3,841,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 632,403 | $3,839,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 107,438 | $3,836,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 794,907 | $3,816,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 93,788 | $3,809,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 156,857 | $3,797,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,274,000 | $3,788,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 103,547 | $3,784,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 377,809 | $3,782,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 138,311 | $3,780,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,147,000 | $3,779,000 | thousands by filing date | principal |
| INVESCO | 46138J874 | EXCHANGE TRADED | 162,546 | $3,773,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 54,538 | $3,771,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 69,673 | $3,756,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 87,064 | $3,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 50,731 | $3,749,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 190,000 | $3,730,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40,987 | $3,725,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 88,651 | $3,720,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 199,572 | $3,716,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 97,992 | $3,708,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 203,050 | $3,708,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 472,466 | $3,699,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100,000 | $3,697,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 82,539 | $3,693,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 264,024 | $3,692,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 51,587 | $3,690,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 80,852 | $3,683,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,151,582 | $3,679,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 53,800 | $3,676,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F593 | CMN | 129,747 | $3,675,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 121,793 | $3,670,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 29,500 | $3,663,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 84,101 | $3,655,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 64,910 | $3,655,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 147,339 | $3,654,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 53,310 | $3,651,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 106,500 | $3,645,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 228,002 | $3,641,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 174,291 | $3,620,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 169,664 | $3,618,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 71,500 | $3,612,000 | thousands by filing date | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 123,989 | $3,602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 151,446 | $3,601,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 77,996 | $3,597,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 149,544 | $3,596,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 112,731 | $3,594,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 146,189 | $3,587,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 268,245 | $3,586,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 290,915 | $3,584,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 78,300 | $3,578,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 116,175 | $3,578,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 264,100 | $3,576,000 | thousands by filing date | put |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 4,480,000 | $3,572,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 796,229 | $3,560,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 141,379 | $3,556,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 210,163 | $3,555,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 257,699 | $3,549,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 196,230 | $3,540,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 210,840 | $3,540,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 118,369 | $3,538,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 79,500 | $3,534,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 157,524 | $3,532,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 119,135 | $3,532,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,002,403 | $3,524,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,824,804 | $3,519,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 87,458 | $3,511,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 137,733 | $3,506,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 138,200 | $3,503,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 109,071 | $3,503,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 73,158 | $3,498,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 224,497 | $3,498,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 123,223 | $3,497,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 105,255 | $3,494,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 134,951 | $3,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 82,214 | $3,483,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 123,156 | $3,482,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 292,434 | $3,480,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 117,051 | $3,477,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 56,104 | $3,476,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 64,255 | $3,474,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 275,174 | $3,473,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 35,377 | $3,473,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 176,230 | $3,472,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 284,267 | $3,468,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,574,000 | $3,465,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 150,000 | $3,462,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 28,086 | $3,460,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 113,708 | $3,458,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9,056 | $3,457,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 93,317 | $3,451,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 424,275 | $3,445,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 47,200 | $3,441,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 180,486 | $3,438,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 16,487 | $3,436,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 244,325 | $3,436,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 175,500 | $3,428,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 190,022 | $3,426,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 47,700 | $3,425,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 77,301 | $3,425,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 184,559 | $3,425,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 47,146 | $3,416,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 52,353 | $3,415,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 408,304 | $3,405,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 397,395 | $3,397,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 70,481 | $3,396,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 3,187,000 | $3,394,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 105,515 | $3,393,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 114,554 | $3,389,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 212,106 | $3,383,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 184,753 | $3,382,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 36,139 | $3,373,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 145,261 | $3,367,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 369,075 | $3,366,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,979,038 | $3,364,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 60,384 | $3,361,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 104,172 | $3,357,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 97,911 | $3,356,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 156,714 | $3,356,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,180 | $3,347,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 53,976 | $3,345,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 877,878 | $3,344,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 853,200 | $3,341,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 182,755 | $3,339,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 139,975 | $3,337,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,900 | $3,334,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 457,284 | $3,334,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 330,499 | $3,328,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 95,771 | $3,327,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 205,728 | $3,326,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 321,426 | $3,320,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 903,457 | $3,316,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 170,922 | $3,307,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 115,782 | $3,307,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 113,000 | $3,304,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 121,490 | $3,303,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 178,088 | $3,303,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 33,447 | $3,303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 97,033 | $3,297,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 475,576 | $3,296,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 548,147 | $3,295,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 71,200 | $3,295,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 48,287 | $3,281,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 455,040 | $3,281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 327,397 | $3,277,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $3,274,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $3,274,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 206,115 | $3,274,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,500 | $3,273,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 220,323 | $3,273,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 40,782 | $3,263,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100,000 | $3,252,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 9,200 | $3,244,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 138,277 | $3,242,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 192,679 | $3,239,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,315,000 | $3,238,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 144,241 | $3,237,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 378,657 | $3,230,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,353,000 | $3,228,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 84,942 | $3,227,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 175,364 | $3,226,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 67,800 | $3,225,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 124,469 | $3,223,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 171,257 | $3,222,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 45,100 | $3,221,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 39,467 | $3,218,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 80,107 | $3,216,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 343,122 | $3,215,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 447,114 | $3,211,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,227,000 | $3,209,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 195,478 | $3,206,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 865,139 | $3,201,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 182,400 | $3,199,000 | thousands by filing date | call |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 358,846 | $3,194,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 120,000 | $3,190,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 256,785 | $3,189,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 279,603 | $3,185,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 136,284 | $3,184,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 60,000 | $3,178,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 274,781 | $3,174,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 65,434 | $3,169,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 276,629 | $3,159,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 52,216 | $3,156,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 83,360 | $3,154,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 245,842 | $3,152,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 176,144 | $3,149,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 61,100 | $3,145,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 32,700 | $3,140,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 168,596 | $3,137,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 69,925 | $3,136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 75,117 | $3,136,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 54,900 | $3,131,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 604,953 | $3,129,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 44,978 | $3,125,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 61,500 | $3,123,000 | thousands by filing date | put |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 134,410 | $3,115,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 374,121 | $3,113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,806 | $3,110,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 57,422 | $3,109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 117,589 | $3,107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 67,964 | $3,104,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 278,529 | $3,103,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 26,269 | $3,097,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 59,367 | $3,094,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 121,096 | $3,091,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 15,892 | $3,090,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 189,132 | $3,086,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 350,000 | $3,080,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 94,059 | $3,077,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 35,600 | $3,067,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 78,177 | $3,065,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 119,031 | $3,065,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 216,012 | $3,063,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 76,030 | $3,062,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 95,000 | $3,059,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 539,969 | $3,057,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 205,381 | $3,050,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 126,376 | $3,049,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 217,647 | $3,049,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 71,969 | $3,045,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 83,619 | $3,043,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 190,751 | $3,039,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 55,842 | $3,036,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 173,056 | $3,036,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 84,218 | $3,033,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98,222 | $3,033,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 81,567 | $3,027,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 85,890 | $3,020,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 77,900 | $3,019,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 147,922 | $3,017,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |