13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CVB FINL CORP COM | 126600105 | Stock | 403,042 | $8,154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 225,102 | $8,154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 193,145 | $8,151,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 644,584 | $8,127,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 664,046 | $8,121,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 268,057 | $8,108,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 120,890 | $8,105,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 408,001 | $8,095,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,146,457 | $8,094,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 141,773 | $8,087,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 655,145 | $8,071,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 527,434 | $8,071,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 361,381 | $8,066,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 132,500 | $8,063,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 100,000 | $8,051,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 363,100 | $8,006,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 247,740 | $8,005,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 306,012 | $7,995,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 142,500 | $7,993,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 545,831 | $7,986,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 746,622 | $7,974,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,458,403 | $7,965,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 961,614 | $7,962,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 443,541 | $7,952,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 186,458 | $7,916,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 322,013 | $7,905,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 306,600 | $7,898,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 949,742 | $7,893,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 400,872 | $7,881,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 171,754 | $7,875,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 298,654 | $7,873,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,406,199 | $7,861,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 123,600 | $7,860,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,329,766 | $7,859,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 402,642 | $7,855,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 149,528 | $7,853,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 102,399 | $7,848,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 254,503 | $7,844,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 205,800 | $7,841,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 301,123 | $7,836,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 285,800 | $7,817,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 567,163 | $7,815,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 394,594 | $7,793,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 81,600 | $7,778,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 139,720 | $7,778,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 8,591,000 | $7,768,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 248,564 | $7,767,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 175,261 | $7,763,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 313,583 | $7,755,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200,000 | $7,718,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 854,409 | $7,707,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 118,831 | $7,698,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 130,123 | $7,689,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 378,925 | $7,662,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 256,179 | $7,657,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 170,763 | $7,648,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 501,655 | $7,645,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 408,318 | $7,644,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 925,251 | $7,643,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 429,431 | $7,643,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 114,564 | $7,637,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 120,776 | $7,610,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 65,000 | $7,602,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 123,300 | $7,592,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 418,713 | $7,570,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 228,016 | $7,567,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 65,300 | $7,556,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 740,826 | $7,556,000 | thousands by filing date | |
| RH | 74967X103 | COM | 63,000 | $7,549,000 | thousands by filing date | put |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 152,705 | $7,534,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 84,496 | $7,524,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 204,773 | $7,519,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 244,729 | $7,518,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 205,890 | $7,506,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 232,545 | $7,486,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 191,267 | $7,479,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50,000 | $7,477,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 289,674 | $7,473,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 134,652 | $7,466,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 123,335 | $7,457,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 108,004 | $7,451,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 62,466 | $7,437,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 72,700 | $7,432,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 644,948 | $7,430,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 149,450 | $7,430,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 63,668 | $7,417,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 437,378 | $7,409,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 263,388 | $7,409,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 234,264 | $7,396,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 8,546,000 | $7,395,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 290,433 | $7,392,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 210,793 | $7,390,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 475,042 | $7,378,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 554,256 | $7,376,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 161,950 | $7,368,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 7,746,000 | $7,338,000 | thousands by filing date | principal |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 353,239 | $7,319,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,287,885 | $7,315,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 182,261 | $7,314,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 124,975 | $7,303,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 218,416 | $7,299,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 195,418 | $7,297,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 207,087 | $7,296,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 669,432 | $7,276,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 129,080 | $7,271,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 320,313 | $7,268,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 230,000 | $7,263,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 116,893 | $7,261,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 170,709 | $7,251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 215,942 | $7,238,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 74,200 | $7,237,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 146,494 | $7,226,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 113,700 | $7,218,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 310,990 | $7,218,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,700 | $7,211,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 595,560 | $7,177,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 143,117 | $7,177,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 51,653 | $7,170,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 292,138 | $7,160,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 107,800 | $7,157,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 50,000 | $7,157,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 163,637 | $7,154,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 98,101 | $7,152,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 599,737 | $7,149,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 109,900 | $7,148,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,005,566 | $7,139,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 362,279 | $7,137,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 89,554 | $7,129,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,431,152 | $7,127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 258,841 | $7,123,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,204,900 | $7,121,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 119,100 | $7,116,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 176,635 | $7,110,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 375,063 | $7,107,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,034,284 | $7,106,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 166,605 | $7,096,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 138,834 | $7,091,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 69,200 | $7,090,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 178,327 | $7,086,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,618,000 | $7,073,000 | thousands by filing date | principal |
| WD 40 CO COM | 929236107 | Stock | 38,559 | $7,066,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 269,100 | $7,064,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 252,923 | $7,064,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 471,315 | $7,060,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 94,100 | $7,055,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 180,000 | $7,047,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 116,641 | $7,035,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 255,800 | $7,035,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 622,469 | $7,028,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,351,448 | $7,014,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 345,817 | $7,011,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 159,355 | $6,972,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 60,200 | $6,966,000 | thousands by filing date | call |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 277,234 | $6,961,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 144,807 | $6,951,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 278,621 | $6,945,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 304,608 | $6,936,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 248,902 | $6,926,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 85,054 | $6,915,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 943,177 | $6,914,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 199,895 | $6,897,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 320,176 | $6,895,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 109,386 | $6,892,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 290,894 | $6,884,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 68,800 | $6,870,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 241,036 | $6,867,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 216,063 | $6,864,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 218,888 | $6,861,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 616,526 | $6,837,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 272,955 | $6,834,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 278,485 | $6,831,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 232,161 | $6,828,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 304,486 | $6,824,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 87,507 | $6,819,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 192,900 | $6,817,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 748,916 | $6,814,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 137,686 | $6,794,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 303,969 | $6,791,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 109,837 | $6,784,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 87,998 | $6,769,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 229,265 | $6,766,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300,000 | $6,762,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 236,249 | $6,757,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,199,695 | $6,755,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 40,200 | $6,753,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 124,515 | $6,743,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 105,900 | $6,734,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 499,789 | $6,727,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 691,242 | $6,726,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 6,857,000 | $6,719,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 248,914 | $6,714,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 238,500 | $6,704,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 322,234 | $6,702,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,150,912 | $6,698,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 537,862 | $6,697,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 303,565 | $6,696,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 338,018 | $6,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 119,312 | $6,685,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 134,156 | $6,679,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 326,679 | $6,670,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 280,659 | $6,669,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 100,000 | $6,666,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 128,231 | $6,661,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 366,423 | $6,657,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 135,138 | $6,654,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200,000 | $6,654,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 120,318 | $6,654,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 112,113 | $6,628,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 72,441 | $6,627,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 123,498 | $6,624,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 574,870 | $6,623,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 856,763 | $6,622,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 394,700 | $6,607,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 216,487 | $6,603,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 414,944 | $6,598,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700,718 | $6,594,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 254,232 | $6,584,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 77,300 | $6,582,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 249,386 | $6,581,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 267,595 | $6,575,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 851,500 | $6,548,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 195,000 | $6,538,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 377,016 | $6,538,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 981,271 | $6,536,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200,000 | $6,504,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 148,000 | $6,500,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 87,708 | $6,491,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 380,713 | $6,487,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 113,914 | $6,479,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 228,600 | $6,476,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 45,800 | $6,458,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 406,743 | $6,439,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 436,861 | $6,439,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 776,513 | $6,438,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 729,687 | $6,429,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 978,808 | $6,411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 496,494 | $6,409,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 407,970 | $6,397,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 898,500 | $6,388,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 185,932 | $6,381,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 663,117 | $6,379,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 186,900 | $6,377,000 | thousands by filing date | put |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 263,480 | $6,369,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 198,388 | $6,366,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 261,678 | $6,335,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 392,175 | $6,326,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 94,920 | $6,325,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 73,400 | $6,323,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 366,828 | $6,313,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 638,881 | $6,306,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 299,953 | $6,305,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,120,737 | $6,298,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 398,253 | $6,292,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 635,433 | $6,291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 254,340 | $6,282,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 374,179 | $6,279,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 566,082 | $6,268,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,461,000 | $6,262,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 326,935 | $6,254,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 77,282 | $6,248,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 339,482 | $6,240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 233,923 | $6,238,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 62,195 | $6,234,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 999,803 | $6,229,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,468,700 | $6,227,000 | thousands by filing date | put |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 132,999 | $6,223,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 149,600 | $6,222,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 292,046 | $6,222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 83,414 | $6,217,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 351,410 | $6,213,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 449,943 | $6,209,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 137,172 | $6,201,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,310,297 | $6,184,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 109,092 | $6,184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 59,848 | $6,182,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 323,829 | $6,175,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 62,179 | $6,173,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 270,000 | $6,167,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 417,807 | $6,167,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 613,118 | $6,162,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 177,200 | $6,156,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 340,027 | $6,151,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 489,538 | $6,144,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 440,567 | $6,143,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 327,600 | $6,136,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 221,377 | $6,134,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 117,870 | $6,128,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 327,200 | $6,128,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 506,932 | $6,118,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 109,573 | $6,117,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 61,583 | $6,100,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 270,548 | $6,090,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 193,059 | $6,089,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 136,784 | $6,083,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 120,507 | $6,051,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 228,395 | $6,044,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 477,852 | $6,040,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 296,515 | $6,034,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 125,947 | $6,024,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 516,007 | $6,022,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,213,796 | $6,021,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 96,545 | $6,020,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 304,175 | $6,019,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 139,746 | $6,016,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 38,500 | $6,008,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 158,475 | $6,007,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 152,400 | $6,006,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 147,979 | $6,002,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 268,732 | $6,001,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 416,230 | $6,001,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 165,593 | $5,992,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 258,025 | $5,989,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 136,162 | $5,976,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 93,577 | $5,966,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 611,290 | $5,966,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,167,252 | $5,965,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 358,195 | $5,953,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 258,929 | $5,946,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 561,379 | $5,945,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 177,995 | $5,944,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 109,057 | $5,942,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 283,903 | $5,942,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 538,944 | $5,939,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 570,711 | $5,935,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 187,085 | $5,933,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 236,450 | $5,923,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 523,618 | $5,922,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 95,300 | $5,921,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 102,434 | $5,912,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 303,461 | $5,905,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 391,433 | $5,899,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 71,596 | $5,898,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 414,339 | $5,887,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 41,700 | $5,880,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 224,582 | $5,872,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 200,176 | $5,861,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 380,225 | $5,856,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 128,400 | $5,850,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,203,510 | $5,848,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 220,819 | $5,832,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 579,999 | $5,829,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 219,000 | $5,821,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 162,576 | $5,819,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,055,205 | $5,814,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 366,294 | $5,805,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,761,509 | $5,800,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 130,000 | $5,798,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 130,000 | $5,798,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 33,300 | $5,788,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 122,500 | $5,766,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 174,837 | $5,759,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 274,445 | $5,736,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 361,143 | $5,729,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 154,186 | $5,716,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 117,305 | $5,713,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,215,190 | $5,711,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 53,018 | $5,701,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 400,000 | $5,700,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 227,900 | $5,691,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 36,516 | $5,684,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 165,040 | $5,674,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 171,606 | $5,641,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 217,295 | $5,638,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 179,404 | $5,633,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 170,209 | $5,633,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 106,743 | $5,629,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 514,907 | $5,628,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 156,618 | $5,621,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,552,000 | $5,612,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 454,586 | $5,605,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 94,739 | $5,598,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 164,376 | $5,593,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 800,081 | $5,591,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 234,080 | $5,590,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 211,680 | $5,586,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 346,439 | $5,585,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 102,433 | $5,563,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 104,000 | $5,558,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 182,143 | $5,552,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 520,304 | $5,547,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 92,392 | $5,540,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200,936 | $5,538,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 159,500 | $5,528,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 673,250 | $5,528,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 178,235 | $5,522,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 246,559 | $5,522,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 481,220 | $5,520,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 49,077 | $5,520,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 262,575 | $5,512,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 107,015 | $5,510,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 377,014 | $5,500,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 703,658 | $5,496,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 358,247 | $5,495,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,279,985 | $5,491,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 110,072 | $5,484,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 140,000 | $5,481,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 200,000 | $5,480,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 200,000 | $5,480,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 60,403 | $5,477,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 128,600 | $5,466,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 126,800 | $5,457,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 503,310 | $5,456,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 529,262 | $5,451,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 216,045 | $5,451,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 128,992 | $5,450,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 406,299 | $5,440,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 331,507 | $5,440,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 558,909 | $5,438,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 901,302 | $5,435,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,317,000 | $5,431,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 188,386 | $5,427,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 225,400 | $5,421,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 148,588 | $5,416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 226,525 | $5,409,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,250,000 | $5,407,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 282,254 | $5,405,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 16,000 | $5,397,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 263,784 | $5,393,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 85,808 | $5,391,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 317,653 | $5,384,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 183,739 | $5,381,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 228,918 | $5,380,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 138,607 | $5,377,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 224,476 | $5,376,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 86,536 | $5,373,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 117,398 | $5,372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 250,787 | $5,364,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 513,062 | $5,361,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 113,800 | $5,356,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 70,136 | $5,354,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 433,653 | $5,352,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 50,622 | $5,324,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 205,289 | $5,324,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 211,598 | $5,323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 84,904 | $5,314,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 127,445 | $5,313,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 757,559 | $5,303,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 239,943 | $5,301,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 4,400,000 | $5,298,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 350,882 | $5,287,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 405,430 | $5,287,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 389,808 | $5,274,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 131,102 | $5,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 93,049 | $5,260,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 431,951 | $5,260,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 31,321 | $5,248,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,236,470 | $5,242,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 185,886 | $5,237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 116,820 | $5,234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 58,957 | $5,233,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 77,624 | $5,226,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 426,577 | $5,225,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 165,001 | $5,221,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 149,722 | $5,210,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 103,375 | $5,208,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,199,000 | $5,195,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 72,779 | $5,181,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 134,236 | $5,175,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 88,770 | $5,174,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 366,661 | $5,174,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 312,481 | $5,162,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 215,642 | $5,162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 231,707 | $5,158,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 609,533 | $5,157,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 130,325 | $5,155,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 245,133 | $5,153,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 235,492 | $5,143,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 334,438 | $5,137,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 189,628 | $5,118,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 466,997 | $5,110,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 154,778 | $5,107,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 171,075 | $5,091,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 160,649 | $5,089,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 732,965 | $5,088,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 223,065 | $5,067,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 112,528 | $5,064,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 200,000 | $5,064,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 95,556 | $5,060,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 252,825 | $5,056,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 129,700 | $5,051,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 65,872 | $5,047,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 99,707 | $5,044,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,080,921 | $5,037,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 49,895 | $5,033,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,030,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 170,229 | $5,028,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 109,557 | $5,026,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 212,370 | $5,016,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 68,748 | $5,016,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,468,648 | $5,009,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 177,113 | $5,005,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 303,231 | $4,997,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $4,993,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,417,290 | $4,988,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 257,297 | $4,979,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 103,595 | $4,972,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 245,003 | $4,967,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,588,000 | $4,958,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 300,000 | $4,953,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |