13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 46435U432 | EXCHANGE TRADED | 7,835 | $203,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 27,059 | $203,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 57 | $202,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 18,133 | $202,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 32,569 | $201,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 49,311 | $201,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 9,439 | $201,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 19,648 | $201,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100,000 | $200,000 | thousands by filing date | call |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 8,300 | $200,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,337 | $199,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 11,215 | $199,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 11,468 | $199,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 213,000 | $199,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,981 | $198,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,801 | $198,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 184,240 | $198,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 7,432 | $198,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,100 | $197,000 | thousands by filing date | call |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,150 | $197,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 22,447 | $197,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 19,606 | $196,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,482 | $196,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 7,751 | $196,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 19,606 | $196,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,384 | $195,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,069 | $195,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,763 | $195,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,859 | $195,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 148,443 | $195,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,835 | $195,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 31,690 | $195,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,703 | $194,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,719 | $193,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 27,182 | $193,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 49,612 | $193,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,338 | $192,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,172 | $192,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 8,359 | $192,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 5,757 | $192,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22,028 | $192,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,375 | $192,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,192 | $191,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,643 | $191,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 73,154 | $191,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 7,600 | $191,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 18,234 | $190,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 21,317 | $190,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 14,070 | $190,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 26,689 | $190,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,391 | $190,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 21,134 | $190,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,474 | $190,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 9,216 | $190,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,103 | $189,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 54,100 | $188,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 67,911 | $188,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 15,224 | $188,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,996 | $187,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 216,609 | $187,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,100 | $186,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 30,122 | $186,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,700 | $185,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 69,542 | $185,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 6,755 | $185,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,480 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 12,287 | $185,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,448 | $185,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,473 | $185,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 7,486 | $185,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,665 | $184,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,162 | $184,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 35,579 | $184,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 8,605 | $184,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,416 | $183,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 32,036 | $183,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,324 | $183,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 6,470 | $183,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,190 | $182,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,733 | $182,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,500 | $182,000 | thousands by filing date | call |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,035 | $182,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,542 | $182,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 7,090 | $181,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,433 | $181,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 41,877 | $180,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,121 | $180,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 7,630 | $180,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 5,932 | $179,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 15,266 | $179,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 21,459 | $179,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 26,419 | $178,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,000 | $178,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,048 | $178,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 33,436 | $178,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,765 | $177,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,299 | $177,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 42,744 | $177,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 7,573 | $177,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 47,172 | $177,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,037 | $176,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 18,400 | $176,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 43,882 | $176,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 55,884 | $176,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 11,336 | $176,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,501 | $176,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 6,761 | $175,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,630 | $174,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,754 | $174,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 16,012 | $174,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,727 | $174,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 8,809 | $173,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,892 | $173,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 32,773 | $173,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 42,160 | $173,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,705 | $172,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $171,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $171,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 11,745 | $171,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 30,145 | $171,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 14,209 | $171,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,664 | $170,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 9,647 | $170,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,558 | $170,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 17,773 | $170,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 7,841 | $170,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $170,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 25,000 | $170,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,897 | $170,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 43,785 | $169,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 15,302 | $168,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,846 | $168,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,256 | $168,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 45,936 | $168,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 114,543 | $168,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 7,431 | $168,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 9,632 | $167,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 18,745 | $167,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 18,700 | $167,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,050 | $166,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,703 | $166,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 49,575 | $165,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 8,698 | $165,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,719 | $164,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,029 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 19,570 | $164,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 6,560 | $164,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,341 | $163,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,949 | $163,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 7,153 | $163,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,535 | $162,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 8,339 | $162,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 87,702 | $162,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 43,306 | $162,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 142,775 | $161,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,529 | $161,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $160,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 8,834 | $160,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 128,721 | $160,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 25,140 | $160,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 92,283 | $160,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 49,510 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 12,556 | $160,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,469 | $159,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 68,155 | $159,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,019 | $159,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 205,046 | $159,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,300 | $158,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,300 | $158,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 21,950 | $158,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 42,849 | $158,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 17,236 | $158,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,694 | $157,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 33,160 | $157,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 90,923 | $156,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 108,974 | $156,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,869 | $155,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 6,270 | $155,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,778 | $155,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 93,975 | $155,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 5,881 | $155,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 45,139 | $154,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,100 | $153,000 | thousands by filing date | call |
| FORTY SEVEN INC | 34983P104 | COM | 9,757 | $153,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,724 | $152,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,693 | $152,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 21,740 | $152,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,528 | $151,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 173,848 | $151,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,531 | $151,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 12,788 | $150,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $150,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 21,826 | $150,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 13,327 | $149,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 6,983 | $149,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,972 | $148,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,675 | $148,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,416 | $148,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 59,459 | $148,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 9,311 | $148,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 6,740 | $147,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 24,072 | $146,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,848 | $146,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,779 | $146,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,753 | $145,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,300 | $145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 3,000 | $145,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7,000 | $144,000 | thousands by filing date | call |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 7,437 | $144,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,622 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,905 | $144,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 179,663 | $144,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 4,332 | $144,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,700 | $143,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,019 | $143,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 5,759 | $143,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 18,614 | $143,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 7,025 | $143,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 7,194 | $143,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 6,944 | $142,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 21,589 | $142,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,035 | $141,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,336 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 2,879 | $141,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 16,730 | $141,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 16,971 | $141,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,086 | $140,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 34,197 | $140,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 6,303 | $140,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 5,673 | $140,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $139,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 12,595 | $139,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 61,445 | $139,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,470 | $139,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 10,039 | $139,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,973 | $139,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,494 | $139,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 9,336 | $139,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 12,454 | $139,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 6,770 | $139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 6,472 | $139,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,945 | $138,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,412 | $138,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 30,765 | $138,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 5,970 | $137,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 36,369 | $137,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,250 | $137,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,360 | $137,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 9,815 | $136,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,426 | $136,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,556 | $136,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,457 | $136,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,370 | $135,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,791 | $135,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 70,400 | $135,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 7,096 | $135,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 89,070 | $135,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 34,775 | $135,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $135,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 6,543 | $134,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,414 | $134,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 5,650 | $134,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 700 | $133,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,414 | $133,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,759 | $132,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,940 | $132,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 26,925 | $132,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 97,129 | $132,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 14,279 | $132,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 24,059 | $132,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 6,635 | $131,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 30,715 | $131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,662 | $131,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,400 | $131,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,844 | $131,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $130,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 30,430 | $130,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,100 | $129,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 129,463 | $129,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 8,030 | $129,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 31,807 | $129,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,789 | $129,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,905 | $128,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,984 | $128,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 17,145 | $128,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,038 | $128,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,501 | $128,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 70,957 | $127,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,909 | $127,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,482 | $127,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 28,793 | $127,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,601 | $127,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 4,228 | $127,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 12,160 | $126,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,449 | $125,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 42,964 | $125,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 7,462 | $125,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,861 | $125,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 13,559 | $125,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,954 | $124,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,678 | $124,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,244 | $124,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 6,324 | $124,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 984 | $124,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 9,716 | $123,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 6,029 | $122,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 7,731 | $122,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 124,000 | $121,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,249 | $120,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 67,226 | $120,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,009 | $120,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 4,992 | $120,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 23,504 | $120,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 4,225 | $120,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 14,584 | $120,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,530 | $119,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,180 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 5,367 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,985 | $118,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 35,082 | $118,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 102,715 | $118,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,422 | $117,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,200 | $117,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 9,705 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,264 | $117,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 28,954 | $117,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,737 | $116,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,351 | $116,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5,702 | $116,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,717 | $115,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,992 | $115,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,046 | $115,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,102 | $115,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,878 | $115,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,813 | $115,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 26,516 | $115,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,756 | $115,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 46,269 | $115,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 4,605 | $115,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 42,405 | $115,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 400 | $114,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,446 | $114,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 104,021 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 12,957 | $114,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,360 | $113,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 700 | $113,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,596 | $113,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,530 | $113,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 23,417 | $112,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 32,290 | $112,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 32,129 | $112,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 5,787 | $111,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 19,199 | $111,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,481 | $111,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,408 | $111,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 14,136 | $111,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,893 | $110,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,113 | $110,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 27,990 | $110,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 11,551 | $110,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 60,200 | $110,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,343 | $110,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,376 | $109,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 12,308 | $109,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,587 | $109,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,484 | $109,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 5,969 | $109,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 21,712 | $109,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,860 | $108,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,742 | $108,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,500 | $108,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,800 | $108,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 12,417 | $108,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,528 | $108,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,757 | $108,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 110,000 | $108,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,817 | $107,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,909 | $107,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 9,407 | $107,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,190 | $106,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,705 | $106,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,783 | $106,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,945 | $106,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 10,300 | $106,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 115,000 | $106,000 | thousands by filing date | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,271 | $105,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,503 | $105,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,595 | $105,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 20,569 | $105,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 21,500 | $105,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,677 | $105,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,552 | $104,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,712 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,413 | $104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 18,219 | $104,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,984 | $104,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 63,772 | $103,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 8,966 | $103,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 18,082 | $103,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 26,515 | $103,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,851 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,496 | $102,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,181 | $102,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 9,896 | $102,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,158 | $102,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 7,576 | $102,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,079 | $102,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 29,952 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 10,135 | $102,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,624 | $101,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,068 | $101,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,563 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,646 | $101,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,669 | $101,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 34,799 | $101,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,373 | $100,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,637 | $100,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 4,500 | $100,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 3,342 | $100,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 33,116 | $100,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,362 | $99,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,500 | $98,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 5,579 | $98,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,009 | $98,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,200 | $98,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,387 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,351 | $98,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,992 | $98,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 8,240 | $98,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 14,262 | $98,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,573 | $98,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 3,103 | $98,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,000 | $98,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 38,023 | $98,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,466 | $98,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 17,400 | $98,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 19,909 | $98,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 7,250 | $98,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 9,277 | $98,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,025 | $97,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 50,500 | $97,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,214 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,943 | $97,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 4,274 | $96,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 16,765 | $96,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,525 | $96,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,595 | $96,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,495 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,072 | $95,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 800 | $95,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,360 | $95,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 5,212 | $94,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 159 | $94,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,622 | $94,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,000 | $93,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,916 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 6,186 | $93,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 17,912 | $93,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,635 | $93,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,296 | $92,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 175,000 | $92,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,777 | $92,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 3,851 | $92,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 3,284 | $92,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 4,299 | $92,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $92,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 800 | $91,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 85,038 | $91,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 7,495 | $91,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 39,605 | $91,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 12,141 | $91,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,901 | $90,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 952 | $90,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,891 | $90,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 187,589 | $90,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 3,497 | $90,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 34,514 | $90,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,029 | $89,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,580 | $89,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 8,212 | $89,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,481 | $89,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,388 | $88,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,520 | $88,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,722 | $88,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,721 | $88,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 12,668 | $88,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 69,878 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 3,702 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $87,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $87,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,394 | $87,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,002 | $87,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 5,466 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,753 | $86,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 6,215 | $86,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,054 | $86,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 8,368 | $86,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 4,400 | $86,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,668 | $85,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 12,591 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |