13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,831 | $84,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,779 | $84,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,765 | $83,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 372,453 | $83,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 16,604 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 3,555 | $83,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 4,382 | $83,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 800 | $82,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,000 | $82,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,350 | $82,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,530 | $82,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,595 | $82,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,543 | $82,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 5,892 | $82,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 6,905 | $82,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 41,627 | $81,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 6,065 | $81,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 9,115 | $81,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,871 | $81,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,121 | $81,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 13,424 | $81,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 39,110 | $81,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 9,617 | $81,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,558 | $80,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 33,138 | $80,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,800 | $79,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $79,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,535 | $79,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,750 | $79,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 7,693 | $79,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,020 | $79,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 3,980 | $79,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 7,547 | $79,000 | thousands by filing date | |
| USAA ETF TR | 90291F501 | CORE SHRT BD | 1,597 | $79,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 3,229 | $78,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,913 | $78,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,910 | $78,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 24,896 | $78,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 15,401 | $77,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,917 | $77,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,543 | $77,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,642 | $77,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 19,239 | $77,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 17,138 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,598 | $77,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 3,042 | $77,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 26,999 | $77,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 10,070 | $77,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 77,576 | $77,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,179 | $77,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,000 | $76,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 17,824 | $76,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,000 | $75,000 | thousands by filing date | call |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 7,512 | $75,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 2,710 | $75,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 7,638 | $75,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,425 | $75,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 5,180 | $74,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,125 | $74,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,184 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 3,767 | $74,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 36,117 | $74,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,215 | $73,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 341,716 | $73,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,760 | $73,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 6,406 | $73,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 9,277 | $73,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,746 | $73,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 5,772 | $73,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 40,240 | $72,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,545 | $72,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,392 | $72,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,578 | $72,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 71,030 | $71,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,775 | $71,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 5,000 | $71,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,000 | $71,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 6,372 | $71,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 76,000 | $71,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,091 | $71,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 2,943 | $70,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 8,290 | $70,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,035 | $70,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,796 | $70,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,148 | $70,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 31,019 | $70,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,355 | $69,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,183 | $69,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,095 | $69,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,230 | $69,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,724 | $69,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 2,509 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,230 | $68,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,774 | $68,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 30,704 | $68,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 18,324 | $68,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,788 | $68,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,899 | $67,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,841 | $66,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,700 | $66,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 3,900 | $65,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 3,225 | $65,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 7,079 | $65,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,006 | $65,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 46,696 | $65,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 297,703 | $65,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,643 | $65,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 8,751 | $65,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,236 | $64,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,234 | $64,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,212 | $64,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 65,000 | $64,000 | thousands by filing date | principal |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,100 | $64,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,000 | $64,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,950 | $64,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 5,799 | $63,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,600 | $63,000 | thousands by filing date | call |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 855 | $63,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 7,975 | $63,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,699 | $63,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 9,887 | $63,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,500 | $63,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 16,502 | $63,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,541 | $63,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,826 | $63,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 10,748 | $63,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,000 | $62,000 | thousands by filing date | put |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $62,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 5,516 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,574 | $62,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 20,708 | $62,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,001 | $62,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,164 | $62,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 12,395 | $62,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 875 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,506 | $61,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,036 | $61,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 3,700 | $61,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $61,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,970 | $61,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,437 | $61,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,583 | $61,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 46,958 | $61,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 875 | $61,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,957 | $60,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 4,233 | $60,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,827 | $60,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 24,845 | $60,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,017 | $60,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,465 | $60,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 532,671 | $60,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,080 | $60,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,009 | $59,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,203 | $59,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,287 | $59,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,534 | $59,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 40,222 | $59,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,440 | $59,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 900 | $58,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,100 | $58,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 1,000 | $58,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 8,778 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,733 | $58,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 848 | $57,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 749 | $57,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 79,988 | $57,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,456 | $57,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,057 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 856 | $57,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 1,816 | $57,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,496 | $56,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 17,736 | $56,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,104 | $56,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,430 | $55,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,133 | $55,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 5,746 | $55,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $55,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,291 | $55,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 52,301 | $55,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,889 | $54,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,864 | $54,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,794 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,626 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 958 | $54,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,500 | $54,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 24,242 | $54,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 19,133 | $54,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,643 | $53,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,067 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $53,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 4,846 | $53,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 6,394 | $53,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,048 | $53,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,725 | $53,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,573 | $53,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 8,595 | $53,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 31,113 | $53,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 15,000 | $53,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,332 | $52,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,234 | $52,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,570 | $52,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,400 | $52,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 22,241 | $52,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,160 | $52,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 34,904 | $52,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 3,860 | $52,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 14,544 | $52,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 5,415 | $51,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 900 | $51,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,382 | $51,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 8,896 | $51,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 53,135 | $51,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,643 | $51,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 8,033 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,600 | $50,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $50,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 30,315 | $50,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 45,522 | $50,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 53,000 | $50,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 2,000 | $49,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 64,749 | $49,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,084 | $49,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,500 | $49,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 27,881 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 937 | $49,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,251 | $49,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6,711 | $49,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,880 | $49,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,615 | $49,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 3,506 | $49,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 2,822 | $49,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,178 | $48,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,352 | $48,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,827 | $48,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,719 | $48,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 3,930 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,405 | $48,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 34,815 | $48,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,000 | $47,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,681 | $47,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,888 | $47,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 3,192 | $47,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,178 | $47,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 4,106 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 2,089 | $46,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 16,664 | $46,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 85,989 | $46,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,441 | $46,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 15,202 | $46,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 4,609 | $46,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 2,301 | $46,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $45,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 21,107 | $45,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,859 | $45,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 17,925 | $45,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,597 | $45,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 38,000 | $45,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 8,729 | $45,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 6,788 | $44,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 2,128 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 782 | $43,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 630 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,777 | $43,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 195,379 | $43,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 6,017 | $43,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 6,684 | $43,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,194 | $43,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 26,684 | $43,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,500 | $42,000 | thousands by filing date | put |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,535 | $42,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 977 | $42,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 13,675 | $42,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $41,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 26,667 | $41,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 794 | $41,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 580 | $40,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 3,366 | $40,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,606 | $40,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 3,211 | $40,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,555 | $40,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,200 | $40,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 44,534 | $40,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 9,977 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 2,178 | $40,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,087 | $40,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,771 | $40,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $40,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,615 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,115 | $40,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,181 | $40,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,537 | $40,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 34,000 | $40,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 1,706 | $40,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 877 | $40,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 40,000 | $40,000 | thousands by filing date | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,575 | $39,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,542 | $39,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 2,900 | $39,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,280 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 516 | $39,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,915 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,025 | $38,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,558 | $38,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,795 | $38,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,599 | $38,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 41,690 | $38,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,321 | $38,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 9,419 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 4,158 | $38,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,765 | $38,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $37,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 17,457 | $37,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 7,042 | $37,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 30,235 | $37,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 2,060 | $37,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 3,311 | $36,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 7,524 | $36,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,200 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 1,546 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 532 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,355 | $36,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 650 | $36,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 16,668 | $36,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,208 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,270 | $36,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 6,627 | $36,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 17,650 | $36,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,483 | $35,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 830 | $35,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,402 | $35,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,020 | $35,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,500 | $35,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,723 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,087 | $35,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 14,438 | $34,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,814 | $34,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 800 | $34,000 | thousands by filing date | call |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,700 | $34,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,025 | $34,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $34,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,644 | $34,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,046 | $34,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 3,356 | $34,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,095 | $34,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,205 | $34,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 6,250 | $34,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $33,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 9,670 | $33,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,137 | $33,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 702 | $33,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,838 | $33,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 38,889 | $33,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,000 | $33,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 6,393 | $32,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 6,180 | $32,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 562 | $32,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,703 | $32,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,936 | $32,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,709 | $32,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,669 | $32,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 18,187 | $32,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 35,000 | $32,000 | thousands by filing date | principal |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,087 | $32,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,086 | $31,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,500 | $31,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 4,451 | $31,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 948 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,716 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 635 | $31,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,132 | $31,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 36,456 | $31,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,824 | $31,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 37,771 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,468 | $31,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,140 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,102 | $30,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,034 | $30,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,621 | $30,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 5,896 | $30,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 27,000 | $30,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 56,357 | $30,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,245 | $30,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 55,113 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 400 | $29,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,683 | $29,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,890 | $29,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 7,798 | $29,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,513 | $29,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,432 | $29,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 26,000 | $29,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,092 | $29,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,682 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,502 | $29,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,449 | $29,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 53,000 | $29,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,545 | $28,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 3,062 | $28,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,290 | $28,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,208 | $28,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $28,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 22,159 | $28,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 79,265 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 17,000 | $28,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,758 | $28,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,374 | $27,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,000 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,055 | $27,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 7,123 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 625 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 2,405 | $27,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,728 | $27,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 572 | $27,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,253 | $27,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 32,088 | $27,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 27,000 | $27,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 1,800 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 383 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,097 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,306 | $26,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,181 | $26,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $26,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,000 | $26,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 40,772 | $26,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,311 | $26,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 2,877 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 22,373 | $26,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 25,000 | $26,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,443 | $25,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,688 | $25,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,469 | $25,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 6,164 | $25,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,000 | $25,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 11,131 | $25,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 11,077 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,145 | $24,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,623 | $24,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 4,531 | $24,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,764 | $24,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,782 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 600 | $24,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 6,800 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,862 | $24,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,946 | $24,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,125 | $24,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 8,708 | $24,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 2,381 | $24,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 32,826 | $24,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 315 | $24,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,000 | $23,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,724 | $23,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 2,639 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 999 | $23,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 29,000 | $23,000 | thousands by filing date | principal |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 7,691 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 827 | $23,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 2,824 | $22,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,069 | $22,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,848 | $22,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 454 | $22,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 6,284 | $22,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,069 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,004 | $22,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 3,750 | $22,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,597 | $22,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,000 | $22,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 893 | $22,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,000 | $22,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 21,455 | $22,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 20,000 | $22,000 | thousands by filing date | principal |
| MAJESCO | 56068V102 | COM | 3,086 | $22,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 1,181 | $22,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,594 | $21,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,563 | $21,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 530 | $21,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,325 | $21,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 3,016 | $21,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,049 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 67,051 | $21,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 6,551 | $21,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,225 | $20,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,478 | $20,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 9,050 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $20,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 799 | $20,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 5,797 | $20,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,770 | $19,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,029 | $19,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,016 | $19,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,949 | $19,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 957 | $19,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,200 | $19,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 600 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 21,891 | $19,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 3,311 | $19,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,732 | $19,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 4,431 | $19,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 20,000 | $19,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |