13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,024 holding rows worth $240,501,775,000.
- Accession
- 0001567619-18-006175
- Filer
- CIK 1000275
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 27,379 entries on the cover page, a total value of $240,501,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,501,775,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerBlackstart Capital LP028-17673
- included managerContext BH Capital Management, LP028-17208
- included managerAzora Capital LP028-18527
- included managerCARBONADO CAPITAL028-17121
- included managerBlueMar Capital Management, LLC028-15913
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 785 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 333 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,033 | $10,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 178 | $10,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 1,333 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 400 | $10,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 354 | $10,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 504 | $9,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 328 | $9,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 521 | $9,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 284 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 115 | $9,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,354 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 100 | $9,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,828 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 166 | $9,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,033 | $9,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 283 | $9,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 183 | $9,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 433 | $9,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 400 | $9,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 870 | $9,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,000 | $9,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 907 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 913 | $9,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,129 | $9,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,250 | $9,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 108 | $9,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,765 | $9,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 233 | $9,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 827 | $9,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 526 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,198 | $9,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 342 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,595 | $9,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,080 | $9,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 380 | $9,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 553 | $9,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 200 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 400 | $9,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,500 | $9,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 273 | $9,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 948 | $9,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,126 | $9,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 521 | $9,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 732 | $9,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 5,168 | $9,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 6,465 | $9,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 600 | $9,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,562 | $9,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,600 | $9,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 251 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 364 | $9,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 288 | $9,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,205 | $9,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 3,000 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 300 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 279 | $9,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 992 | $9,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 4,324 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 300 | $9,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 7,000 | $9,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 643 | $8,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 300 | $8,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,039 | $8,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 330 | $8,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 751 | $8,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 194 | $8,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,026 | $8,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 514 | $8,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 938 | $8,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 224 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 233 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 150 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 80 | $8,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 430 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 213 | $8,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $8,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 273 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 656 | $8,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,001 | $8,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,041 | $8,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 2,514 | $8,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 9,634 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 895 | $8,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 225 | $8,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,103 | $8,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,551 | $8,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,080 | $8,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 416 | $8,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 650 | $8,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 1,011 | $8,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 2,539 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 235 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,842 | $8,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 300 | $8,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 413 | $8,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 118 | $8,000 | thousands by filing date | principal |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 500 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 200 | $7,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 195 | $7,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 617 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 453 | $7,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 393 | $7,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 36 | $7,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 160 | $7,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 97 | $7,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 188 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 305 | $7,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 186 | $7,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,432 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 244 | $7,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 278 | $7,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,524 | $7,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 225 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 222 | $7,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 355 | $7,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,200 | $7,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $7,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 60 | $7,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 500 | $7,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 440 | $7,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,316 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 374 | $7,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 546 | $7,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 9,564 | $7,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,100 | $7,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 597 | $7,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,439 | $7,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 271 | $7,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 496 | $7,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 204 | $7,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 640 | $7,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 370 | $7,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 359 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 759 | $7,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 607 | $7,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 419 | $7,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 218 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,600 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 447 | $7,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,016 | $7,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,601 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 5,825 | $7,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 7,337 | $7,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 437 | $7,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,848 | $7,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 654 | $7,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,633 | $7,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 322 | $7,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 450 | $7,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 854 | $7,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 152 | $7,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 6,000 | $7,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 523 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 207 | $7,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 741 | $7,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 349 | $6,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,203 | $6,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,094 | $6,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 529 | $6,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 219 | $6,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 95 | $6,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 225 | $6,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 240 | $6,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 357 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 669 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 568 | $6,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 317 | $6,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,049 | $6,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 714 | $6,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 349 | $6,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 336 | $6,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 429 | $6,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 254 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,120 | $6,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 440 | $6,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,000 | $6,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 250 | $6,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 115 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $6,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 500 | $6,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,783 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 282 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,171 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 384 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 200 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 967 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 9,700 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,556 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 902 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,163 | $6,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 230 | $6,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,219 | $6,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,000 | $6,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 125 | $6,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,563 | $6,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,860 | $6,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 4,831 | $6,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,005 | $6,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 159 | $6,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,023 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,404 | $6,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 345 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 453 | $6,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 303 | $6,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 415 | $6,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 401 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 200 | $6,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 375 | $6,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 943 | $6,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 386 | $6,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 274 | $6,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 606 | $6,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 266 | $6,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 2,311 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 563 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 228 | $6,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 404 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,458 | $6,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 419 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 190 | $6,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 582 | $6,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 155 | $6,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,858 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 227 | $6,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 20,000 | $6,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 2,667 | $6,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 100 | $5,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 507 | $5,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 328 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 11 | $5,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 186 | $5,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,520 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 300 | $5,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,180 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 135 | $5,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 161 | $5,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 197 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 153 | $5,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 169 | $5,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,163 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,471 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 349 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 195 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 381 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 205 | $5,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 417 | $5,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 578 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 364 | $5,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 312 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 302 | $5,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 417 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 216 | $5,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 445 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 200 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,288 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $5,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 5,200 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,617 | $5,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 221 | $5,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,765 | $5,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 342 | $5,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 750 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 134 | $5,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 442 | $5,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,200 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 189 | $5,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 319 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,000 | $5,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 900 | $5,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 166 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 226 | $5,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 451 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $5,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 300 | $5,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,651 | $5,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 213 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 330 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 6,517 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 4,204 | $5,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,429 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,880 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 619 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 82 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 141 | $5,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 4,075 | $5,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 348 | $5,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 435 | $5,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 524 | $5,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 1,094 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 200 | $5,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $5,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,293 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,893 | $5,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 944 | $5,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 893 | $5,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 249 | $5,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,008 | $5,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 479 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 900 | $5,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 426 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 6,000 | $5,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 385 | $5,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 333 | $5,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 211 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,000 | $5,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,141 | $5,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,001 | $4,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 352 | $4,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 500 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 216 | $4,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 225 | $4,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 300 | $4,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 562 | $4,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,101 | $4,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 400 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 277 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 444 | $4,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 340 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 51 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 8,147 | $4,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 176 | $4,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 190 | $4,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 194 | $4,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 498 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,500 | $4,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 200 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 894 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 369 | $4,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 87 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 200 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 182 | $4,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 70 | $4,000 | thousands by filing date | principal |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,302 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 435 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $4,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 616 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,730 | $4,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 302 | $4,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 610 | $4,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 167 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 155 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 705 | $4,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 565 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 262 | $4,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 382 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,000 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $4,000 | thousands by filing date | principal |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 544 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,173 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,049 | $4,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,600 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,449 | $4,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 334 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,400 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 513 | $4,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 675 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 459 | $4,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 644 | $4,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,000 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 700 | $4,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 170 | $4,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 200 | $4,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000 | $4,000 | thousands by filing date | principal |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 110 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 679 | $4,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 135 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 121 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,023 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 229 | $4,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 972 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 401 | $4,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 240 | $4,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 827 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 12,355 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,375 | $3,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 89 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 58 | $3,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 104 | $3,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 419 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,080 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $3,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 341 | $3,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 132 | $3,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 118 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 615 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 225 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,027 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,158 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,214 | $3,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 42 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 75 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 215 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 334 | $3,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 95 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 276 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 200 | $3,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 305 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 73 | $3,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $3,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,559 | $3,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 353 | $3,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 131 | $3,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 216 | $3,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 624 | $3,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 543 | $3,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 371 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 468 | $3,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $3,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 393 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 70 | $3,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 100 | $3,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 228 | $3,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 892 | $3,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 800 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,350 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 347 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,000 | $3,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 291 | $3,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 175 | $3,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 43 | $3,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 932 | $3,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 261 | $3,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 169 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 349 | $3,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 600 | $3,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 224 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 4,000 | $3,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 329 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,388 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 750 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,735 | $3,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 675 | $3,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,637 | $3,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,000 | $3,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 34 | $3,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 90 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 202 | $3,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 138 | $3,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 89 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,453 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 100 | $3,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 500 | $3,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,343 | $3,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 775 | $3,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 237 | $3,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 727 | $3,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 194 | $3,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 185 | $3,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 1,000 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 39 | $3,000 | thousands by filing date | principal |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 595 | $3,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 110 | $3,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,888 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 100 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 384 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 55 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 41 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 70 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 70 | $2,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 297 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 85 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 223 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 61 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-006175 | this filing | 2018-11-14 | acceptance time not in the bulk data set |