13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 76,794 | $1,931,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,106,000 | $1,930,000 | thousands by filing date | principal |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 194,844 | $1,929,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 91,911 | $1,928,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 50,739 | $1,918,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 30,057 | $1,918,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 50,147 | $1,917,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 58,950 | $1,916,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 134,549 | $1,916,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,400 | $1,915,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 818,011 | $1,914,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 100,000 | $1,912,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 254,612 | $1,909,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 43,700 | $1,905,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 222,283 | $1,905,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 51,943 | $1,902,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 114,200 | $1,902,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 101,436 | $1,899,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,296 | $1,895,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 90,242 | $1,895,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,704 | $1,893,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 80,273 | $1,892,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 96,945 | $1,892,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 26,000 | $1,885,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 45,097 | $1,882,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 52,200 | $1,875,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 191,335 | $1,868,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 41,911 | $1,867,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 117,619 | $1,864,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 36,498 | $1,859,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 18,626 | $1,857,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 97,000 | $1,855,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 11,559 | $1,852,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 127,345 | $1,850,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 123,324 | $1,850,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 120,106 | $1,847,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 139,815 | $1,841,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 88,568 | $1,841,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 98,027 | $1,827,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 131,329 | $1,825,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 74,389 | $1,821,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 141,599 | $1,820,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,000 | $1,819,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 111,084 | $1,817,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 28,846 | $1,816,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 23,775 | $1,812,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 68,227 | $1,812,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25,800 | $1,810,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 83,791 | $1,810,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 151,272 | $1,804,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 156,157 | $1,797,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 105,766 | $1,795,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 29,857 | $1,793,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 35,076 | $1,791,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 26,300 | $1,789,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,900 | $1,788,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 214,486 | $1,786,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 132,623 | $1,784,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 113,109 | $1,784,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 47,900 | $1,782,000 | thousands by filing date | call |
| WOORI BK | 98105T104 | ADR | 40,524 | $1,782,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 73,204 | $1,779,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 25,000 | $1,776,000 | thousands by filing date | put |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 86,143 | $1,774,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 56,801 | $1,764,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 89,104 | $1,762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 66,282 | $1,762,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 77,653 | $1,759,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,400 | $1,756,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 39,021 | $1,752,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 92,978 | $1,752,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 137,794 | $1,752,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 81,793 | $1,750,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 76,462 | $1,750,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,803,000 | $1,748,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 13,800 | $1,747,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 51,767 | $1,740,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $1,736,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 50,583 | $1,733,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 110,894 | $1,730,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 136,631 | $1,730,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 49,361 | $1,729,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 74,773 | $1,729,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 54,300 | $1,726,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 110,966 | $1,726,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 126,018 | $1,724,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 114,039 | $1,723,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 150,933 | $1,722,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 114,895 | $1,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 35,264 | $1,719,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 27,241 | $1,718,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 198,204 | $1,717,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 244,851 | $1,714,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 17,941 | $1,714,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 358,134 | $1,712,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 67,062 | $1,710,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 54,159 | $1,706,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,285,000 | $1,704,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 71,673 | $1,699,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 1,850,000 | $1,699,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 45,896 | $1,698,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 40,306 | $1,698,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 17,000 | $1,697,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 55,870 | $1,692,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 388,075 | $1,692,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 216,036 | $1,689,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 131,204 | $1,688,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 178,638 | $1,685,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 50,708 | $1,683,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 73,230 | $1,679,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 138,135 | $1,673,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 114,594 | $1,672,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 33,719 | $1,662,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 133,092 | $1,656,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 84,757 | $1,653,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 136,222 | $1,652,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,900 | $1,651,000 | thousands by filing date | put |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 54,069 | $1,650,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 33,286 | $1,649,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 123,194 | $1,647,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 48,115 | $1,646,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,023 | $1,644,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 148,111 | $1,644,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 50,100 | $1,638,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 13,717 | $1,638,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,000 | $1,625,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 35,458 | $1,625,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 135,549 | $1,623,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 112,829 | $1,621,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 57,393 | $1,620,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 100,843 | $1,620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 128,183 | $1,620,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 92,364 | $1,620,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 81,586 | $1,619,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 112,722 | $1,617,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 72,360 | $1,617,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 14,099 | $1,611,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 37,398 | $1,611,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21,800 | $1,610,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 71,552 | $1,610,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 82,314 | $1,609,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 71,010 | $1,605,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 45,959 | $1,605,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 36,100 | $1,603,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 93,813 | $1,599,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 243,304 | $1,596,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 84,134 | $1,596,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 64,949 | $1,595,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,594,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,594,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 100,868 | $1,594,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 50,543 | $1,588,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 45,000 | $1,588,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 120,341 | $1,582,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $1,580,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,119 | $1,579,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,100 | $1,578,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 61,763 | $1,578,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 473,146 | $1,571,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 20,600 | $1,571,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 39,408 | $1,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 81,244 | $1,566,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 78,767 | $1,560,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,500 | $1,560,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 17,999 | $1,556,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,479,000 | $1,556,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 40,000 | $1,554,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 15,589 | $1,552,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 32,063 | $1,552,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 357,600 | $1,552,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 141,800 | $1,548,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 31,120 | $1,545,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 118,000 | $1,545,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 8,000 | $1,545,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 31,905 | $1,543,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 106,276 | $1,540,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 41,100 | $1,538,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 151,105 | $1,535,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 44,233 | $1,533,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,099 | $1,530,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 82,620 | $1,527,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,000 | $1,526,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 77,566 | $1,526,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 21,800 | $1,522,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 47,879 | $1,522,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 38,039 | $1,521,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 107,466 | $1,519,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,532,000 | $1,519,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 24,348 | $1,517,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 174,033 | $1,512,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 32,464 | $1,511,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 477,765 | $1,510,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 108,994 | $1,510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 32,734 | $1,507,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 110,235 | $1,503,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 105,415 | $1,500,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,500 | $1,498,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 12,868 | $1,492,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 55,155 | $1,487,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 45,000 | $1,486,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 103,136 | $1,486,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 28,115 | $1,486,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 79,700 | $1,486,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 92,879 | $1,486,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 75,500 | $1,486,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 103,500 | $1,485,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 64,258 | $1,484,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 59,452 | $1,484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 29,672 | $1,484,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 233,451 | $1,483,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 70,144 | $1,483,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 64,114 | $1,480,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15,000 | $1,477,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 34,551 | $1,476,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 62,567 | $1,474,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 200,141 | $1,469,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 65,925 | $1,468,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 144,872 | $1,464,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 21,600 | $1,463,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 113,300 | $1,462,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 88,393 | $1,461,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 59,958 | $1,460,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,500 | $1,456,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 43,306 | $1,452,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 100,168 | $1,450,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 55,990 | $1,450,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,900 | $1,449,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 62,866 | $1,449,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 40,260 | $1,448,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 53,870 | $1,447,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 43,266 | $1,445,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 11,000 | $1,443,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 34,157 | $1,437,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 41,175 | $1,435,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 62,688 | $1,430,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 58,749 | $1,428,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 59,715 | $1,425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 28,328 | $1,423,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 38,414 | $1,423,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 101,086 | $1,422,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 49,571 | $1,421,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 315,537 | $1,420,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 33,700 | $1,418,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 42,848 | $1,414,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 110,867 | $1,414,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 57,977 | $1,413,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 138,592 | $1,411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 56,608 | $1,408,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,307,000 | $1,405,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 600,000 | $1,404,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,367 | $1,403,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 38,697 | $1,396,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 54,921 | $1,393,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 27,456 | $1,392,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,300 | $1,384,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 683,606 | $1,382,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 63,410 | $1,381,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 216,401 | $1,381,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 94,500 | $1,378,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 85,237 | $1,378,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 43,090 | $1,374,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 67,063 | $1,373,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 82,848 | $1,373,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 94,123 | $1,371,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 70,000 | $1,368,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 33,375 | $1,367,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 70,000 | $1,365,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 91,440 | $1,362,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 290,989 | $1,359,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 15,200 | $1,356,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 25,302 | $1,356,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 48,434 | $1,351,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $1,351,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 35,000 | $1,346,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,100 | $1,344,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 36,548 | $1,343,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 29,200 | $1,342,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 101,871 | $1,342,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 55,900 | $1,342,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 31,504 | $1,340,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,318,000 | $1,338,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 101,704 | $1,337,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 93,628 | $1,335,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 54,746 | $1,334,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 114,648 | $1,330,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 51,500 | $1,328,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,692 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22,030 | $1,327,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 62,969 | $1,322,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 70,002 | $1,321,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 31,979 | $1,317,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 110,144 | $1,317,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 80,729 | $1,317,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 144,258 | $1,316,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 47,577 | $1,315,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 90,069 | $1,312,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,125 | $1,312,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 79,977 | $1,308,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 203,974 | $1,306,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 66,611 | $1,306,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 53,192 | $1,302,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 76,448 | $1,299,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,045 | $1,298,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 63,094 | $1,294,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 145,798 | $1,291,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 106,754 | $1,290,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 82,016 | $1,289,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 35,223 | $1,289,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 44,864 | $1,288,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,503 | $1,287,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 35,982 | $1,286,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 616,489 | $1,282,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 39,548 | $1,279,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,746 | $1,277,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 27,097 | $1,276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 65,466 | $1,276,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 44,715 | $1,274,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 137,703 | $1,274,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 70,127 | $1,272,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,887 | $1,270,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 28,625 | $1,269,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 85,211 | $1,266,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 126,750 | $1,265,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,351 | $1,264,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 38,292 | $1,264,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 39,588 | $1,263,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 444,396 | $1,263,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,000,000 | $1,262,000 | thousands by filing date | principal |
| NEW GERMANY FD INC | 644465106 | COM | 69,049 | $1,259,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 154,720 | $1,255,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 25,654 | $1,253,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 230,300 | $1,253,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 42,500 | $1,252,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 58,600 | $1,251,000 | thousands by filing date | call |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 102,074 | $1,250,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 99,710 | $1,250,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 26,040 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 20,729 | $1,246,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 259,354 | $1,242,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 92,425 | $1,242,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 60,019 | $1,242,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 120,709 | $1,240,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 34,232 | $1,231,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 163,861 | $1,229,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 109,940 | $1,228,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 108,074 | $1,222,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 62,271 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 55,654 | $1,212,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 62,379 | $1,212,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 76,000 | $1,208,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 28,559 | $1,205,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 38,762 | $1,200,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 105,278 | $1,200,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 34,181 | $1,199,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 15,583 | $1,199,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,860 | $1,199,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 70,874 | $1,198,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 48,584 | $1,197,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 50,000 | $1,193,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 5,700 | $1,191,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 67,258 | $1,191,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 51,994 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 24,202 | $1,190,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 81,659 | $1,190,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 45,294 | $1,189,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 105,520 | $1,188,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 63,897 | $1,188,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 53,824 | $1,183,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 377,661 | $1,182,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,800 | $1,181,000 | thousands by filing date | call |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 34,714 | $1,181,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 416,817 | $1,179,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 61,429 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 47,762 | $1,177,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 89,025 | $1,176,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 48,450 | $1,176,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,300 | $1,174,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 13,271 | $1,174,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,886 | $1,168,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 67,146 | $1,168,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 21,600 | $1,165,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,172,000 | $1,163,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 38,787 | $1,159,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 77,664 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 20,408 | $1,157,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 25,000 | $1,153,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 294,576 | $1,152,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 339,403 | $1,151,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 62,047 | $1,151,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 45,000 | $1,150,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 70,474 | $1,147,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 143,902 | $1,145,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,761 | $1,144,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 36,821 | $1,141,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 286,236 | $1,136,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 88,427 | $1,135,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 95,490 | $1,134,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 171,031 | $1,132,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 59,579 | $1,132,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 100,979 | $1,129,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 127,686 | $1,128,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 12,894 | $1,127,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 47,769 | $1,127,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 132,300 | $1,125,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,400 | $1,120,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 336,860 | $1,118,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 130,000 | $1,114,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 40,300 | $1,105,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 63,438 | $1,102,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 292,056 | $1,098,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 117,518 | $1,096,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 63,904 | $1,096,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 56,399 | $1,094,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 80,340 | $1,092,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 49,228 | $1,091,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 45,134 | $1,090,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 29,637 | $1,087,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 19,000 | $1,085,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 152,704 | $1,081,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,084 | $1,075,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 24,691 | $1,071,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 26,163 | $1,070,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,000,000 | $1,067,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,500 | $1,066,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 65,589 | $1,065,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,720 | $1,063,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 54,479 | $1,063,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 32,155 | $1,063,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 57,128 | $1,062,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 56,822 | $1,060,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q494 | BUZZ US SMT LDR | 29,475 | $1,060,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 22,322 | $1,059,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 30,252 | $1,055,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 87,788 | $1,054,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 75,692 | $1,052,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 76,625 | $1,052,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 277,396 | $1,051,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 84,202 | $1,048,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,826 | $1,048,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 21,959 | $1,045,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 99,033 | $1,041,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 38,464 | $1,039,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 55,314 | $1,037,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,300 | $1,031,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 41,142 | $1,031,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 48,861 | $1,030,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 108,835 | $1,027,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,545 | $1,023,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 40,000 | $1,022,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 74,190 | $1,019,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 45,018 | $1,019,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,977 | $1,017,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 34,549 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 35,327 | $1,015,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 39,228 | $1,010,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 24,480 | $1,007,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,790 | $1,006,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 78,165 | $1,006,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 53,021 | $1,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 22,129 | $1,004,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 72,742 | $1,004,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 73,657 | $1,002,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 28,199 | $1,002,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,200 | $1,000,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 15,441 | $998,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,900 | $996,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 18,900 | $996,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 69,681 | $996,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 24,120 | $996,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 61,971 | $996,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 17,524 | $996,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 30,126 | $996,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,343 | $995,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 67,584 | $994,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 15,750 | $993,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 110,221 | $992,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10,000 | $991,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,800 | $991,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 4,746 | $985,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 14,916 | $982,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 58,821 | $980,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 34,900 | $976,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,147 | $974,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 81,973 | $971,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 73,297 | $970,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 171,056 | $967,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 35,491 | $967,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 17,224 | $965,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 110,198 | $963,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,400 | $962,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 29,083 | $962,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 35,036 | $961,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 67,880 | $960,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 17,226 | $959,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 15,163 | $959,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 36,913 | $959,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $957,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 18,631 | $954,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 50,000 | $951,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 117,404 | $951,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |