13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 335,919 | $950,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 30,264 | $944,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 38,278 | $938,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 43,454 | $938,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,400 | $933,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 93,873 | $932,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 159,479 | $931,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 94,174 | $928,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33,470 | $928,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 16,176 | $926,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 25,090 | $925,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 896,000 | $923,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 26,825 | $922,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 78,889 | $920,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 125,032 | $919,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,000 | $918,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 18,994 | $918,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 217,031 | $918,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,575 | $916,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 32,104 | $915,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 20,398 | $913,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 30,532 | $913,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 37,491 | $913,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 33,682 | $911,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 29,364 | $910,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 55,719 | $909,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 74,747 | $907,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 68,657 | $905,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 93,063 | $903,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 39,308 | $903,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 18,674 | $903,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 32,500 | $902,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 89,959 | $902,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 15,066 | $901,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 9,758 | $899,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 35,119 | $897,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 56,156 | $896,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 26,716 | $895,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,500 | $894,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,394 | $893,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 52,271 | $893,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 89,356 | $892,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 55,795 | $891,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 55,101 | $891,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 46,529 | $890,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 35,773 | $889,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 65,569 | $889,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 38,907 | $889,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 513,650 | $888,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 216,507 | $888,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 839,000 | $887,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 62,940 | $882,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 82,795 | $882,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 69,566 | $881,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 39,729 | $880,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 32,437 | $880,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 26,712 | $879,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,970 | $877,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,122 | $877,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 42,574 | $877,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 54,143 | $877,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 26,927 | $875,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 116,348 | $875,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 30,989 | $874,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 19,231 | $872,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 122,033 | $868,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 5,000 | $867,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 77,784 | $867,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 33,173 | $866,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 17,127 | $866,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 575,000 | $863,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 49,568 | $862,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 61,147 | $859,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 85,102 | $859,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 22,532 | $858,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 206,728 | $858,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 75,000 | $857,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 22,439 | $856,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 33,098 | $856,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 111,384 | $854,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,700 | $853,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 12,900 | $852,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 8,480 | $850,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,215 | $848,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 18,558 | $848,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 33,458 | $847,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 96,848 | $847,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 68,291 | $845,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 158,097 | $845,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 84,482 | $841,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 36,932 | $838,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 15,783 | $836,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 48,308 | $835,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,115 | $834,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,939 | $832,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,633,806 | $832,000 | thousands by filing date | principal |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 25,114 | $831,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 36,400 | $826,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 55,864 | $826,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 31,010 | $825,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 76,960 | $821,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 113,452 | $820,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 62,095 | $819,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 65,777 | $819,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,000 | $818,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 19,098 | $818,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,600 | $816,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 812,000 | $814,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 58,623 | $812,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 15,565 | $811,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 238,674 | $811,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 32,386 | $808,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 49,765 | $806,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 103,589 | $802,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 68,639 | $801,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 91,095 | $799,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42,894 | $796,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 66,685 | $795,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 26,541 | $794,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 486,071 | $792,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 257,885 | $789,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 26,818 | $788,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 29,741 | $788,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 136,975 | $788,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 29,056 | $788,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 147,066 | $787,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 18,853 | $787,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 83,415 | $787,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 60,424 | $785,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,068 | $785,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 17,567 | $785,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 101,314 | $782,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 157,462 | $782,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 35,735 | $780,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 35,767 | $780,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 38,232 | $778,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 134,144 | $777,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 130,334 | $777,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 21,726 | $775,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 66,736 | $773,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 155,267 | $773,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 90,000 | $771,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 103,176 | $769,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 230,553 | $768,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 29,434 | $768,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 53,982 | $768,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 28,527 | $767,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 18,000 | $767,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 171,990 | $766,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 92,718 | $766,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 76,369 | $764,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $764,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 53,921 | $763,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 81,566 | $762,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100,000 | $760,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 99,009 | $758,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 42,007 | $752,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 22,853 | $751,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 41,327 | $750,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 67,675 | $750,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 21,465 | $749,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 36,239 | $748,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 26,271 | $747,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 48,929 | $745,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 821,000 | $745,000 | thousands by filing date | principal |
| DBX ETF TR | 233051408 | FUND | 27,876 | $743,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 312,637 | $741,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 83,334 | $741,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 112,230 | $740,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 29,533 | $736,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $734,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,244 | $731,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 15,890 | $729,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 51,466 | $726,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 34,977 | $725,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 17,600 | $719,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 17,146 | $717,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 103,148 | $717,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 31,790 | $716,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,000 | $715,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,300 | $715,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 243,794 | $714,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $713,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 60,003 | $712,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 30,718 | $706,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 22,703 | $705,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 46,980 | $704,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 79,915 | $703,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 133,945 | $703,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 52,648 | $703,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 67,577 | $700,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 38,127 | $698,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16,357 | $698,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 521,460 | $698,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 16,758 | $697,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 36,456 | $697,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,279 | $694,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 65,892 | $693,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 53,937 | $690,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 26,878 | $690,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 26,504 | $690,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,000 | $685,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,326 | $684,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,047,249 | $684,000 | thousands by filing date | principal |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 36,323 | $682,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 21,498 | $682,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 65,513 | $682,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 38,894 | $681,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 419,336 | $679,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 32,524 | $679,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10,000 | $677,000 | thousands by filing date | put |
| Aussie $ ETF | 46090N103 | ETF | 9,122 | $675,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 36,049 | $674,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 381,053 | $674,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 43,968 | $674,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,556 | $674,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,020,000 | $674,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 50,395 | $672,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 70,835 | $672,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,271 | $672,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,760 | $671,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 27,510 | $668,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 27,052 | $668,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 18,001 | $667,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 116,231 | $666,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 49,737 | $666,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 13,598 | $665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 21,934 | $664,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 40,000 | $664,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 75,983 | $664,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 22,413 | $664,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 86,484 | $663,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,174 | $661,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 46,953 | $660,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 57,732 | $659,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 56,885 | $658,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 8,364 | $656,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $655,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 37,427 | $655,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 67,599 | $654,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 13,000 | $654,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 50,595 | $653,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 251,101 | $653,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,000 | $652,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 23,611 | $650,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 29,191 | $649,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 31,706 | $648,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,200 | $647,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 50,273 | $647,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 646,000 | $646,000 | thousands by filing date | principal |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,483 | $645,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 47,285 | $644,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 62,431 | $643,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 18,412 | $641,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 40,051 | $638,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 108,365 | $638,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 21,871 | $637,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 53,062 | $637,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 38,658 | $637,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 13,822 | $634,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 22,250 | $633,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,648 | $632,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 27,824 | $632,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 181,212 | $631,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 39,096 | $631,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 50,136 | $628,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 6,221 | $627,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 95,952 | $626,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,900 | $625,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 11,824 | $625,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 45,395 | $617,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,800 | $617,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 108,553 | $616,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 35,046 | $616,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 23,725 | $615,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 44,932 | $614,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,900 | $613,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 20,767 | $610,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,924 | $608,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 605,000 | $608,000 | thousands by filing date | principal |
| Canadian $ ETF | 46138T104 | ETF | 8,090 | $607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 12,090 | $607,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,710 | $606,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 46,488 | $606,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 48,170 | $606,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 12,924 | $605,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 30,099 | $605,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 17,670 | $604,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 64,938 | $603,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,929 | $602,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 140,687 | $602,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 33,975 | $600,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 18,595 | $600,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,500 | $599,000 | thousands by filing date | call |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 12,196 | $599,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,222 | $598,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 48,244 | $597,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 38,590 | $595,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 150,000 | $594,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 54,017 | $593,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 50,195 | $593,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,936 | $592,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 187,974 | $592,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 74,714 | $592,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,200 | $590,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,100 | $590,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 20,695 | $590,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 57,272 | $590,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 77,953 | $590,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 14,782 | $589,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 29,914 | $589,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 6,196 | $589,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,100 | $587,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 17,389 | $586,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 50,799 | $584,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 40,674 | $583,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 24,736 | $583,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 605,000 | $582,000 | thousands by filing date | principal |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 36,322 | $581,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 41,100 | $580,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,042 | $580,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 16,884 | $579,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 602,000 | $579,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 16,000 | $578,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,958 | $578,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,224 | $577,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 17,479 | $577,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $576,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 9,176 | $575,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 103,014 | $574,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 18,714 | $574,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 26,308 | $573,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 23,408 | $572,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 65,215 | $571,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 671,000 | $571,000 | thousands by filing date | principal |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 35,918 | $570,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 54,317 | $570,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 21,839 | $567,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 17,971 | $564,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 60,547 | $564,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 10,445 | $563,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,608 | $562,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 23,228 | $560,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,213 | $558,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 53,976 | $557,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 35,703 | $557,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 13,035 | $556,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,053 | $556,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 44,896 | $556,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 19,652 | $555,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 73,501 | $555,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 21,716 | $555,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 9,407 | $553,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 66,203 | $553,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 17,632 | $552,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 27,197 | $552,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 12,020 | $552,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 48,622 | $551,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 43,155 | $551,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 33,728 | $551,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,485 | $551,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,949 | $550,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 32,442 | $550,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 101,577 | $550,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 52,644 | $549,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 42,632 | $544,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17,735 | $543,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 123,200 | $542,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 29,998 | $541,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 31,436 | $540,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 22,782 | $539,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 113,179 | $539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 5,967 | $538,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 25,041 | $537,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 19,500 | $536,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 10,000 | $536,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 43,129 | $535,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 41,013 | $534,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 25,710 | $529,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 16,725 | $529,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 75,332 | $527,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 23,915 | $525,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 21,385 | $524,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 10,118 | $523,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 18,290 | $522,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,500 | $521,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 97,656 | $521,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 77,503 | $520,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 444,741 | $520,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,638 | $519,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 919,342 | $515,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 14,695 | $515,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 43,519 | $514,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 11,020 | $510,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 26,046 | $509,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 9,676 | $509,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 16,324 | $509,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 28,498 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 19,551 | $508,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 33,663 | $506,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 63,313 | $504,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 8,594 | $504,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 19,945 | $502,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 96,355 | $501,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 48,358 | $500,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,200 | $499,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $499,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 15,862 | $499,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 39,596 | $499,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 53,312 | $498,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 19,366 | $497,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,023 | $495,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 19,869 | $493,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 10,767 | $491,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,565 | $491,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 344,000 | $491,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 29,822 | $490,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 18,750 | $490,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 10,568 | $490,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 64,502 | $489,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 15,349 | $489,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 34,485 | $487,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 39,085 | $487,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 14,914 | $486,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 25,724 | $485,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 36,673 | $482,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 311,103 | $482,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 77,275 | $481,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 33,115 | $480,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,778 | $480,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 41,803 | $480,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,902 | $479,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 25,052 | $479,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 23,187 | $477,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 42,596 | $477,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 37,661 | $477,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,061 | $476,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 20,652 | $476,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,396 | $475,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 71,594 | $472,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 163,447 | $471,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 506,000 | $471,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,495 | $470,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,781 | $469,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 11,347 | $469,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 7,866 | $468,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,621 | $466,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 21,147 | $465,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 435,000 | $465,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 10,306 | $464,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 135,920 | $462,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,670 | $462,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 27,292 | $462,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 9,611 | $460,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 14,553 | $460,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 30,429 | $458,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 35,558 | $458,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 7,195 | $458,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,492 | $457,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,518 | $455,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 56,654 | $453,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 46,121 | $452,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 9,866 | $452,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 36,120 | $450,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 14,959 | $449,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 69,754 | $449,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 114,660 | $449,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 486,000 | $448,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 1,600 | $447,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,222 | $446,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,872 | $446,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 18,243 | $442,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,000 | $440,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 18,445 | $440,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,577 | $440,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 17,496 | $439,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 17,979 | $438,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,896 | $437,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,297 | $436,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 47,673 | $436,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 33,096 | $435,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 18,700 | $435,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 26,972 | $435,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 31,454 | $434,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,252 | $434,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,592 | $433,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 30,136 | $432,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 38,710 | $432,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 43,436 | $432,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 87,174 | $430,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 90,000 | $428,000 | thousands by filing date | put |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 37,207 | $428,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,200 | $426,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 10,000 | $426,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 15,357 | $424,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,623 | $423,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 243,363 | $423,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 48,328 | $422,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 407,000 | $421,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,271 | $419,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |