13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,939 | $418,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,080 | $418,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 49,596 | $416,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,730 | $414,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,880 | $413,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 87,978 | $413,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 53,238 | $413,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 15,933 | $412,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,400 | $410,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 8,327 | $410,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 15,287 | $410,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 70,115 | $409,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 17,886 | $409,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 115,872 | $408,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 49,446 | $407,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 35,911 | $407,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,767 | $407,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,239 | $405,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 10,193 | $403,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 16,475 | $402,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 37,050 | $401,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,982 | $400,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 8,346 | $400,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 18,783 | $399,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 25,233 | $399,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 13,577 | $396,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 34,597 | $395,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,307 | $394,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 11,660 | $393,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,959 | $392,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 31,756 | $392,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,761 | $391,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 14,313 | $391,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 41,026 | $390,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 249,868 | $390,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 15,992 | $390,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 197,111 | $389,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,638 | $388,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,300 | $388,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,594 | $387,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,905 | $387,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,755 | $386,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,769 | $385,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 36,981 | $385,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 22,838 | $384,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 44,611 | $383,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 19,834 | $383,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 157,238 | $383,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 28,201 | $382,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 24,048 | $380,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 19,771 | $380,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 68,365 | $379,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 34,471 | $378,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 13,494 | $378,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 378,000 | $378,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 3,399 | $377,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 13,260 | $376,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,425 | $376,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 32,822 | $375,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 20,438 | $374,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,313 | $374,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 19,706 | $373,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 37,289 | $372,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 29,266 | $372,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 22,373 | $372,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,204 | $371,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,644 | $370,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 33,777 | $370,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 99,941 | $370,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 59,316 | $370,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 27,984 | $370,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,855 | $370,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,149 | $369,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 38,767 | $368,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 5,222 | $368,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 29,121 | $367,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 23,661 | $366,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 382,000 | $366,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,375 | $363,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 29,895 | $363,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 14,761 | $362,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,640 | $362,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 13,538 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 9,530 | $360,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,000 | $359,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 31,724 | $358,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 357,000 | $358,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 21,838 | $356,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 21,035 | $355,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,000 | $355,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 3,800 | $354,000 | thousands by filing date | put |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 34,482 | $354,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 30,245 | $354,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,021 | $354,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 34,066 | $353,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,963 | $353,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 17,308 | $353,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 26,568 | $352,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 14,306 | $351,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 8,558 | $350,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 23,688 | $350,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,918 | $348,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 11,395 | $348,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 16,739 | $347,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 29,282 | $346,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 71,829 | $344,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,800 | $344,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,378 | $344,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 31,725 | $343,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 86,362 | $343,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,683 | $342,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 342,000 | $341,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 13,858 | $340,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 15,705 | $340,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 21,230 | $338,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 15,020 | $337,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,878 | $336,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 38,725 | $336,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10,666 | $335,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,933 | $335,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,830 | $335,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 39,873 | $335,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 17,326 | $334,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,677 | $333,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,005 | $333,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,807 | $330,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $330,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 65,943 | $330,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20,548 | $329,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 29,528 | $328,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,670 | $327,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 22,739 | $327,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 43,039 | $327,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,276 | $326,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 11,145 | $326,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 331,660 | $325,000 | thousands by filing date | principal |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,933 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 12,531 | $325,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,359 | $324,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $324,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,729 | $323,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 15,570 | $323,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,084 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 11,729 | $323,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,787 | $323,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 367,000 | $323,000 | thousands by filing date | principal |
| MSB FINL CORP NEW | 55352L101 | COM | 15,002 | $323,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,913 | $322,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 10,684 | $322,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,364 | $321,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 49,136 | $321,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,298 | $320,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 23,173 | $320,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 16,870 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,275 | $319,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,826 | $319,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 80 | $317,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 25,030 | $317,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,808 | $316,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,863 | $316,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,329 | $314,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 36,489 | $314,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 29,460 | $314,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 96,201 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 8,733 | $313,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,519 | $312,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 35,122 | $310,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 37,448 | $309,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 33,434 | $309,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 11,278 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 6,428 | $309,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,106 | $309,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 18,933 | $308,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,793 | $307,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 91,370 | $307,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 8,600 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,397 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,549 | $305,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,788 | $305,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,450 | $305,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,300 | $304,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 33,000 | $304,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 137,816 | $303,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 10,267 | $303,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 11,430 | $302,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19,800 | $302,000 | thousands by filing date | call |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 3,906 | $302,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,361 | $302,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 99,565 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 12,102 | $300,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 16,168 | $300,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 55,371 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 7,172 | $299,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 10,513 | $299,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 75,000 | $298,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 38,175 | $298,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,600 | $298,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 23,557 | $297,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 43,964 | $296,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,266 | $296,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,853 | $295,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 18,604 | $295,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 36,809 | $294,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 2,452 | $294,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,524 | $293,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 12,368 | $293,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,694 | $292,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 8,745 | $292,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 11,690 | $287,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,044 | $286,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,576 | $285,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 16,757 | $285,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 37,816 | $285,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,258 | $285,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 37,750 | $285,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,208 | $284,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 22,942 | $284,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10,141 | $284,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,400 | $283,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 20,657 | $283,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 52,000 | $283,000 | thousands by filing date | principal |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 29,747 | $282,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 12,772 | $282,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,220 | $282,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,567 | $282,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,230 | $282,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 30,225 | $282,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 21,594 | $281,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 26,833 | $278,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 25,599 | $278,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 30,087 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 9,342 | $277,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,582 | $276,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,600 | $276,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,069 | $275,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 284,000 | $275,000 | thousands by filing date | principal |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 21,519 | $275,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,015 | $275,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 13,070 | $274,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,782 | $274,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $271,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $271,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 15,794 | $270,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,204 | $269,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,257 | $268,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,747 | $268,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,200 | $267,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 8,258 | $266,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 22,050 | $266,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 250,000 | $266,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 18,709 | $266,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,823 | $265,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,898 | $265,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 29,466 | $265,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,000 | $264,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 8,782 | $264,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,913 | $264,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8,675 | $264,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 38,765 | $264,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,747 | $263,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,074 | $262,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,478 | $262,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 242,000 | $262,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,331 | $261,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,031 | $261,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 44,379 | $260,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,581 | $260,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 16,529 | $260,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 37,141 | $260,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,329 | $259,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 9,432 | $259,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,433 | $259,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,898 | $259,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 30,614 | $258,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 27,230 | $257,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 25,582 | $256,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,270 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,355 | $255,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,571 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 16,635 | $255,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 57,366 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 8,181 | $254,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 29,377 | $253,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 11,690 | $253,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 37,972 | $253,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,677 | $249,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,954 | $249,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 31,722 | $248,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 412 | $248,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,804 | $248,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,933 | $247,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 74,669 | $246,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 11,494 | $246,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,500 | $245,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,100 | $245,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,971 | $245,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 5,287 | $245,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,101 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,050 | $244,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,543 | $244,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 9,078 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 5,566 | $243,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 10,955 | $243,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,505 | $241,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 211,000 | $241,000 | thousands by filing date | principal |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 16,619 | $240,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,080 | $240,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,919 | $240,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 76,333 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 8,425 | $240,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,468 | $239,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,220 | $239,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,800 | $238,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 6,933 | $238,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,587 | $238,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,002 | $238,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 14,997 | $237,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 15,000 | $237,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 6,656 | $237,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,518 | $236,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 123,414 | $235,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,343 | $235,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,357 | $235,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 23,005 | $235,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 95,653 | $235,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 67,295 | $235,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 8,464 | $235,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,854 | $234,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 31,011 | $234,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 9,080 | $233,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,057 | $232,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 19,592 | $232,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,907 | $231,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 18,559 | $231,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,780 | $230,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,257 | $229,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 61,999 | $229,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,402 | $228,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 79,151 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,585 | $228,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,905 | $227,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 9,810 | $227,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 35,434 | $227,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 7,958 | $226,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 9,760 | $225,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 8,113 | $225,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 24,525 | $225,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 31,746 | $223,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 5,000 | $223,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 11,344 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,235 | $222,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,296 | $222,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,650 | $221,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,000 | $221,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,000 | $221,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,749 | $220,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,170 | $220,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,613 | $219,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 34,537 | $219,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 82,602 | $219,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 28,607 | $219,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,768 | $219,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,313 | $218,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 38,851 | $218,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,042 | $217,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,258 | $217,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,881 | $216,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 13,965 | $216,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 47,800 | $216,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,812 | $215,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,330 | $215,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,490 | $214,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 9,484 | $214,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,498 | $214,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 12,569 | $213,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,977 | $213,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 7,080 | $212,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 12,340 | $212,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 93,122 | $212,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 46,754 | $212,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,509 | $211,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,912 | $210,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 40,414 | $210,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,348 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 20,606 | $209,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 11,076 | $209,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,747 | $208,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,437 | $208,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,859 | $208,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,095 | $207,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,232 | $207,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 12,454 | $207,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,400 | $205,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 27,346 | $204,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,310 | $204,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,834 | $204,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,593 | $204,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,162 | $203,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,369 | $203,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,140 | $203,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,039 | $202,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,809 | $202,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,769 | $201,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,331 | $201,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 44,754 | $201,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 410,068 | $201,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,161 | $201,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,733 | $201,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 21,743 | $200,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 42,317 | $200,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 5,734 | $200,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,899 | $199,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 4,677 | $199,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 7,490 | $198,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,568 | $198,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 21,171 | $198,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 69,745 | $198,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 28,084 | $197,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 4,816 | $197,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 58,623 | $197,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 11,746 | $197,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 85,229 | $197,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,630 | $196,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,964 | $196,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 5,710 | $196,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 6,251 | $195,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 4,329 | $195,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 41,486 | $194,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $194,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,661 | $194,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,099 | $194,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,903 | $194,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,373 | $194,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 19,097 | $194,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,780 | $193,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 55,403 | $193,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,425 | $192,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,000 | $191,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 5,412 | $191,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,578 | $191,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 36,208 | $191,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,242 | $191,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 20,884 | $191,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 4,332 | $190,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,616 | $190,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 35,997 | $190,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,153 | $190,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,316 | $190,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,600 | $189,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,199 | $189,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,227 | $189,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,350 | $189,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 11,303 | $188,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 9,501 | $187,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,251 | $187,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 40,753 | $187,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,009 | $185,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 23,234 | $185,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,189 | $185,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,748 | $185,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 26,121 | $185,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,613 | $184,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 33,039 | $183,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 32,500 | $183,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,086 | $183,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,500 | $182,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $182,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,851 | $182,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,966 | $181,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,200 | $181,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,681 | $181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 9,521 | $181,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,256 | $181,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 48,981 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 5,602 | $178,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,866 | $178,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,959 | $177,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,521 | $177,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,250 | $177,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 78,001 | $177,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,637 | $177,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,574 | $177,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,470 | $175,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,596 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 15,015 | $175,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 25,468 | $175,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,360 | $175,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,979 | $174,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,456 | $174,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 10,068 | $174,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,664 | $173,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 33,329 | $173,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 8,265 | $173,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,720 | $173,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 18,130 | $173,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,102 | $172,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 59,977 | $172,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,134 | $172,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 6,760 | $172,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,223 | $171,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |