13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 309,588 | $3,461,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 96,467 | $3,456,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 63,500 | $3,453,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 18,800 | $3,450,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 126,075 | $3,449,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 394,873 | $3,447,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 260,185 | $3,442,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 20,500 | $3,430,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,000,000 | $3,430,000 | thousands by filing date | principal |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 240,362 | $3,427,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 70,016 | $3,422,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 92,900 | $3,414,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 152,741 | $3,414,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 237,495 | $3,404,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 755,951 | $3,402,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,659,000 | $3,398,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 125,735 | $3,390,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 416,375 | $3,390,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 74,900 | $3,385,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 200,587 | $3,383,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 125,954 | $3,383,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $3,382,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,800 | $3,381,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 187,966 | $3,381,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 104,005 | $3,380,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 226,894 | $3,372,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 136,885 | $3,366,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 85,534 | $3,359,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,740,000 | $3,358,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 83,516 | $3,357,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 72,911 | $3,355,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 214,063 | $3,355,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,800 | $3,353,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 269,086 | $3,350,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 886,000 | $3,347,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 67,100 | $3,343,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 201,711 | $3,340,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 80,639 | $3,339,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 140,947 | $3,336,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,432,000 | $3,335,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 32,603 | $3,332,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 29,800 | $3,331,000 | thousands by filing date | call |
| ATENTO S A | L0427L105 | SHS | 486,135 | $3,330,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 79,000 | $3,324,000 | thousands by filing date | call |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 161,021 | $3,319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 99,822 | $3,318,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 93,599 | $3,315,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 120,757 | $3,315,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 239,015 | $3,311,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,000 | $3,305,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 194,108 | $3,301,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 84,172 | $3,299,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 67,461 | $3,291,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 75,451 | $3,290,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 277,725 | $3,283,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 173,257 | $3,282,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 378,855 | $3,277,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 115,100 | $3,275,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 116,313 | $3,270,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 158,722 | $3,269,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 83,750 | $3,267,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 139,255 | $3,256,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 304,216 | $3,255,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 93,366 | $3,251,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 413,498 | $3,244,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 190,253 | $3,244,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 201,351 | $3,243,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 242,665 | $3,242,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 146,376 | $3,242,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 189,977 | $3,239,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 183,100 | $3,235,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 132,804 | $3,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 111,486 | $3,225,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 406,032 | $3,220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56,276 | $3,220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 92,340 | $3,216,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 246,360 | $3,215,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 232,668 | $3,213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 115,347 | $3,201,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 261,249 | $3,195,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 85,765 | $3,191,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 22,800 | $3,189,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 22,800 | $3,189,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 244,952 | $3,189,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 158,944 | $3,187,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 442,632 | $3,187,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 40,671 | $3,186,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 162,118 | $3,185,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 216,006 | $3,180,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 584,217 | $3,179,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 56,354 | $3,175,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 557,608 | $3,173,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 217,254 | $3,170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 61,500 | $3,169,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 54,926 | $3,169,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 201,300 | $3,164,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 107,641 | $3,159,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 316,549 | $3,159,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 75,789 | $3,154,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 60,674 | $3,154,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 80,400 | $3,148,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 37,300 | $3,144,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 98,813 | $3,143,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 191,000 | $3,142,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 585,604 | $3,139,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 109,900 | $3,138,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 261,326 | $3,138,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 104,875 | $3,135,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 105,089 | $3,132,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,075,609 | $3,119,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 336,075 | $3,119,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 332,301 | $3,113,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 124,466 | $3,111,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 41,860 | $3,110,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 96,317 | $3,109,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 27,768 | $3,094,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 78,710 | $3,093,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 58,800 | $3,083,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 25,752 | $3,080,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 55,539 | $3,070,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 3,217,000 | $3,070,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536301 | COM NEW | 149,380 | $3,066,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 342,517 | $3,065,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 103,770 | $3,060,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 41,046 | $3,056,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 45,344 | $3,056,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 152,129 | $3,056,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 256,160 | $3,054,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,896,000 | $3,046,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 2,560,000 | $3,046,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 214,420 | $3,045,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 194,445 | $3,045,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 214,274 | $3,043,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 47,172 | $3,039,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 257,218 | $3,036,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 77,502 | $3,031,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 69,736 | $3,030,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 36,793 | $3,028,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 77,000 | $3,019,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 92,435 | $3,016,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 104,025 | $3,008,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 61,500 | $3,003,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 237,043 | $3,003,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 105,388 | $2,994,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 57,553 | $2,993,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,170,747 | $2,985,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 91,534 | $2,977,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 163,220 | $2,975,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 146,237 | $2,972,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 45,915 | $2,970,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 126,881 | $2,965,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 70,855 | $2,965,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 376,259 | $2,965,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,031,573 | $2,950,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 102,450 | $2,949,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 113,648 | $2,949,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 133,397 | $2,944,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 49,441 | $2,942,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 128,587 | $2,939,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 167,181 | $2,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 81,449 | $2,931,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 32,010 | $2,931,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 45,176 | $2,930,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 470,163 | $2,929,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 215,655 | $2,929,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,875,000 | $2,922,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 93,070 | $2,914,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 132,284 | $2,913,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 55,050 | $2,905,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 203,787 | $2,903,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 497,726 | $2,902,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 58,249 | $2,895,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 520,943 | $2,891,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 56,796 | $2,890,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 233,250 | $2,884,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,083 | $2,881,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 280,462 | $2,877,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 133,771 | $2,876,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 83,044 | $2,868,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 374,803 | $2,868,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 93,324 | $2,866,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 143,900 | $2,861,000 | thousands by filing date | call |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 290,863 | $2,859,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 76,438 | $2,856,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 195,890 | $2,854,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 45,247 | $2,851,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 44,089 | $2,850,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 44,551 | $2,844,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 122,703 | $2,840,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 105,778 | $2,840,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 320,741 | $2,836,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 132,194 | $2,836,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,825,000 | $2,836,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 208,387 | $2,830,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 86,785 | $2,829,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 167,497 | $2,826,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 270,051 | $2,825,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 77,800 | $2,821,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 73,254 | $2,821,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 95,331 | $2,818,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 125,387 | $2,790,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,307 | $2,789,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 33,876 | $2,787,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 59,402 | $2,786,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 562,550 | $2,784,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 150,429 | $2,780,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 17,800 | $2,774,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 474,305 | $2,774,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 41,629 | $2,767,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 112,480 | $2,767,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 677,621 | $2,758,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 194,084 | $2,751,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 168,260 | $2,748,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 64,500 | $2,745,000 | thousands by filing date | put |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 87,953 | $2,744,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 161,283 | $2,740,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 72,344 | $2,739,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,410 | $2,737,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 124,300 | $2,737,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 91,912 | $2,736,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 115,645 | $2,735,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 454,922 | $2,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 53,793 | $2,734,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $2,729,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 777,158 | $2,728,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 102,648 | $2,726,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 296,785 | $2,724,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 58,819 | $2,723,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 178,831 | $2,722,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 273,500 | $2,722,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 259,938 | $2,719,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 356,440 | $2,719,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 92,043 | $2,716,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 217,575 | $2,716,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 270,443 | $2,715,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 74,335 | $2,714,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,849,000 | $2,714,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 577,000 | $2,712,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 300,000 | $2,712,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 61,623 | $2,710,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 660,626 | $2,709,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 105,575 | $2,703,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 245,279 | $2,703,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 148,321 | $2,702,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 27,709 | $2,699,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 65,624 | $2,696,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 62,013 | $2,695,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 538,433 | $2,692,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 60,574 | $2,689,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 293,981 | $2,684,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,000 | $2,682,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 49,526 | $2,681,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 283,576 | $2,680,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 35,609 | $2,679,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 749,454 | $2,675,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 149,602 | $2,673,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,900 | $2,672,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 148,808 | $2,671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 112,878 | $2,648,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 92,222 | $2,647,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 165,139 | $2,647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 84,557 | $2,646,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 55,044 | $2,642,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 31,345 | $2,640,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 42,300 | $2,631,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,910,000 | $2,604,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 337,719 | $2,600,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 30,226 | $2,599,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 26,782 | $2,599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 27,112 | $2,583,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 100,000 | $2,580,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 60,284 | $2,580,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 88,065 | $2,579,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 112,195 | $2,576,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,500,000 | $2,569,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 175,919 | $2,565,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 127,314 | $2,563,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 60,937 | $2,560,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 391,897 | $2,559,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 69,180 | $2,558,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 72,782 | $2,558,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,200 | $2,557,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 32,371 | $2,556,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 104,632 | $2,553,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 182,422 | $2,549,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 87,970 | $2,547,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $2,545,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 95,784 | $2,540,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 50,000 | $2,536,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 77,407 | $2,534,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 317,860 | $2,527,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 241,323 | $2,527,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 17,873 | $2,520,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 21,826 | $2,517,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 54,597 | $2,515,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 19,990 | $2,514,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 127,223 | $2,513,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,072,835 | $2,511,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 50,700 | $2,509,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 86,473 | $2,509,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 43,394 | $2,505,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 85,000 | $2,504,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 52,745 | $2,503,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 157,425 | $2,503,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 8,938 | $2,500,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 69,033 | $2,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 81,169 | $2,490,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 32,863 | $2,490,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 57,269 | $2,488,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 63,429 | $2,487,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 186,732 | $2,484,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 26,283 | $2,465,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 50,000 | $2,465,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 114,500 | $2,464,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32,200 | $2,459,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,110,000 | $2,444,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 66,634 | $2,436,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 24,800 | $2,436,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 163,443 | $2,436,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,607,000 | $2,436,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 561,117 | $2,435,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 146,700 | $2,433,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 117,291 | $2,417,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 51,908 | $2,413,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 52,200 | $2,411,000 | thousands by filing date | put |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 101,763 | $2,411,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 94,894 | $2,411,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 56,596 | $2,402,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 109,382 | $2,401,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 128,309 | $2,401,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 40,819 | $2,400,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 36,176 | $2,394,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 96,629 | $2,392,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 99,061 | $2,390,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,910 | $2,388,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 31,970 | $2,384,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 249,249 | $2,383,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 37,500 | $2,381,000 | thousands by filing date | put |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 75,803 | $2,378,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 169,208 | $2,377,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 82,977 | $2,369,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 81,159 | $2,368,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,000 | $2,367,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 43,196 | $2,365,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 47,037 | $2,364,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 593,027 | $2,363,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 272,185 | $2,363,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 250,000 | $2,358,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,972,000 | $2,356,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 65,398 | $2,354,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 54,000 | $2,354,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 243,232 | $2,354,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 44,599 | $2,339,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 255,134 | $2,334,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 25,000 | $2,334,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 65,768 | $2,332,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 28,798 | $2,332,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 62,989 | $2,329,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 72,600 | $2,327,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 52,033 | $2,325,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 24,550 | $2,324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 58,279 | $2,322,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 432,500 | $2,318,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 128,984 | $2,315,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 78,990 | $2,311,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 32,310 | $2,308,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 184,340 | $2,304,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 18,400 | $2,302,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 49,269 | $2,301,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 583,333 | $2,298,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 252,663 | $2,294,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 129,240 | $2,294,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 86,864 | $2,294,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 39,100 | $2,292,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 33,200 | $2,286,000 | thousands by filing date | call |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 110,367 | $2,285,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 157,517 | $2,284,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 97,430 | $2,283,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 100,394 | $2,279,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 210,978 | $2,277,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 92,524 | $2,271,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,900 | $2,269,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 70,000 | $2,267,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,251,000 | $2,260,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $2,259,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 451,660 | $2,258,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 94,235 | $2,257,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 44,951 | $2,255,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 80,668 | $2,251,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 100,498 | $2,246,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350,000 | $2,244,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 59,543 | $2,230,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 277,171 | $2,229,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 294,897 | $2,226,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 85,002 | $2,222,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 397,464 | $2,222,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 38,174 | $2,218,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 41,460 | $2,212,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 511,033 | $2,208,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 80,344 | $2,206,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 34,737 | $2,204,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,814,000 | $2,204,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 63,210 | $2,200,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 116,568 | $2,194,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 20,000 | $2,191,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 35,391 | $2,190,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 22,188 | $2,190,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 101,572 | $2,188,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 44,923 | $2,187,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 67,596 | $2,187,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,208,000 | $2,181,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 390,605 | $2,180,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 132,204 | $2,177,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 192,440 | $2,171,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 15,000 | $2,168,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 469,531 | $2,160,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 71,471 | $2,159,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 129,500 | $2,157,000 | thousands by filing date | put |
| Eaton Vance Floating Rate | 27831H100 | ETF | 228,290 | $2,155,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 36,455 | $2,153,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 172,551 | $2,153,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 62,673 | $2,153,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 336,502 | $2,151,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 170,445 | $2,151,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 51,500 | $2,148,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 436,332 | $2,147,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 51,208 | $2,140,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 249,247 | $2,137,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,800 | $2,134,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 189,669 | $2,134,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 111,635 | $2,132,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 27,876 | $2,129,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 67,118 | $2,128,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,751,000 | $2,128,000 | thousands by filing date | principal |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 25,742 | $2,123,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 31,700 | $2,120,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 136,437 | $2,117,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 110,900 | $2,117,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 31,813 | $2,116,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 88,964 | $2,116,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 9,186 | $2,114,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 126,544 | $2,110,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 70,617 | $2,109,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 120,150 | $2,101,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 248,578 | $2,097,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,127,000 | $2,096,000 | thousands by filing date | principal |
| YEXT INC | 98585N106 | COM | 108,309 | $2,094,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 94,589 | $2,094,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 37,723 | $2,088,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 405,441 | $2,084,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 626,200 | $2,079,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 169,864 | $2,078,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 128,316 | $2,071,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 161,657 | $2,070,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 89,063 | $2,067,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 55,329 | $2,066,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,330,000 | $2,066,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 226,950 | $2,063,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 140,951 | $2,062,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 65,821 | $2,052,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 70,993 | $2,050,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 41,650 | $2,047,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 104,625 | $2,041,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,950 | $2,040,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 9,271 | $2,029,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 103,086 | $2,020,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 64,103 | $2,018,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 845,946 | $2,013,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 333,763 | $2,013,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 83,867 | $2,009,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 47,500 | $2,005,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 46,340 | $2,004,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 62,822 | $2,002,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 37,949 | $2,000,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 84,105 | $1,989,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 217,848 | $1,989,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 237,089 | $1,989,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 80,000 | $1,986,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 79,275 | $1,986,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 40,000 | $1,985,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 57,005 | $1,983,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 143,401 | $1,978,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 73,072 | $1,978,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 40,826 | $1,976,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 65,682 | $1,976,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 91,430 | $1,975,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 112,898 | $1,974,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 85,278 | $1,968,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 320,151 | $1,966,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 1,999,788 | $1,964,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 56,070 | $1,955,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 80,805 | $1,955,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 32,994 | $1,953,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 16,263 | $1,952,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 44,700 | $1,952,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 37,250 | $1,949,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,225 | $1,944,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 72,351 | $1,943,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 157,187 | $1,938,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,894,000 | $1,934,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |