13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 56,602 | $5,842,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 348,133 | $5,841,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 409,708 | $5,838,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 96,934 | $5,827,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 269,297 | $5,809,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 266,920 | $5,808,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 45,049 | $5,802,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 909,431 | $5,802,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 331,640 | $5,802,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 4,812,000 | $5,798,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 290,896 | $5,796,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 90,453 | $5,787,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 239,455 | $5,785,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 159,559 | $5,785,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 38,201 | $5,782,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 526,091 | $5,782,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 208,279 | $5,782,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 324,804 | $5,775,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 60,011 | $5,770,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 201,030 | $5,766,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 374,210 | $5,763,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 436,590 | $5,758,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 659,673 | $5,758,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,033,676 | $5,758,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 111,349 | $5,757,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 45,310 | $5,755,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 244,227 | $5,752,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 307,581 | $5,743,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 441,024 | $5,733,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 269,517 | $5,728,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42,400 | $5,728,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 173,400 | $5,727,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 22,632 | $5,726,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 70,000 | $5,725,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,089,737 | $5,711,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 130,913 | $5,709,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,863,000 | $5,687,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 159,349 | $5,668,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 45,000 | $5,657,000 | thousands by filing date | put |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 226,483 | $5,651,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 343,719 | $5,613,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 140,000 | $5,610,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 186,675 | $5,606,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 58,347 | $5,598,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 202,439 | $5,575,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 85,292 | $5,572,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 832,726 | $5,571,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 55,764 | $5,567,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 327,241 | $5,561,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 65,100 | $5,555,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,794 | $5,554,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 421,994 | $5,553,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 166,067 | $5,552,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 136,370 | $5,550,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 316,691 | $5,539,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 338,597 | $5,539,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 149,858 | $5,521,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 57,762 | $5,518,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 214,005 | $5,511,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 87,062 | $5,510,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 75,152 | $5,501,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 91,600 | $5,497,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 167,974 | $5,492,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 244,395 | $5,491,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 249,871 | $5,484,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 296,311 | $5,476,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 255,200 | $5,471,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 580,000 | $5,469,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 203,597 | $5,462,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 107,741 | $5,456,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 141,681 | $5,454,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 103,781 | $5,448,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 376,946 | $5,447,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 157,202 | $5,434,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 132,200 | $5,420,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 141,240 | $5,417,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 262,300 | $5,416,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 260,180 | $5,404,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 793,999 | $5,400,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 119,098 | $5,395,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 95,842 | $5,388,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 258,429 | $5,388,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100,000 | $5,372,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 218,831 | $5,368,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 157,121 | $5,366,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 168,607 | $5,362,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 70,833 | $5,360,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 142,653 | $5,357,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 64,538 | $5,357,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 226,695 | $5,356,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 169,445 | $5,354,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 106,126 | $5,349,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 86,898 | $5,348,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 150,784 | $5,340,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 297,514 | $5,338,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 204,143 | $5,332,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 595,525 | $5,330,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 31,300 | $5,327,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 137,854 | $5,322,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 914,903 | $5,317,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 200,156 | $5,307,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 172,592 | $5,304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 172,693 | $5,289,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 232,920 | $5,289,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 275,369 | $5,276,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 232,441 | $5,268,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 92,156 | $5,262,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 62,062 | $5,257,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 332,675 | $5,256,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200,000 | $5,254,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 103,024 | $5,253,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,879,000 | $5,246,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 248,631 | $5,241,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 111,285 | $5,236,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 163,066 | $5,235,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 61,300 | $5,231,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 143,251 | $5,214,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 281,699 | $5,198,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 954,821 | $5,195,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 200,549 | $5,188,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 478,033 | $5,187,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 927,932 | $5,187,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 154,838 | $5,186,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,400 | $5,174,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 495,509 | $5,168,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 102,251 | $5,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 74,020 | $5,145,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 123,121 | $5,144,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 5,127,000 | $5,143,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 107,347 | $5,137,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 138,030 | $5,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 133,250 | $5,135,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 675,312 | $5,133,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 127,185 | $5,125,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 833,515 | $5,118,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 135,700 | $5,117,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 60,000 | $5,116,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 131,100 | $5,093,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 438,630 | $5,088,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 166,246 | $5,086,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 105,491 | $5,083,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 128,367 | $5,073,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 66,399 | $5,067,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 65,791 | $5,058,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 596,527 | $5,052,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 168,258 | $5,030,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 76,700 | $5,027,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 54,085 | $5,024,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 84,900 | $5,022,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 67,970 | $5,017,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 203,510 | $5,006,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 239,695 | $4,994,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 366,121 | $4,994,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 120,000 | $4,992,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 367,156 | $4,992,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 153,300 | $4,982,000 | thousands by filing date | call |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 169,548 | $4,978,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 200,519 | $4,968,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 87,133 | $4,967,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 90,527 | $4,962,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 337,611 | $4,960,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 228,443 | $4,941,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 107,056 | $4,930,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 164,153 | $4,929,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 68,956 | $4,926,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 157,798 | $4,923,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 106,845 | $4,920,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 127,297 | $4,913,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 97,806 | $4,887,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 89,953 | $4,884,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 228,183 | $4,881,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 150,000 | $4,875,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 180,737 | $4,872,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 67,336 | $4,872,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 386,976 | $4,872,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 662,637 | $4,870,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 280,410 | $4,863,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 385,165 | $4,862,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 389,806 | $4,849,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 152,534 | $4,846,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 202,853 | $4,845,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 454,433 | $4,844,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 198,413 | $4,833,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 41,862 | $4,829,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 193,888 | $4,828,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 125,306 | $4,826,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 469,758 | $4,825,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 296,192 | $4,820,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 359,635 | $4,819,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 152,743 | $4,819,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 321,449 | $4,806,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 181,359 | $4,803,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 157,281 | $4,801,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 80,896 | $4,799,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 86,116 | $4,789,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 98,500 | $4,784,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31,359 | $4,781,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76,005 | $4,779,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 205,158 | $4,778,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,202 | $4,770,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 166,365 | $4,766,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 67,051 | $4,764,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 69,007 | $4,749,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 268,121 | $4,743,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 200,000 | $4,740,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 77,642 | $4,733,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 63,207 | $4,728,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 84,055 | $4,725,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 65,820 | $4,723,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 190,000 | $4,722,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 45,000 | $4,721,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 42,800 | $4,719,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 128,881 | $4,711,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 162,497 | $4,710,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 780,801 | $4,708,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 207,196 | $4,705,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 77,800 | $4,698,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 351,858 | $4,694,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 318,132 | $4,692,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 149,381 | $4,684,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 361,424 | $4,681,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 108,424 | $4,679,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 402,600 | $4,678,000 | thousands by filing date | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 205,863 | $4,674,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 202,864 | $4,674,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100,000 | $4,671,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 135,616 | $4,667,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 107,600 | $4,665,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 115,616 | $4,660,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 63,340 | $4,654,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 114,918 | $4,651,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 74,742 | $4,651,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 123,678 | $4,650,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 249,100 | $4,648,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 98,716 | $4,644,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 78,599 | $4,637,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 106,187 | $4,635,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 48,116 | $4,627,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 3,470,000 | $4,627,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100,983 | $4,625,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 85,596 | $4,624,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 188,594 | $4,622,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 531,063 | $4,614,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 168,790 | $4,601,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 167,244 | $4,600,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 60,400 | $4,598,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,600 | $4,593,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 133,531 | $4,583,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 361,078 | $4,578,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,552,000 | $4,578,000 | thousands by filing date | principal |
| CAROLINA FINL CORP NEW | 143873107 | COM | 106,258 | $4,561,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 495,764 | $4,560,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 186,568 | $4,553,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 308,085 | $4,539,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 63,789 | $4,532,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 59,934 | $4,521,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 997,180 | $4,507,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 122,806 | $4,491,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 125,021 | $4,490,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 172,006 | $4,490,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 283,615 | $4,481,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 253,400 | $4,478,000 | thousands by filing date | call |
| CACTUS INC | 127203107 | CL A | 132,148 | $4,466,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 120,051 | $4,457,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 60,324 | $4,451,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,580,000 | $4,443,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 145,555 | $4,440,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,434,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,434,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 83,913 | $4,428,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 32,756 | $4,426,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 40,100 | $4,421,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 251,062 | $4,421,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,376,000 | $4,421,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 4,554,000 | $4,416,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,418,000 | $4,416,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 121,195 | $4,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 60,975 | $4,400,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 83,111 | $4,395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 135,361 | $4,389,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 266,134 | $4,380,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 94,500 | $4,376,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 47,046 | $4,374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 129,034 | $4,367,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 446,085 | $4,367,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 58,264 | $4,356,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 96,144 | $4,355,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 110,000 | $4,351,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 231,505 | $4,351,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 168,233 | $4,349,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 390,795 | $4,345,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 224,047 | $4,345,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 198,255 | $4,326,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 215,779 | $4,318,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 392,534 | $4,315,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,257,098 | $4,313,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 100,000 | $4,310,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 119,251 | $4,287,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 44,645 | $4,285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 89,613 | $4,283,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 64,083 | $4,281,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 84,953 | $4,279,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 457,900 | $4,273,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 336,420 | $4,269,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 85,066 | $4,262,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 279,423 | $4,261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 60,178 | $4,261,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 88,509 | $4,257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 125,822 | $4,256,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 150,945 | $4,253,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40,577 | $4,252,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 166,613 | $4,248,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35,200 | $4,231,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 222,812 | $4,231,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 113,000 | $4,228,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 82,700 | $4,226,000 | thousands by filing date | put |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 310,466 | $4,222,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 226,064 | $4,218,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 261,499 | $4,211,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 200,950 | $4,210,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 347,286 | $4,209,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,190 | $4,207,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 176,602 | $4,207,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 95,454 | $4,205,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 384,409 | $4,202,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 40,000 | $4,199,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 196,807 | $4,194,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 165,820 | $4,194,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 44,300 | $4,187,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 208,900 | $4,184,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 83,621 | $4,177,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 185,270 | $4,176,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 406,827 | $4,165,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 296,859 | $4,159,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,125,000 | $4,159,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 239,039 | $4,157,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 177,261 | $4,157,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 307,712 | $4,154,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 54,702 | $4,141,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 312,692 | $4,131,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 659,220 | $4,126,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 168,075 | $4,125,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 327,798 | $4,121,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 39,677 | $4,120,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 551,903 | $4,117,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 85,365 | $4,114,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 160,367 | $4,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 175,636 | $4,105,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 309,286 | $4,104,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 114,091 | $4,097,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 86,297 | $4,095,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 5,211,000 | $4,090,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 290,179 | $4,089,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 106,309 | $4,088,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,058,786 | $4,087,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 142,847 | $4,085,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 129,414 | $4,083,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 89,668 | $4,078,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 66,220 | $4,072,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 212,287 | $4,065,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 78,312 | $4,062,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 304,727 | $4,061,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,052,000 | $4,046,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 180,291 | $4,041,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 83,241 | $4,039,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 163,937 | $4,038,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 501,286 | $4,036,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 80,628 | $4,022,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 343,808 | $4,016,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,981,000 | $4,013,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 192,494 | $4,013,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 71,642 | $4,007,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 81,869 | $3,995,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 121,897 | $3,987,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 76,580 | $3,985,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 59,783 | $3,975,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 146,576 | $3,965,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 51,537 | $3,961,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 210,804 | $3,959,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 107,917 | $3,958,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 106,063 | $3,955,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 109,000 | $3,952,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 65,346 | $3,952,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 254,148 | $3,952,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 59,983 | $3,948,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 80,697 | $3,948,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,344 | $3,948,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 265,804 | $3,948,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 402,778 | $3,930,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300,000 | $3,927,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 21,041 | $3,920,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 131,916 | $3,913,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 491,497 | $3,907,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 169,513 | $3,904,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 117,826 | $3,901,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 233,213 | $3,895,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 160,643 | $3,888,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,000,000 | $3,881,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 72,605 | $3,876,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 283,721 | $3,876,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,183,247 | $3,875,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 339,000 | $3,875,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 40,140 | $3,874,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100,000 | $3,874,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 195,531 | $3,867,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 78,661 | $3,863,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 237,965 | $3,860,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 196,881 | $3,849,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 141,800 | $3,843,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 100,700 | $3,841,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 625,407 | $3,840,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 115,875 | $3,829,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150,000 | $3,825,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 101,934 | $3,825,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 23,435 | $3,805,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 855,093 | $3,805,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 230,906 | $3,804,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 523,093 | $3,798,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 82,731 | $3,792,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 3,835,000 | $3,792,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 37,436 | $3,781,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 200,000 | $3,778,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 170,650 | $3,775,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 197,409 | $3,775,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 49,498 | $3,764,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 92,012 | $3,760,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 690,700 | $3,757,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 296,414 | $3,744,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 270,976 | $3,742,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 60,500 | $3,741,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 560,239 | $3,737,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 204,432 | $3,736,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,600 | $3,722,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 57,795 | $3,714,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 356,917 | $3,704,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 374,373 | $3,699,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 60,000 | $3,698,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 210,221 | $3,698,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,374,721 | $3,684,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 63,458 | $3,683,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 115,405 | $3,682,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 140,000 | $3,679,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 85,000 | $3,679,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 234,380 | $3,671,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 98,800 | $3,670,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 15,400 | $3,666,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 17,100 | $3,664,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 222,334 | $3,649,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 174,020 | $3,647,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 174,636 | $3,645,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 56,762 | $3,644,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 207,645 | $3,638,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 84,649 | $3,637,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 177,016 | $3,629,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 259,063 | $3,627,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 66,084 | $3,626,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 131,800 | $3,625,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 81,445 | $3,624,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 58,032 | $3,621,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 189,936 | $3,619,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 105,362 | $3,614,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 233,816 | $3,606,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 74,200 | $3,605,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 241,068 | $3,604,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,557,887 | $3,599,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 225,844 | $3,591,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,154 | $3,584,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 85,652 | $3,582,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 189,450 | $3,581,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 87,200 | $3,575,000 | thousands by filing date | call |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 404,016 | $3,571,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 23,671 | $3,569,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 272,021 | $3,566,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 126,036 | $3,562,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 127,412 | $3,548,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 253,613 | $3,543,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50,600 | $3,535,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 46,717 | $3,534,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 270,391 | $3,534,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 214,319 | $3,528,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 99,938 | $3,528,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 107,060 | $3,528,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 196,615 | $3,523,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 196,171 | $3,522,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 578,833 | $3,518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 93,193 | $3,516,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 401,262 | $3,511,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 135,934 | $3,511,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 86,100 | $3,506,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 149,977 | $3,503,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 102,908 | $3,498,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 166,897 | $3,492,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 71,545 | $3,491,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 121,332 | $3,488,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 190,634 | $3,479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 63,533 | $3,476,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 102,138 | $3,472,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 109,735 | $3,468,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 208,252 | $3,465,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,025,477 | $3,465,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |