13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 8,849 | $65,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,984 | $65,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,799 | $65,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,500 | $65,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 45,054 | $65,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,224 | $64,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,815 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,313 | $64,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,292 | $64,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,015 | $64,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 9,485 | $64,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 2,979 | $64,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,926 | $64,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 6,728 | $64,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,553 | $64,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 3,765 | $63,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,705 | $63,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 6,007 | $63,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 2,889 | $63,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 11,395 | $63,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 6,544 | $63,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,589 | $63,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 7,100 | $63,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 7,633 | $62,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,016 | $62,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,332 | $62,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 970 | $62,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,347 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,585 | $62,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,295 | $62,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 36,077 | $62,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,631 | $62,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 4,303 | $62,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,400 | $61,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,998 | $61,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,415 | $61,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $61,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 25,698 | $61,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 5,900 | $61,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 1,773 | $61,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,870 | $60,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,542 | $60,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 119,711 | $60,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,986 | $60,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 6,340 | $60,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 5,994 | $60,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,329 | $59,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,460 | $59,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,929 | $59,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,869 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,032 | $59,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,374 | $59,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 509 | $59,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,779 | $59,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 3,212 | $59,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 26,675 | $59,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,200 | $59,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,512 | $59,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 3,692 | $59,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 8,493 | $59,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,557 | $58,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,010 | $58,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,366 | $58,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 2,051 | $58,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,848 | $58,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,330 | $58,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 746 | $58,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 5,021 | $58,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,876 | $58,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,196 | $58,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 3,037 | $58,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 2,189 | $58,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,374 | $57,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 615 | $57,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 689 | $57,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 88,231 | $57,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 5,249 | $57,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 2,466 | $57,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 46,696 | $57,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 4,859 | $57,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,167 | $57,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,163 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 4,158 | $57,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $56,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 8,186 | $56,000 | thousands by filing date | |
| RH | 74967X103 | COM | 400 | $56,000 | thousands by filing date | put |
| BIGLARI HLDGS INC | 08986R408 | CMN | 59 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,465 | $56,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 9,279 | $56,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 6,631 | $56,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 14,248 | $56,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 8,949 | $56,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,481 | $55,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,637 | $55,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,144 | $55,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 16,501 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 2,957 | $55,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,317 | $55,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,855 | $55,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,600 | $54,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 53,863 | $54,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,336 | $54,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,328 | $54,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 855 | $54,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,039 | $54,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,548 | $54,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 1,632 | $54,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $53,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,264 | $53,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,057 | $53,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,500 | $53,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 4,250 | $53,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,815 | $53,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 53,008 | $53,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 2,575 | $53,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 7,282 | $52,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,709 | $52,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,772 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,099 | $52,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,251 | $52,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,626 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 845 | $52,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 8,367 | $52,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 19,723 | $52,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 6,475 | $52,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 10,869 | $52,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 3,564 | $51,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,573 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,400 | $51,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,128 | $51,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,699 | $51,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,663 | $51,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 4,500 | $51,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 9,522 | $51,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 31,049 | $51,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,216 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 688 | $50,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 1,839 | $50,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 4,811 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 671 | $50,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,800 | $50,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,203 | $50,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,102 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,562 | $50,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 2,726 | $50,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 2,215 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 1,370 | $50,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,600 | $49,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 600 | $49,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 600 | $49,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,063 | $49,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $49,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 2,440 | $49,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 185,655 | $49,000 | thousands by filing date | principal |
| IF BANCORP INC | 44951J105 | COM | 2,044 | $49,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,000 | $49,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 3,930 | $49,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 7,018 | $49,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 43,841 | $49,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 5,282 | $49,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $48,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 568 | $48,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,282 | $48,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 7,407 | $48,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,059 | $48,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 600 | $48,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 9,655 | $47,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 600 | $47,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,491 | $47,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 884 | $47,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,322 | $47,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,622 | $47,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,977 | $47,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,469 | $47,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,235 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,649 | $47,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 928 | $47,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,036 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 27,000 | $47,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 13,695 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 3,062 | $47,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,375 | $46,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,600 | $46,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,620 | $46,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,904 | $46,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,501 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,994 | $46,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,741 | $46,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,742 | $46,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 3,906 | $46,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 3,995 | $46,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 376 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 75,227 | $46,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 12,522 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 980 | $45,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 6,167 | $45,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,500 | $45,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,850 | $45,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 18,000 | $45,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 980 | $45,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 2,132 | $45,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,744 | $45,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 6,999 | $45,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 25,000 | $45,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 19,026 | $44,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 701 | $44,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,335 | $44,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 3,982 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,207 | $44,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 1,706 | $44,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 11,054 | $44,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 9,500 | $43,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,000 | $43,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 650 | $43,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,575 | $43,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 9,969 | $43,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,426 | $43,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,969 | $43,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 2,861 | $43,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 4,300 | $43,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 5,374 | $43,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,231 | $42,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 4,225 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 767 | $42,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 12,115 | $42,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,713 | $42,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 18,137 | $42,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 600 | $41,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 4,800 | $41,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,000 | $41,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 7,286 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 400 | $41,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,768 | $41,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,975 | $41,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,529 | $41,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,460 | $41,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 940 | $41,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 32,422 | $41,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 4,822 | $41,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 13,691 | $41,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 12,500 | $41,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,367 | $40,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,500 | $40,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 9,333 | $40,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,782 | $40,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,505 | $40,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,487 | $40,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,602 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1,242 | $40,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,816 | $40,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 16,668 | $40,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,409 | $40,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,040 | $40,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 42,350 | $40,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,435 | $40,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 726 | $40,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 36,883 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 702 | $40,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 1,813 | $40,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $39,000 | thousands by filing date | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,447 | $39,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 400 | $39,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 16,367 | $39,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 12,000 | $39,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,749 | $39,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,349 | $39,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 3,342 | $39,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,652 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 579 | $38,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,327 | $38,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 3,752 | $38,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,177 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 600 | $38,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 7,413 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 1,034 | $38,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,860 | $38,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,417 | $38,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,691 | $38,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 5,230 | $38,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,965 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,498 | $37,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,184 | $37,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,064 | $37,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,837 | $37,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 951 | $37,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 450 | $37,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 956 | $37,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,612 | $37,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 3,052 | $37,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 5,750 | $37,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 1,402 | $37,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 17,452 | $37,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,004 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,523 | $37,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,852 | $37,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,836 | $36,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,048 | $36,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,632 | $36,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,050 | $36,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 39,287 | $36,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 22,587 | $36,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 3,709 | $36,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $35,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,101 | $35,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $35,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,026 | $35,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,136 | $35,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $35,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,621 | $35,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 91,976 | $35,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,510 | $35,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,192 | $35,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,800 | $35,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,500 | $35,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 6,545 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E313 | S&P500 VAL MOM | 1,250 | $35,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 825 | $34,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,248 | $34,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,937 | $34,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 5,475 | $34,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,000 | $34,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 2,503 | $34,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,435 | $34,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,314 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $33,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,954 | $33,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 6,170 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 512 | $33,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,250 | $33,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 5,775 | $33,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,459 | $33,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 885 | $33,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,104 | $33,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 3,567 | $33,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,055 | $33,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,662 | $33,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 7,300 | $33,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 600 | $32,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 4,055 | $32,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 4,591 | $32,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6,472 | $32,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,095 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 1,327 | $32,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 9,097 | $32,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 835 | $31,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $31,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,600 | $31,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 800 | $31,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,745 | $31,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 7,626 | $31,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 907 | $31,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,351 | $31,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,870 | $31,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 6,044 | $31,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 943 | $31,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 6,000 | $31,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,249 | $31,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 32,000 | $31,000 | thousands by filing date | principal |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 1,234 | $31,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 2,847 | $30,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 899 | $30,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 887 | $30,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,663 | $30,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 3,240 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,117 | $30,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,775 | $30,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,655 | $30,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,304 | $30,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,575 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 1,000 | $30,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,000 | $30,000 | thousands by filing date | principal |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,253 | $30,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,931 | $29,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 304 | $29,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,000 | $29,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,000 | $29,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $29,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $29,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,501 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,743 | $29,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 29,000 | $29,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624208 | COM NEW | 19,981 | $29,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 10,597 | $29,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 22,750 | $29,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,500 | $29,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 300 | $28,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,374 | $28,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,881 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,423 | $28,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,035 | $28,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,595 | $28,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,997 | $28,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 7,788 | $28,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 2,834 | $28,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 7,600 | $28,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,696 | $28,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,975 | $28,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 6,002 | $28,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 7,215 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,000 | $28,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,927 | $28,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,000 | $28,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 20,897 | $28,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 74,516 | $28,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 19,000 | $28,000 | thousands by filing date | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $27,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5,442 | $27,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,198 | $27,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,174 | $27,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,000 | $27,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 26,000 | $27,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,470 | $27,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,400 | $27,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $27,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 653 | $27,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,327 | $27,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 5,805 | $27,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 800 | $26,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 650 | $26,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,669 | $26,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 330 | $26,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,130 | $26,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 350 | $26,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 763 | $26,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 443 | $26,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 26,000 | $26,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 6,804 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 224 | $25,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 400 | $25,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,000 | $25,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 964 | $25,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,927 | $25,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 594 | $25,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,998 | $25,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,556 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,617 | $25,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,939 | $25,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 3,035 | $25,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 939 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 300 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 212 | $24,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,322 | $24,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,000 | $24,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,098 | $24,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,517 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,277 | $24,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 30,000 | $24,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 6,127 | $24,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,752 | $24,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 608 | $24,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,506 | $24,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 796 | $24,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,397 | $24,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 9,792 | $24,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 71,650 | $24,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,821 | $24,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,276 | $24,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 363 | $24,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,620 | $24,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,863 | $24,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 24,000 | $24,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 400 | $23,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,795 | $23,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,563 | $23,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 7,224 | $23,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,072 | $23,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,989 | $23,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 4,498 | $23,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 9,187 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,021 | $23,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,058 | $23,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 3,200 | $23,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 4,453 | $23,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 1,944 | $23,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 910 | $23,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 914 | $22,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 500 | $22,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,120 | $22,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,409 | $22,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,588 | $22,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,378 | $22,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 50,204 | $22,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,379 | $22,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 641 | $22,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 12,100 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 656 | $21,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 25,000 | $21,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 655 | $21,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 4,650 | $21,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,595 | $21,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 16,000 | $21,000 | thousands by filing date | principal |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,000 | $21,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 751 | $21,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 243 | $20,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,888 | $20,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,430 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |