13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 7,299 holding rows worth $603,711,687,000.
- Accession
- 0001567619-18-001119
- Filer
- CIK 70858
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 20,855 entries on the cover page, a total value of $603,711,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,711,687,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BSB BANCORP INC MD | 05573H108 | COM | 4,972 | $171,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 5,929 | $171,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,910 | $169,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,930 | $169,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 170,289 | $169,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,920 | $169,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 5,360 | $168,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,410 | $168,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,620 | $168,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $167,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,922 | $167,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 41,056 | $167,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 62,344 | $166,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 7,113 | $166,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,009 | $166,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 26,087 | $166,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 6,890 | $166,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 12,724 | $165,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 6,351 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 2,554 | $165,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $164,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 14,463 | $164,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 11,361 | $164,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 6,641 | $164,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,690 | $164,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,698 | $163,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 9,764 | $163,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,001 | $162,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,572 | $162,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,246 | $162,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 20,067 | $162,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,284 | $162,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 13,867 | $161,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 6,137 | $161,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,095 | $160,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,983 | $160,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 18,030 | $160,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 69,504 | $160,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 700 | $159,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 7,219 | $159,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,925 | $159,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 15,569 | $159,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,742 | $159,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 5,305 | $159,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,987 | $158,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,574 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,602 | $158,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 142,000 | $158,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,924 | $157,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 39,777 | $157,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,845 | $157,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 11,966 | $156,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,115 | $156,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,151 | $156,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 19,208 | $156,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,893 | $155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,008 | $155,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,896 | $155,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 2,656 | $155,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 73,489 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,679 | $153,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,500 | $153,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,467 | $153,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 9,336 | $153,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 11,878 | $153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 413,929 | $153,000 | thousands by filing date | principal |
| BBX CAP CORP NEW | 05491N104 | CL A | 17,002 | $153,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3,726 | $152,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,000 | $152,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,373 | $152,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,707 | $152,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 6,988 | $152,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,092 | $151,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 2,717 | $151,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 23,249 | $151,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,830 | $151,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 5,976 | $151,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 11,571 | $150,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $148,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 9,049 | $148,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,657 | $148,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,078 | $148,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $147,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 62,000 | $147,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 6,596 | $146,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 2,207 | $146,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,229 | $145,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 9,606 | $145,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,622 | $145,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 8,961 | $145,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,484 | $144,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,581 | $144,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,232 | $144,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 8,662 | $144,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 13,310 | $144,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 5,200 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 5,437 | $144,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 21,217 | $143,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 7,883 | $143,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 651 | $143,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 22,328 | $143,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 50,290 | $142,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 7,722 | $142,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,449 | $142,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,576 | $142,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,341 | $142,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 25,441 | $142,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 5,590 | $142,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,300 | $141,000 | thousands by filing date | call |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,691 | $141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,842 | $141,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 10,808 | $141,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 6,420 | $140,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 11,110 | $140,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 29,777 | $139,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,985 | $139,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,121 | $139,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 5,995 | $139,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 8,941 | $139,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,180 | $138,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 68,296 | $138,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 11,049 | $138,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 8,808 | $138,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 6,983 | $137,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 33,444 | $137,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 150,000 | $137,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 23,448 | $137,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 6,100 | $137,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 5,830 | $136,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,851 | $136,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,833 | $136,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 67,544 | $136,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,724 | $136,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 30,477 | $136,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,554 | $136,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,200 | $136,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 6,500 | $135,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,695 | $135,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 57,569 | $135,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 20,537 | $135,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,768 | $135,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,735 | $134,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,934 | $134,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,600 | $133,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,404 | $133,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 12,294 | $133,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,721 | $133,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,390 | $132,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 6,655 | $132,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 322,453 | $132,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 8,834 | $132,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 8,235 | $132,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 32,279 | $131,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 7,027 | $131,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 9,802 | $131,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 42,293 | $131,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 173,000 | $131,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,410 | $130,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,936 | $130,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 7,886 | $130,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,124 | $130,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,566 | $129,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,300 | $129,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $128,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,164 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 5,763 | $127,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,749 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,011 | $127,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 9,912 | $127,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,599 | $126,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,977 | $125,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 23,985 | $125,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 4,974 | $125,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 23,090 | $125,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,971 | $124,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,979 | $124,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 839 | $124,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,263 | $124,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 333,428 | $124,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,761 | $124,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 4,300 | $124,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,454 | $123,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 9,799 | $123,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 2,463 | $123,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,281 | $123,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 6,858 | $123,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,155 | $123,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 6,381 | $123,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,639 | $122,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 92,000 | $122,000 | thousands by filing date | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 19,279 | $121,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,900 | $121,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,118 | $121,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,630 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 2,037 | $121,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 15,083 | $121,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 130,000 | $121,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 14,173 | $120,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 10,206 | $120,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,994 | $120,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,863 | $120,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,144 | $120,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 4,056 | $120,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 8,056 | $120,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 7,872 | $119,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $119,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 4,626 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,720 | $119,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 23,614 | $119,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 4,064 | $119,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,157 | $118,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,150 | $118,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 7,798 | $118,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,211 | $118,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,011 | $117,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,255 | $117,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,699 | $117,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 4,404 | $117,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 23,762 | $117,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,525 | $117,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 4,136 | $117,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 35,770 | $116,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,778 | $116,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,000 | $115,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,913 | $115,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 94,000 | $115,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 11,263 | $115,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,254 | $114,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,858 | $114,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 10,548 | $114,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 3,578 | $114,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 113,000 | $114,000 | thousands by filing date | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,690 | $113,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 9,210 | $113,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 13,437 | $113,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,950 | $112,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,000 | $112,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,800 | $112,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,336 | $112,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,556 | $112,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 43,381 | $112,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 25,650 | $112,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 4,256 | $112,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,500 | $111,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,602 | $111,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,910 | $111,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,811 | $111,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,065 | $110,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,297 | $110,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,035 | $110,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,955 | $110,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 4,200 | $110,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 4,069 | $110,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 2,661 | $109,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,171 | $109,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 6,433 | $109,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,402 | $109,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $109,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,831 | $108,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,512 | $108,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,031 | $108,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,419 | $108,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,726 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 2,656 | $106,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,430 | $106,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 7,265 | $105,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,769 | $104,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,222 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 9,434 | $104,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,985 | $103,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,200 | $103,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,673 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,838 | $103,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,609 | $103,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 56,357 | $103,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,569 | $103,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,713 | $102,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,960 | $102,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,967 | $102,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 7,230 | $101,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,000 | $101,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 7,392 | $101,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,542 | $101,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,284 | $101,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,958 | $101,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,710 | $101,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,534 | $100,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,486 | $100,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $100,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 16,002 | $100,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 40,585 | $100,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 50,995 | $100,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10,121 | $100,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 6,749 | $100,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 2,417 | $100,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 80,000 | $100,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 88,364 | $99,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,000 | $99,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,500 | $99,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 12,011 | $99,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,464 | $99,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,012 | $99,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 8,855 | $98,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,640 | $98,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,078 | $98,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 3,348 | $98,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,495 | $98,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 19,428 | $98,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,078 | $98,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 8,596 | $97,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,757 | $96,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,742 | $96,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,650 | $95,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,570 | $95,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,658 | $95,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 20,503 | $95,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,984 | $94,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,535 | $94,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,998 | $93,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,744 | $93,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,047 | $93,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 109,733 | $93,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 20,802 | $93,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 3,155 | $93,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $93,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,000 | $92,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 3,067 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,325 | $92,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 7,439 | $92,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 7,493 | $92,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 92,213 | $92,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,940 | $92,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 3,704 | $92,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,202 | $91,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,984 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,781 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $91,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,260 | $91,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,366 | $91,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,731 | $91,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,429 | $91,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 3,958 | $91,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 15,190 | $91,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 9,000 | $91,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 3,485 | $90,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,345 | $90,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 4,100 | $90,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 6,755 | $90,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 21,899 | $90,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 17,911 | $89,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 9,990 | $89,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,570 | $89,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 22,964 | $89,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,506 | $89,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,190 | $89,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 8,221 | $89,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,017 | $88,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,247 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,348 | $88,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,292 | $88,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 5,752 | $88,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,393 | $88,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 7,356 | $87,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,657 | $87,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 21,475 | $87,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 42,294 | $87,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 149,064 | $87,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,149 | $87,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 6,353 | $87,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,086 | $86,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,819 | $86,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,154 | $86,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 5,863 | $86,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,899 | $85,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 40,906 | $85,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 42,189 | $85,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 800 | $84,000 | thousands by filing date | put |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,973 | $84,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $84,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,862 | $84,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,806 | $84,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 33,217 | $84,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 13,607 | $84,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,516 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,819 | $84,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,800 | $83,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,609 | $83,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 6,222 | $83,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,625 | $83,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,720 | $82,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 8,915 | $82,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,120 | $82,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,256 | $82,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,182 | $81,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,471 | $81,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 8,396 | $81,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,020 | $81,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,466 | $81,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 87,000 | $81,000 | thousands by filing date | principal |
| CORIUM INTL INC | 21887L107 | COM | 10,149 | $81,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 2,739 | $81,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 3,597 | $80,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,012 | $80,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,956 | $80,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 800 | $79,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,974 | $79,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,576 | $79,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,678 | $79,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,663 | $79,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,536 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,018 | $79,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 17,400 | $79,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,035 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $78,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,162 | $78,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 8,314 | $78,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,794 | $78,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 826 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 2,291 | $78,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,995 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 3,271 | $78,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,000 | $78,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,270 | $78,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,788 | $78,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,085 | $77,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,651 | $77,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,283 | $77,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,390 | $77,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 863 | $76,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,155 | $76,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,142 | $76,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 1,382 | $76,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 2,485 | $76,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,842 | $75,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,396 | $75,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 5,058 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 981 | $75,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,598 | $74,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 8,556 | $74,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,521 | $74,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,568 | $74,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,372 | $74,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,812 | $74,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 7,591 | $74,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 4,373 | $74,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,981 | $73,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,647 | $73,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,759 | $73,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,373 | $73,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,261 | $73,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,582 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 2,868 | $73,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 38,271 | $72,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,381 | $72,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,538 | $72,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 6,686 | $72,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,361 | $72,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 21,390 | $72,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,048 | $72,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 13,953 | $72,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 27,199 | $71,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 5,813 | $71,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,024 | $71,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,615 | $71,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,908 | $71,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,694 | $71,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 329,775 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,133 | $71,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,798 | $71,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 8,591 | $70,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,656 | $70,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,716 | $70,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 9,074 | $70,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,346 | $70,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,963 | $70,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,856 | $70,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,093 | $70,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 81,811 | $70,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,394 | $69,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 7,589 | $69,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,954 | $69,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,327 | $68,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,366 | $68,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,511 | $68,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 7,720 | $68,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,000 | $67,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 2,681 | $67,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,340 | $67,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,988 | $67,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,250 | $67,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 2,602 | $66,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 4,618 | $66,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 5,935 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,655 | $66,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 79,987 | $66,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 5,958 | $66,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,242 | $66,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 2,174 | $66,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 7,760 | $66,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,204 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-001119 | this filing | 2018-08-14 | acceptance time not in the bulk data set |