13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,771 holding rows worth $1,006,695,000.
- Accession
- 0001533421-16-000013
- Filer
- CIK 1533421
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,625 entries on the cover page, a total value of $1,006,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,656,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBER ROAD INC | 02318Y108 | COM | 668 | $6,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 437 | $6,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 780 | $6,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,019 | $6,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 698 | $6,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 1,071 | $6,000 | thousands by filing date | |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 13,559 | $6,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 561 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 474 | $6,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505848 | REX VOL LG VIX | 504 | $6,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 809 | $6,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 540 | $6,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 600 | $6,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C708 | GBL GRW RE | 125 | $6,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 600 | $6,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,472 | $5,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 300 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,784 | $5,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 438 | $5,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 158 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 66 | $5,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 106 | $5,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 140 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 112 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,900 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 166 | $5,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 479 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 9,200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 120 | $5,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 150 | $5,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 100 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 100 | $5,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 490 | $5,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 292 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 420 | $5,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 88 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 600 | $5,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,796 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 570 | $5,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 168 | $5,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 193 | $5,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 59 | $5,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 795 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 487 | $5,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 270 | $5,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 100 | $5,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 200 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 67 | $5,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 87 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,770 | $5,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 257 | $5,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 534 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 556 | $5,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 376 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 546 | $5,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 291 | $5,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 587 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 978 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 254 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 72 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 232 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 579 | $5,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 785 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 90 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 200 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 50 | $5,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 323 | $5,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 163 | $5,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 740 | $5,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 432 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 229 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $5,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 200 | $5,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 397 | $5,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 200 | $5,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 5,700 | $5,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 300 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 363 | $5,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 505 | $5,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,177 | $5,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,100 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $5,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 703 | $5,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 284 | $5,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,130 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,209 | $5,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 99 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 621 | $5,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 682 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 100 | $5,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,041 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 854 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 300 | $5,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,109 | $5,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 7,297 | $5,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 657 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 190 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 167 | $5,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 436 | $5,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 500 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 538 | $5,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 200 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 230 | $5,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 338 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 362 | $5,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 565 | $5,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 905 | $5,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 314 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 56 | $5,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 226 | $5,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 200 | $5,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,654 | $5,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 2,418 | $5,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 665 | $5,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 917 | $5,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 346 | $5,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 200 | $5,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 488 | $5,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 500 | $5,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 810 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 900 | $5,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 200 | $5,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 1,169 | $5,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 600 | $5,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,781 | $5,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 624 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 200 | $5,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 10,492 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G607 | RESTAURANT ETF | 200 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $4,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 45 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 48 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 80 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 460 | $4,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 391 | $4,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 42 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 74 | $4,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 100 | $4,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 103 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 304 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 32 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 341 | $4,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 55 | $4,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 255 | $4,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 202 | $4,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 100 | $4,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 84 | $4,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,210 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 245 | $4,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 100 | $4,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 246 | $4,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 71 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 201 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 56 | $4,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 117 | $4,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 263 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 690 | $4,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 128 | $4,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 100 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 99 | $4,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 145 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 283 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 229 | $4,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 100 | $4,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 806 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 99 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 400 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 529 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 831 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,702 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,081 | $4,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 211 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 492 | $4,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 551 | $4,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 399 | $4,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 205 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 723 | $4,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 297 | $4,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 799 | $4,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 95 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 109 | $4,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 403 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 196 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 179 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 369 | $4,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 760 | $4,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 751 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 100 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 800 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 101 | $4,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 200 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 95 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 105 | $4,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 459 | $4,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 141 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 670 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 188 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 829 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 300 | $4,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 383 | $4,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 99 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 156 | $4,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 199 | $4,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 336 | $4,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,733 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 615 | $4,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,869 | $4,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 600 | $4,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 90 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,061 | $4,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 236 | $4,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 200 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,299 | $4,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,257 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 324 | $4,000 | thousands by filing date | |
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| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 949 | $4,000 | thousands by filing date | |
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| CHARTER FINANCIAL CORP | 16122W108 | COM | 343 | $4,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 432 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 779 | $4,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 360 | $4,000 | thousands by filing date | |
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| Misonix Inc | 604871103 | COM | 747 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 200 | $4,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 1,794 | $4,000 | thousands by filing date | |
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| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 301 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 112 | $4,000 | thousands by filing date | |
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| Attunity Ltd | M15332121 | SHS NEW | 616 | $4,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 783 | $4,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 400 | $4,000 | thousands by filing date | |
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| ONCOCYTE CORP | 68235C107 | COM | 732 | $4,000 | thousands by filing date | |
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| ATYR PHARMA INC | 002120103 | COM | 1,509 | $4,000 | thousands by filing date | |
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| ACTUA CORPORATION | 005094107 | COM | 311 | $4,000 | thousands by filing date | |
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| NOVAN INC | 66988N106 | COM | 184 | $4,000 | thousands by filing date | |
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| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 410 | $4,000 | thousands by filing date | |
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| CIM COML TR CORP | 125525105 | COM | 285 | $4,000 | thousands by filing date | |
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| PRESBIA PLC | G7234P100 | SHS | 796 | $4,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 619 | $4,000 | thousands by filing date | |
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| UCP INC - CL A | 90265Y106 | Common Stock | 427 | $4,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 334 | $4,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 99 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,700 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 281 | $3,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 100 | $3,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 65 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,756 | $3,000 | thousands by filing date | |
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| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 100 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 800 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 100 | $3,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 46 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 300 | $3,000 | thousands by filing date | |
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| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 100 | $3,000 | thousands by filing date | |
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| AAON INC | 000360206 | COM PAR $0.004 | 100 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 414 | $3,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 174 | $3,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 173 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $3,000 | thousands by filing date | |
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| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 321 | $3,000 | thousands by filing date | |
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| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 211 | $3,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 115 | $3,000 | thousands by filing date | |
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| BCB BANCORP INC | 055298103 | COMMON STOCK | 263 | $3,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 999 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 219 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 311 | $3,000 | thousands by filing date | |
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| PRO DEX INC | 74265M205 | COMMON STOCK | 558 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
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| STEALTHGAS INC | Y81669106 | COM | 976 | $3,000 | thousands by filing date | |
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| RED HAT INC | 756577102 | COM | 43 | $3,000 | thousands by filing date | |
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| Taiwan Fund Inc/The/Md | 874036106 | COM | 194 | $3,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 151 | $3,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 602 | $3,000 | thousands by filing date | |
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| CVD EQUIP CORP | 126601103 | COM | 331 | $3,000 | thousands by filing date | |
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| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 340 | $3,000 | thousands by filing date | |
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| NORTECH SYS INC | 656553104 | COM | 791 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 800 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,101 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 339 | $3,000 | thousands by filing date | |
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| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 703 | $3,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 673 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 400 | $3,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 262 | $3,000 | thousands by filing date | |
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| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 92 | $3,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 127 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 256 | $3,000 | thousands by filing date | |
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| ESSA BANCORP INC COM | 29667D104 | Stock | 247 | $3,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 392 | $3,000 | thousands by filing date | |
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| PAVMED INC | 70387R106 | COM | 254 | $3,000 | thousands by filing date | |
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| INFOBLOX INC | 45672H104 | COM | 123 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 206 | $3,000 | thousands by filing date | |
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| KNOLL INC | 498904200 | COM NEW | 130 | $3,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 300 | $3,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 626 | $3,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 675 | $3,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 561 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 356 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 791 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 769 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,300 | $3,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 200 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 577 | $3,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 252 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,012 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,340 | $3,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,506 | $3,000 | thousands by filing date | |
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| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 683 | $3,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 200 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 88 | $3,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 366 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 400 | $3,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 816 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 64 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 800 | $3,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 200 | $3,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 582 | $3,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 400 | $3,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 296 | $3,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 900 | $3,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 54 | $3,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 900 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 100 | $3,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 200 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 825 | $3,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 100 | $3,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 237 | $3,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 417 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 1,335 | $3,000 | thousands by filing date | |
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| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 200 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 700 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 173 | $3,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 900 | $3,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 338 | $3,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 200 | $3,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,069 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 50 | $3,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 162 | $3,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 500 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 993 | $3,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 219 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 686 | $3,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 517 | $3,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 99 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 854 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 252 | $3,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 625 | $3,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 100 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 500 | $3,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 120 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 40 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 163 | $3,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 305 | $3,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 704 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 198 | $3,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 904 | $3,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 209 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 86 | $3,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 871 | $3,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 663 | $3,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 800 | $3,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,569 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 300 | $3,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 700 | $3,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 300 | $3,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 147 | $3,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 687 | $3,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 300 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000013 | this filing | 2016-11-08 | acceptance time not in the bulk data set |