13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,771 holding rows worth $1,006,695,000.
- Accession
- 0001533421-16-000013
- Filer
- CIK 1533421
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,625 entries on the cover page, a total value of $1,006,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,656,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECLIPSE RES CORP | 27890G100 | COM | 7,583 | $25,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 2,600 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 210 | $24,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 487 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,916 | $24,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,120 | $24,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,042 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,270 | $24,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,464 | $24,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 392 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 798 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 749 | $24,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,434 | $24,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 964 | $24,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,700 | $24,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,212 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,821 | $24,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 286 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 300 | $24,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,934 | $24,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,400 | $24,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 2,112 | $24,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,866 | $24,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 729 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $23,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 300 | $23,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,694 | $23,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,539 | $23,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 300 | $23,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,146 | $23,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,900 | $23,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,349 | $23,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 783 | $23,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 6,714 | $23,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,264 | $23,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 34,736 | $23,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 989 | $23,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 530 | $23,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 20,455 | $23,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,796 | $23,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 9,187 | $23,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 4,526 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,124 | $23,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 284 | $22,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,713 | $22,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,810 | $22,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,389 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 383 | $22,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 652 | $22,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,188 | $22,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,835 | $22,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,138 | $22,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,100 | $22,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 611 | $22,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,620 | $22,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 904 | $22,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,093 | $22,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 747 | $22,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,300 | $22,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,197 | $22,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 3,640 | $22,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 2,599 | $22,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 21,190 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1,400 | $22,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,720 | $22,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25 | $21,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 270 | $21,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 552 | $21,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 212 | $21,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 751 | $21,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 200 | $21,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,624 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 395 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 401 | $21,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 736 | $21,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 653 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 486 | $21,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 700 | $21,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,572 | $21,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,319 | $21,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 591 | $21,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 860 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 500 | $21,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 767 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 639 | $21,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,614 | $21,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,444 | $21,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 110 | $21,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 700 | $21,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,044 | $21,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 752 | $21,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 939 | $21,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 445 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 400 | $21,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,289 | $21,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 36,003 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 577 | $21,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,300 | $21,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 346 | $21,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,400 | $21,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 9,645 | $21,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,542 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 617 | $21,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 507 | $21,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 1,973 | $21,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,864 | $21,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 2,100 | $21,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 1,726 | $21,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 744 | $20,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $20,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 640 | $20,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 255 | $20,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 263 | $20,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,531 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 707 | $20,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 426 | $20,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,180 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 400 | $20,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 304 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 813 | $20,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,820 | $20,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,425 | $20,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,648 | $20,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 31,733 | $20,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,353 | $20,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 7,559 | $20,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,494 | $20,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 739 | $20,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 9,894 | $20,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,643 | $20,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 738 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 800 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 666 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 290 | $20,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 700 | $20,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 3,938 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 400 | $20,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,592 | $20,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 900 | $20,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 200 | $20,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 413 | $19,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 400 | $19,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 141 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 451 | $19,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,070 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,867 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 900 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 346 | $19,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 316 | $19,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,452 | $19,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,849 | $19,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 16,585 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 400 | $19,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,470 | $19,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 319 | $19,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 733 | $19,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 3,800 | $19,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,059 | $19,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,005 | $19,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,346 | $19,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,487 | $19,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 1,234 | $19,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 3,534 | $19,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 27,285 | $19,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,183 | $19,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,024 | $19,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 600 | $19,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,575 | $19,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 899 | $19,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 7,842 | $19,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 652 | $19,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,007 | $19,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 1,260 | $19,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,006 | $19,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 821 | $19,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 1,901 | $19,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $18,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 98 | $18,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,334 | $18,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,289 | $18,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 567 | $18,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 700 | $18,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 375 | $18,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 459 | $18,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 271 | $18,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 400 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 369 | $18,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 990 | $18,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,253 | $18,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 162 | $18,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 4,513 | $18,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 177 | $18,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 437 | $18,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 426 | $18,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 10,956 | $18,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 409 | $18,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 1,546 | $18,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 5,939 | $18,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 4,319 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 422 | $18,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,877 | $18,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 5,466 | $18,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 217 | $18,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 1,748 | $18,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 630 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,972 | $17,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,543 | $17,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 300 | $17,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,763 | $17,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 458 | $17,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 706 | $17,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 839 | $17,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,808 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,129 | $17,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 450 | $17,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,084 | $17,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,117 | $17,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,784 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 120 | $17,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 885 | $17,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 711 | $17,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 151 | $17,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,384 | $17,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 5,709 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 975 | $17,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,479 | $17,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 322 | $17,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,800 | $17,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 151 | $17,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,114 | $17,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 4,335 | $17,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 3,061 | $17,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 9,939 | $17,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 392 | $17,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 400 | $17,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,889 | $17,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 1,662 | $17,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 204 | $16,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 101 | $16,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 223 | $16,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,011 | $16,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 106 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,036 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 600 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 522 | $16,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 400 | $16,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,060 | $16,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 304 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 325 | $16,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 484 | $16,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,400 | $16,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,612 | $16,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 9,442 | $16,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 49,148 | $16,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,310 | $16,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 650 | $16,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 366 | $16,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 600 | $16,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 716 | $16,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,073 | $16,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 791 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 355 | $16,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 870 | $16,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,530 | $16,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 813 | $16,000 | thousands by filing date | |
| FRONTEO INC | 35905J100 | SPONSORED ADR | 1,037 | $16,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 2,090 | $16,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,811 | $16,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 1,540 | $16,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,600 | $16,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,326 | $15,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 540 | $15,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,332 | $15,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,470 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 546 | $15,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,512 | $15,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,071 | $15,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 600 | $15,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 7,172 | $15,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,129 | $15,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 100 | $15,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,032 | $15,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 642 | $15,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 426 | $15,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,306 | $15,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 769 | $15,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 558 | $15,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 634 | $15,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,617 | $15,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,000 | $15,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 151 | $15,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 633 | $15,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,596 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 600 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 391 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 400 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 292 | $15,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 396 | $15,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 490 | $15,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 671 | $15,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 441 | $15,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,680 | $15,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 956 | $15,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 943 | $15,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 666 | $15,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 300 | $15,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 994 | $15,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 658 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 350 | $15,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,848 | $15,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 14,399 | $15,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,559 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 229 | $15,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,020 | $15,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 737 | $15,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 750 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,700 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 400 | $15,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,358 | $15,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 313 | $15,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 726 | $15,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 800 | $15,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 500 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 541 | $14,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,582 | $14,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 545 | $14,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 300 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,300 | $14,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 800 | $14,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,291 | $14,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 219 | $14,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 453 | $14,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 970 | $14,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,045 | $14,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,143 | $14,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,372 | $14,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 375 | $14,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,448 | $14,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,248 | $14,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 400 | $14,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,370 | $14,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 1,611 | $14,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,017 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,400 | $14,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 549 | $14,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 477 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 482 | $14,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 734 | $14,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 459 | $14,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,552 | $14,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 485 | $14,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,629 | $14,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 281 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 385 | $14,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 500 | $14,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,242 | $14,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 600 | $14,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 682 | $14,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,049 | $14,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 3,119 | $14,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,958 | $13,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 130 | $13,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,068 | $13,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,740 | $13,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 140 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 300 | $13,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,862 | $13,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 939 | $13,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,020 | $13,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 569 | $13,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 290 | $13,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,219 | $13,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 685 | $13,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 497 | $13,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 730 | $13,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 743 | $13,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 762 | $13,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 680 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 733 | $13,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 630 | $13,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,665 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 434 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 474 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,912 | $13,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 814 | $13,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,618 | $13,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,084 | $13,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 833 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 485 | $13,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 229 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 397 | $13,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 294 | $13,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 252 | $13,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,601 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 385 | $13,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 240 | $13,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 594 | $13,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 817 | $13,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,824 | $13,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,540 | $13,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 372 | $13,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 687 | $13,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,218 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 300 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 400 | $13,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 895 | $13,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,202 | $13,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 580 | $13,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 598 | $13,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 1,574 | $13,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $12,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 300 | $12,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 143 | $12,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $12,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 470 | $12,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,071 | $12,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 210 | $12,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 877 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,200 | $12,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 676 | $12,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 499 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 600 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 600 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 241 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 200 | $12,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 268 | $12,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,079 | $12,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 490 | $12,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,194 | $12,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 165 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 561 | $12,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 557 | $12,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 177 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 464 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,800 | $12,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 170 | $12,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 598 | $12,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,571 | $12,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 646 | $12,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,105 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 703 | $12,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 366 | $12,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,519 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 378 | $12,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 403 | $12,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,061 | $12,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 580 | $12,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 97 | $12,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 276 | $12,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 500 | $12,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 500 | $12,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 774 | $12,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 800 | $12,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 673 | $12,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 767 | $12,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 16,752 | $12,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 400 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 476 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 95 | $12,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 480 | $12,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,701 | $12,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,010 | $12,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 664 | $12,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 265 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 900 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 500 | $12,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 541 | $12,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 800 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 602 | $12,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 2,200 | $12,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 449 | $12,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,563 | $12,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,499 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 624 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 159 | $12,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 700 | $12,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,162 | $12,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 500 | $11,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,004 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 202 | $11,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 702 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 224 | $11,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 400 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 965 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 112 | $11,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $11,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 810 | $11,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 145 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 600 | $11,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,010 | $11,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,796 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000013 | this filing | 2016-11-08 | acceptance time not in the bulk data set |