13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,771 holding rows worth $1,006,695,000.
- Accession
- 0001533421-16-000013
- Filer
- CIK 1533421
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,625 entries on the cover page, a total value of $1,006,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,656,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXT INC | 00246W103 | COM | 2,138 | $11,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,779 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,839 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 438 | $11,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 600 | $11,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 400 | $11,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 720 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 543 | $11,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 363 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 300 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 301 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 188 | $11,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 600 | $11,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 400 | $11,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 14,226 | $11,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 882 | $11,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 615 | $11,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,537 | $11,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 6,162 | $11,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,459 | $11,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 7,979 | $11,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,688 | $11,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 497 | $11,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 467 | $11,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 533 | $11,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 880 | $11,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 714 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 384 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 306 | $11,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,213 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,550 | $11,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 4,647 | $11,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 478 | $11,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,080 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 300 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 81 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 300 | $11,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,107 | $11,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 10,173 | $11,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 691 | $11,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 297 | $10,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,051 | $10,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 131 | $10,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 101 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 252 | $10,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 238 | $10,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 635 | $10,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,409 | $10,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,534 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 300 | $10,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 100 | $10,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 798 | $10,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 660 | $10,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 300 | $10,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 194 | $10,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 258 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 768 | $10,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 552 | $10,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 880 | $10,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 263 | $10,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 630 | $10,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 400 | $10,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,317 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 203 | $10,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 400 | $10,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 635 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,000 | $10,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 375 | $10,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 380 | $10,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 639 | $10,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 491 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 201 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 647 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,284 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 523 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 400 | $10,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 353 | $10,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 425 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 600 | $10,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 752 | $10,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,219 | $10,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 700 | $10,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100 | $10,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,772 | $10,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 600 | $10,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 589 | $10,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,873 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 296 | $10,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,158 | $10,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 14,529 | $10,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 429 | $10,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,714 | $10,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 2,034 | $10,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 47,677 | $10,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 700 | $10,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 300 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 663 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 526 | $10,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $10,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 600 | $10,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 558 | $10,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 500 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 407 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 306 | $10,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 5,030 | $10,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 550 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 200 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 570 | $10,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 568 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 314 | $10,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 976 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 400 | $10,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 195 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 290 | $9,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 517 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,042 | $9,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 210 | $9,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 83 | $9,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 726 | $9,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 59 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,084 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 476 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 174 | $9,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,916 | $9,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 221 | $9,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 16 | $9,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,397 | $9,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 464 | $9,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 800 | $9,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 400 | $9,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 200 | $9,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 400 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 96 | $9,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 400 | $9,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 149 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 139 | $9,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 56 | $9,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 126 | $9,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 400 | $9,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 300 | $9,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 883 | $9,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 327 | $9,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 300 | $9,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 483 | $9,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 625 | $9,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 923 | $9,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 651 | $9,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 659 | $9,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 541 | $9,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 300 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 410 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 100 | $9,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 600 | $9,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 672 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 200 | $9,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 317 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 960 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 300 | $9,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 580 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 572 | $9,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 550 | $9,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 425 | $9,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 1,155 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 565 | $9,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 150 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,866 | $9,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,549 | $9,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 4,602 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 544 | $9,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 200 | $9,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,409 | $9,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 100 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 397 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,100 | $9,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 641 | $9,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 587 | $9,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 373 | $9,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 600 | $9,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,044 | $9,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 506 | $9,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 406 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 135 | $9,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,137 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 301 | $9,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,600 | $9,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,714 | $9,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 4,577 | $9,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,936 | $9,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 640 | $9,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 500 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,399 | $9,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 499 | $9,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 900 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 393 | $9,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 900 | $9,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 907 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 398 | $9,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 28 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 164 | $8,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 180 | $8,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 997 | $8,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 131 | $8,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,251 | $8,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 165 | $8,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 279 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 218 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $8,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 523 | $8,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 486 | $8,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 216 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 533 | $8,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 170 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,710 | $8,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 582 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 460 | $8,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 881 | $8,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 202 | $8,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,009 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 500 | $8,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 600 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 300 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 100 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 892 | $8,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 746 | $8,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,200 | $8,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 841 | $8,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,015 | $8,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 992 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 733 | $8,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 302 | $8,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 81,647 | $8,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 488 | $8,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 309 | $8,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,708 | $8,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 15,504 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,012 | $8,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 500 | $8,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 181 | $8,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 601 | $8,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 370 | $8,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 934 | $8,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 218 | $8,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 319 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 277 | $8,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 356 | $8,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 440 | $8,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 591 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 408 | $8,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 359 | $8,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,444 | $8,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,292 | $8,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 181 | $8,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 300 | $8,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 592 | $8,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $8,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 672 | $8,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 810 | $8,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,225 | $8,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 75 | $8,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 5,140 | $8,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,069 | $8,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 11,437 | $8,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 400 | $8,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 300 | $8,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 554 | $8,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 300 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 500 | $8,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 510 | $8,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 746 | $8,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,169 | $8,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 471 | $8,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 377 | $8,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 783 | $8,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 816 | $8,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 2,100 | $8,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 340 | $8,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,200 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 212 | $8,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 623 | $8,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 916 | $8,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 1,100 | $8,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 318 | $8,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,440 | $8,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 708 | $8,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 740 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 308 | $8,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 800 | $8,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 3,338 | $8,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 692 | $8,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 3,383 | $8,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 800 | $8,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 817 | $8,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 357 | $7,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 85 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,200 | $7,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 118 | $7,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 70 | $7,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 100 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 195 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 292 | $7,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 500 | $7,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 8,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 300 | $7,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 755 | $7,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 520 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,131 | $7,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 318 | $7,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 500 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $7,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 400 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 84 | $7,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 326 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 458 | $7,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 200 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,171 | $7,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 400 | $7,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 232 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 320 | $7,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 100 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 560 | $7,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 396 | $7,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 400 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 430 | $7,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 80 | $7,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 365 | $7,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,508 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 199 | $7,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 249 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 96 | $7,000 | thousands by filing date | |
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| CM FIN INC COM | 12574Q103 | COM | 762 | $7,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 231 | $7,000 | thousands by filing date | |
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| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,128 | $7,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 592 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 200 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 72 | $7,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,314 | $7,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 656 | $7,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 294 | $7,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,426 | $7,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 884 | $7,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 136 | $7,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,367 | $7,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,436 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 997 | $7,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 349 | $7,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 400 | $7,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 320 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,392 | $7,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,389 | $7,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 488 | $7,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,046 | $7,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 151 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,728 | $7,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 607 | $7,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 649 | $7,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 300 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 798 | $7,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 509 | $7,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 278 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,570 | $7,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 2,556 | $7,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 300 | $7,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 304 | $7,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 5,100 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 598 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 439 | $7,000 | thousands by filing date | |
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| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 500 | $7,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 470 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 3,694 | $7,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 370 | $7,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,100 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,364 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 600 | $7,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 853 | $7,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,117 | $7,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 307 | $7,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,027 | $7,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 1,038 | $7,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 770 | $7,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,198 | $7,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 992 | $7,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 600 | $7,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 5,572 | $7,000 | thousands by filing date | |
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| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 2,091 | $7,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 905 | $7,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 759 | $7,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 200 | $7,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 276 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 56 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 94 | $6,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 721 | $6,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 310 | $6,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 52 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 317 | $6,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 791 | $6,000 | thousands by filing date | |
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| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 300 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 342 | $6,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 100 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,130 | $6,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 378 | $6,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 566 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 250 | $6,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 800 | $6,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 447 | $6,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 352 | $6,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 364 | $6,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 550 | $6,000 | thousands by filing date | |
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| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 410 | $6,000 | thousands by filing date | |
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| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 419 | $6,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 166 | $6,000 | thousands by filing date | |
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| INTERLINK ELECTRS INC | 458751302 | COM NEW | 626 | $6,000 | thousands by filing date | |
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| MESA RTY TR | 590660106 | UNIT BEN INT | 680 | $6,000 | thousands by filing date | |
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| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,000 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 329 | $6,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,245 | $6,000 | thousands by filing date | |
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| SELECTA BIOSCIENCES INC | 816212104 | COM | 415 | $6,000 | thousands by filing date | |
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| SEACHANGE INTL INC | 811699107 | COM | 1,915 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 200 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 20,847 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 674 | $6,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 460 | $6,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 936 | $6,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 400 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,050 | $6,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 2,049 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 465 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 458 | $6,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 468 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,326 | $6,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 620 | $6,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 465 | $6,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 604 | $6,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 300 | $6,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 791 | $6,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,607 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 216 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 407 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 160 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 93 | $6,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 480 | $6,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 1,325 | $6,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 428 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 228 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 714 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 882 | $6,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 750 | $6,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 559 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 240 | $6,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 257 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 220 | $6,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 400 | $6,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,704 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 297 | $6,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 612 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000013 | this filing | 2016-11-08 | acceptance time not in the bulk data set |