13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,771 holding rows worth $1,006,695,000.
- Accession
- 0001533421-16-000013
- Filer
- CIK 1533421
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,625 entries on the cover page, a total value of $1,006,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,656,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JANUS DETROIT STR TR | 47103U308 | HEALTH FITNESS | 100 | $3,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 300 | $3,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 465 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 300 | $3,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 800 | $3,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 300 | $3,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 693 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 270 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 223 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 27 | $2,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 38 | $2,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,084 | $2,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 70 | $2,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 84 | $2,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 230 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 73 | $2,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 31 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 132 | $2,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 70 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 449 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 60 | $2,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 15 | $2,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 100 | $2,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 78 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 39 | $2,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 100 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 84 | $2,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 80 | $2,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $2,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 141 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 92 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 88 | $2,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 300 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 415 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 119 | $2,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 111 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 1,400 | $2,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 600 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 100 | $2,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 72 | $2,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 47 | $2,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 200 | $2,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 33 | $2,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 66 | $2,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 76 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 145 | $2,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 500 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 100 | $2,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 182 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 221 | $2,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 47 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 100 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 102 | $2,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 496 | $2,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 100 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 147 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 94 | $2,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 149 | $2,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 200 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 100 | $2,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 731 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 300 | $2,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 90 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 60 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 73 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 186 | $2,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 660 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 322 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 950 | $2,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 296 | $2,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 599 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 77 | $2,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 619 | $2,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 93 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 88 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 206 | $2,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 45 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 150 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 100 | $2,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 445 | $2,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 363 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 132 | $2,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 153 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 136 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 100 | $2,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 289 | $2,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 607 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 70 | $2,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 250 | $2,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 731 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 77 | $2,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 621 | $2,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 462 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 780 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 565 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 94 | $2,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 117 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 88 | $2,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 700 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 56 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 62 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 131 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 290 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 230 | $2,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 276 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 42 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 38 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 170 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 100 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 230 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 429 | $2,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 333 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 244 | $2,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 100 | $2,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 347 | $2,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 70 | $2,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 204 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 212 | $2,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 213 | $2,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 141 | $2,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 470 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 335 | $2,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 70 | $2,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 6,055 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 86 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 205 | $2,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 34 | $2,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 142 | $2,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 68 | $2,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 217 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,629 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,167 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 422 | $2,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,100 | $2,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 99 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 566 | $2,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 98 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 79 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 181 | $2,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 100 | $2,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 99 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 287 | $2,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 220 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 23 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 100 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,000 | $2,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 73 | $2,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 35 | $2,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 195 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 97 | $2,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 659 | $2,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 70 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,313 | $2,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 655 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 873 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 95 | $2,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 1,000 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 272 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 78 | $2,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 276 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 38 | $2,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 830 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 100 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 119 | $2,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 300 | $2,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 206 | $2,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 1,536 | $2,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 84 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 110 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 400 | $2,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 724 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 300 | $2,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 100 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 340 | $2,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 875 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 72 | $2,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 427 | $2,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 484 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $2,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,287 | $2,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 117 | $2,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 450 | $2,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 159 | $2,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 400 | $2,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 800 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 403 | $2,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 400 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 100 | $2,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 486 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 470 | $2,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 716 | $2,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 385 | $2,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 738 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 23 | $2,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 50 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 900 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 100 | $2,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 785 | $2,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,342 | $2,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 780 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 570 | $2,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 800 | $2,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 171 | $2,000 | thousands by filing date | |
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| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 300 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 100 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 286 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 600 | $1,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 80 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 100 | $1,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 182 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100 | $1,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 420 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 61 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 700 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 599 | $1,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 140 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 200 | $1,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 85 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 50 | $1,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 337 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 55 | $1,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 700 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 53 | $1,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 308 | $1,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 940 | $1,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 560 | $1,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 294 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 291 | $1,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 452 | $1,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 330 | $1,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 690 | $1,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 42 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 397 | $1,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 40 | $1,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 819 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 662 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000013 | this filing | 2016-11-08 | acceptance time not in the bulk data set |