13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,771 holding rows worth $1,006,695,000.
- Accession
- 0001533421-16-000013
- Filer
- CIK 1533421
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,625 entries on the cover page, a total value of $1,006,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,656,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Dws Strategic Muni Incm | 25159F102 | COM | 100 | $1,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 800 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 260 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 795 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 100 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 355 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A194 | ULTRASHORT GOLD | 87 | $1,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 375 | $1,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 517 | $1,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 1,050 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 700 | $1,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 200 | $1,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 606 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 400 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 838 | $1,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 819 | $1,000 | thousands by filing date | |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 226 | $1,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 400 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 101 | $1,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 828 | $1,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 98 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 613 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 38 | $1,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 10 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 563 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 400 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P804 | GUGGENHEIM US | 20 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 94 | $1,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 100 | $1,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 955 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 745 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 103 | $1,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 780 | $1,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 800 | $1,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 526 | $1,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 593 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 100 | $1,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 752 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 43 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORMAN RUPP CO COM | 383082104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITIL CORP COM | 913259107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVEL CORP COM | 221006109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIVANOVA PLC | G5509L101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDUS HOMECARE CORP | 006739106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAG INDUSTRIAL INC | 85254J102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOHAWK INDS INC | 608190104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LHC GROUP | 50187A107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIFAST INC | 58470H101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLIR SYS INC | 302445101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG LTD | G37585109 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLDAN GROUP INC | 96924N100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B573 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B565 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GERMANY FD INC | 644465106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT INC | 746927102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 570 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDMANS STORES INC | 38269P100 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMAND SEC CORP | 20050L100 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 7,351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HLDGS INC | 56585W203 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680848 | O SHS FTSE EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K108 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRECORA RES | 894648104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Functionx Inc New Com New | 36077T207 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90270L354 | SER B LKD 46 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B458 | ULTRA OIL & GAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238200 | UNIT 12/31/2017 | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPSYNC INC | 217712207 | COM NEW | 631 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505855 | REX GL HD FTSE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYLINE MED INC | 83084T309 | COM NEW | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOVA ORD | N20947102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELKHORN ETF TR | 287711105 | S&P 500 CAP EX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000013 | this filing | 2016-11-08 | acceptance time not in the bulk data set |