13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 4,539 holding rows worth $599,223,000.
- Accession
- 0001533421-14-000001
- Filer
- CIK 1533421
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,355 entries on the cover page, a total value of $599,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,223,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Abrdn Emerging Markets | 00301W105 | COM | 950 | $10,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,006 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,937 | $10,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 668 | $10,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 800 | $10,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 768 | $10,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 681 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 349 | $10,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 98 | $10,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 3,646 | $10,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 674 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,980 | $10,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 572 | $10,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 402 | $10,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 172 | $10,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 588 | $10,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 1,106 | $10,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 256 | $10,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,062 | $10,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,608 | $10,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,800 | $10,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 440 | $10,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,210 | $10,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,076 | $10,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 608 | $10,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 253 | $10,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,276 | $10,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,127 | $10,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 622 | $10,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 800 | $10,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 162 | $10,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 2,775 | $10,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 412 | $10,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,400 | $10,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,600 | $10,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,370 | $10,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 460 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 197 | $10,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 736 | $10,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 572 | $10,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 1,910 | $10,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 2,230 | $10,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 293 | $10,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 720 | $10,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 260 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 165 | $10,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,638 | $10,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 800 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 635 | $10,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 3,416 | $10,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,005 | $10,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 795 | $10,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,644 | $10,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 700 | $10,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 350 | $10,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 447 | $10,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 977 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 2,068 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 188 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 297 | $10,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 1,912 | $10,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 3,950 | $10,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,425 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 300 | $10,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 100 | $9,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 218 | $9,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,211 | $9,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 350 | $9,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 242 | $9,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,076 | $9,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,604 | $9,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 96 | $9,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 600 | $9,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 398 | $9,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,322 | $9,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 232 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 200 | $9,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 46 | $9,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 402 | $9,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,494 | $9,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,952 | $9,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,400 | $9,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 800 | $9,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 702 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,600 | $9,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,852 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 362 | $9,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 100 | $9,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 500 | $9,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 202 | $9,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 436 | $9,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 572 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 197 | $9,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,204 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 358 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 180 | $9,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,504 | $9,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 430 | $9,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 646 | $9,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 660 | $9,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 356 | $9,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 253,612 | $9,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 334 | $9,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 798 | $9,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 914 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 672 | $9,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 473 | $9,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,008 | $9,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 960 | $9,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,338 | $9,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 1,200 | $9,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 302 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 686 | $9,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 492 | $9,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 260 | $9,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 200 | $9,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 600 | $9,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,012 | $9,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 454 | $9,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 400 | $9,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 825 | $9,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,222 | $9,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 408 | $9,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 342 | $9,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,107 | $9,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 458 | $9,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,267 | $9,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 3,125 | $9,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 917 | $9,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 676 | $9,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 184 | $9,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 256 | $9,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,172 | $9,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 490 | $9,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,107 | $9,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 590 | $9,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,000 | $9,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 1,126 | $9,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 917 | $9,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 408 | $9,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 6,388 | $9,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,400 | $9,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 520 | $9,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 888 | $9,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 665 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 340 | $9,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,600 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 560 | $9,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 7,058 | $9,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 3,258 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 200 | $9,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 538 | $9,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 825 | $9,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 500 | $9,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 600 | $9,000 | thousands by filing date | |
| BCSB BANCORP INC | 055367106 | COM | 336 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 314 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 76 | $9,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,237 | $9,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 600 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 527 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 600 | $9,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 602 | $9,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,488 | $9,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 104 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 100 | $8,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,214 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 62 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 434 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $8,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 188 | $8,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 248 | $8,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 140 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 258 | $8,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 200 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 552 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 242 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 162 | $8,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 762 | $8,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 324 | $8,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 100 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 3,933 | $8,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 600 | $8,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 521 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 564 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 640 | $8,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 440 | $8,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 348 | $8,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 680 | $8,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 344 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 586 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 244 | $8,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $8,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 669 | $8,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,324 | $8,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,290 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 398 | $8,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 196 | $8,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 400 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 428 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 298 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,204 | $8,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 655 | $8,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,638 | $8,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 198 | $8,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,004 | $8,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 102 | $8,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 1,400 | $8,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 600 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,442 | $8,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 940 | $8,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 600 | $8,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 111 | $8,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 408 | $8,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 606 | $8,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 282 | $8,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 402 | $8,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 180 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 506 | $8,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 226 | $8,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 298 | $8,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 630 | $8,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 1,190 | $8,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,578 | $8,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,128 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 220 | $8,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 11,471 | $8,000 | thousands by filing date | |
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| ZAIS FINANCIAL CORP | 98886K108 | COM | 530 | $8,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,154 | $8,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,592 | $8,000 | thousands by filing date | |
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| SUSSEX BANCORP | 869245100 | COMMON | 999 | $8,000 | thousands by filing date | |
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| ALTEVA | 02153V102 | COMM STK | 1,010 | $8,000 | thousands by filing date | |
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| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 778 | $8,000 | thousands by filing date | |
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| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,603 | $8,000 | thousands by filing date | |
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| B COMMUNICATIONS LTD | M15629104 | SHS | 474 | $8,000 | thousands by filing date | |
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| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 608 | $8,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 236 | $7,000 | thousands by filing date | |
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| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 120 | $7,000 | thousands by filing date | |
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| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 116 | $7,000 | thousands by filing date | |
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| AAON INC | 000360206 | COM PAR $0.004 | 214 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 442 | $7,000 | thousands by filing date | |
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| CRA INTL INC | 12618T105 | COM | 333 | $7,000 | thousands by filing date | |
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| OFS CAPITAL CORP | 67103B100 | COM | 540 | $7,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 400 | $7,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 292 | $7,000 | thousands by filing date | |
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| LANNETT COMPANY INCORPORATED | 516012101 | COM | 200 | $7,000 | thousands by filing date | |
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| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 902 | $7,000 | thousands by filing date | |
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| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,000 | $7,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 4,520 | $7,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 442 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,415 | $7,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,034 | $7,000 | thousands by filing date | |
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| EROS INTL PLC | G3788M114 | SHS NEW | 610 | $7,000 | thousands by filing date | |
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| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,614 | $7,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 600 | $7,000 | thousands by filing date | |
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| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,928 | $7,000 | thousands by filing date | |
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| NEWCASTLE INVT CORP | 65105M108 | COM | 1,200 | $7,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 708 | $7,000 | thousands by filing date | |
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| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 576 | $7,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 9,038 | $7,000 | thousands by filing date | |
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| RED LION HOTELS CORP | 756764106 | COM | 1,104 | $7,000 | thousands by filing date | |
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| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 1,000 | $7,000 | thousands by filing date | |
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| SYSTEMAX INC | 871851101 | COM | 615 | $7,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,000 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,102 | $7,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 800 | $7,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 382 | $7,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 520 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 500 | $7,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 200 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 200 | $7,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 1,600 | $7,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 107 | $7,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 641 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 680 | $7,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 1,732 | $7,000 | thousands by filing date | |
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| BANK SOUTH CAROLINA CORP | 065066102 | COM | 414 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 400 | $7,000 | thousands by filing date | |
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| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 200 | $7,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 400 | $7,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 270 | $7,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 552 | $7,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 1,134 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 84 | $6,000 | thousands by filing date | |
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| CIENA CORP COM NEW | 171779309 | Stock | 260 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 755 | $6,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 96 | $6,000 | thousands by filing date | |
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| NEW MTN FIN CORP | 647551100 | COM | 406 | $6,000 | thousands by filing date | |
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| DUCOMMUN INC DEL | 264147109 | COM | 200 | $6,000 | thousands by filing date | |
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| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 100 | $6,000 | thousands by filing date | |
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| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,591 | $6,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 2,544 | $6,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 1,634 | $6,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 600 | $6,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 422 | $6,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 862 | $6,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 882 | $6,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 500 | $6,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 440 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 205 | $6,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,055 | $6,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,894 | $6,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,238 | $6,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 1,176 | $6,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 2,598 | $6,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 699 | $6,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 436 | $6,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 428 | $6,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 300 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100 | $6,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 234 | $6,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 300 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $5,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 178 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 72 | $5,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 104 | $5,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 208 | $5,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 400 | $5,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 86 | $5,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 400 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $5,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $5,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 410 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set |