Skip to content

13F-HR filed by Tower Research Capital LLC (TRC)

Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 4,539 holding rows worth $599,223,000.

Accession
0001533421-14-000001
Filed
2014-01-31
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 5,355 entries on the cover page, a total value of $599,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,223,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MARZETTI COMPANY513847103COM28$2,000thousands by filing date
HANESBRANDS INC410345102COM30$2,000thousands by filing date
BLACKROCK MUNIVEST FUND09253R105COM178$2,000thousands by filing date
FIRST TRUST ENERGY INCOME AND33738G104COM50$2,000thousands by filing date
PIONEER DIVERSIFIED HIGH INCOM723653101COM108$2,000thousands by filing date
NUVEEN REAL ASSET INCOME AND G67074Y105COM112$2,000thousands by filing date
VIRTUSA CORP92827P102COM40$2,000thousands by filing date
CLEARBRIDGE MLP AND MIDSTRM184692101COM60$2,000thousands by filing date
PRINCIPAL REAL ESTATE INCOME74255X104SHS BEN INT100$2,000thousands by filing date
U S SILICA HLDGS INC90346E103COM52$2,000thousands by filing date
BLACKROCK MUNIHOLDINGS FD II09253P109COM120$2,000thousands by filing date
BLACKROCK MUNIHOLDINGS QUALI09254A101COM200$2,000thousands by filing date
CLOUGH GLOBAL DIVID & INCOME18913Y103COM150$2,000thousands by filing date
SOTHEBYS835898107COM32$2,000thousands by filing date
VALEANT PHARMACEUTICALS INTL91911K102COM14$2,000thousands by filing date
GNC HLDGS INC36191G107COM CL A28$2,000thousands by filing date
CHEGG INC163092109COM230$2,000thousands by filing date
CROSS CTRY HEALTHCARE INC227483104COM190$2,000thousands by filing date
MORGAN STANLEY CHINA A SH FD617468103COM82$2,000thousands by filing date
INTERXION HOLDING N.VN47279109SHS88$2,000thousands by filing date
EZCORP INC302301106CL A NON VTG198$2,000thousands by filing date
ASTRONOVA INC04638F108COM160$2,000thousands by filing date
ACACIA RESEARCH CORP003881307COMMON STOCK148$2,000thousands by filing date
EW SCRIPPS CO THE A811054402COMMON STOCK85$2,000thousands by filing date
SHORE BANCSHARES INC825107105COMMON STOCK200$2,000thousands by filing date
AEHR TEST SYSTEMS00760J108COMMON STOCK652$2,000thousands by filing date
LANTRONIX INC516548203COMMON STOCK1,102$2,000thousands by filing date
VISTA GOLD CORP927926303COMMON STOCK5,204$2,000thousands by filing date
REPOSITRAK INC700215304COMMON STOCK200$2,000thousands by filing date
FIRST CAPITAL INC31942S104COMMON STOCK80$2,000thousands by filing date
GLADSTONE LAND CORP376549101REIT100$2,000thousands by filing date
IRONWOOD PHARMACEUTICALS INC46333X108COMMON STOCK200$2,000thousands by filing date
WESTERN ASSET HIGH INCOME OP95766K109COM400$2,000thousands by filing date
COLUMBIA PROPERTY TRUST INC198287203COM NEW100$2,000thousands by filing date
CARRIZO OIL & GAS INC144577103COM50$2,000thousands by filing date
CARROLS RESTAURANT GROUP INC14574X104COM244$2,000thousands by filing date
GABELLI HEALTHCARE & WELLNES36246K103SHS200$2,000thousands by filing date
GABELLI MULTIMEDIA TR INC36239Q109COM162$2,000thousands by filing date
MS INDIA INVESTMENT (CL END)61745C105IFD102$2,000thousands by filing date
TRIO TECH INTL896712205COM NEW533$2,000thousands by filing date
ISHARES INC464286624MSCI THAILND ETF31$2,000thousands by filing date
ISHARES TR464288695GLOBAL MATER ETF29$2,000thousands by filing date
MAYS J W INC578473100COM59$2,000thousands by filing date
WILLAMETTE VY VINEYARD I969136100COMMON STOCK256$2,000thousands by filing date
EASTERN CO276317104COM100$2,000thousands by filing date
NATURAL ALTERNATIVES INTL IN638842302COM NEW446$2,000thousands by filing date
OPTICAL CABLE CORP683827208COM NEW560$2,000thousands by filing date
PROSHARES TR74347R131SHRT HGH YIELD62$2,000thousands by filing date
DATA I O CORP237690102COM692$2,000thousands by filing date
MANNKIND CORP56400P201COM400$2,000thousands by filing date
SPDR Series Trust78464A680SPDR Bloomberg 1-3 Month T-Bill ETF34$2,000thousands by filing date
United Parcel Service, Inc917286106COM138$2,000thousands by filing date
SPIRIT RLTY CAP INC NEW84860W102COM200$2,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M514GUG BULL2020 E108$2,000thousands by filing date
PDL BIOPHARMA INC69329Y104COM198$2,000thousands by filing date
CALAMP CORP128126109COMMON STOCK84$2,000thousands by filing date
CARDTRONICS INC14161H108COMMON STOCK40$2,000thousands by filing date
EL PASO PIPELINE PARTNERS283702108COMMON STOCK52$2,000thousands by filing date
PORTUGAL TELECOM SGPS737273102COMMON STOCK-FO400$2,000thousands by filing date
NUVEEN NY PERFORMANCE PLUS FD67062R104COMMON STOCK152$2,000thousands by filing date
TELENAV INC879455103COMMON STOCK314$2,000thousands by filing date
POWERSHARES73935S105EXCHANGE TRADED89$2,000thousands by filing date
JANUS CAPITAL GROUP INC47102X105COMMON STOCK200$2,000thousands by filing date
VITRAN CORP92850E107COMMON STOCK320$2,000thousands by filing date
PEP BOYS-MANNY MOE & JACK713278109COMMON STOCK182$2,000thousands by filing date
MAGYAR BANCORP INC COM55977T109Stock280$2,000thousands by filing date
Vaneck Vectors Gold Miners ETF57060u100COM100$2,000thousands by filing date
UNITED SEC BANCSHARES CALIF911460103COM422$2,000thousands by filing date
HUDSON CITY BANCORP443683107COM200$2,000thousands by filing date
FORWARD INDUSTRIES INC COM NEW349862300Stock1,396$2,000thousands by filing date
ASANKO GOLD INC04341Y105COM1,184$2,000thousands by filing date
FIRST FINANCIAL NORTHWEST IN32022K102COM239$2,000thousands by filing date
CENTRAL VY CMNTY BANCORP155685100COM200$2,000thousands by filing date
EMAGIN CORP29076N206COM876$2,000thousands by filing date
E HOUSE CHINA HLDGS LTD26852W103ADR100$2,000thousands by filing date
Targa Resources Partners, LP87611X105LTD46$2,000thousands by filing date
SUNESIS PHARMACEUTICALS INC867328601COM NEW400$2,000thousands by filing date
BIOTA PHARMACEUTIALS INC090694100COM400$2,000thousands by filing date
ULTRAPETROL BAHAMAS LTDP94398107COM600$2,000thousands by filing date
UNILIFE CORP NEW90478E103COM400$2,000thousands by filing date
ORAGENICS INC684023203COM NEW696$2,000thousands by filing date
PARAMOUNT GOLD & SILVER CORP69924P102COM2,066$2,000thousands by filing date
CBEYOND INC149847105COM320$2,000thousands by filing date
KINDER MORGAN INC DEL49456B119*W EXP 05/25/201400$2,000thousands by filing date
RAIT FINANCIAL TRUST749227609COM NEW224$2,000thousands by filing date
SMARTPROS LTD83171G103COM694$2,000thousands by filing date
XENOPORT INC98411C100COM408$2,000thousands by filing date
CURRENCYSHS JAPANESE YEN TR23130A102JAPANESE YEN20$2,000thousands by filing date
Almaden Minerals Ltd020283107COM1,620$2,000thousands by filing date
POWERSHS DB US DOLLAR INDEX DO73936D107COM100$2,000thousands by filing date
GLOBAL X FDS37950E606CHINA FINL ETF129$2,000thousands by filing date
Tremor Video89484Q100Common Stock400$2,000thousands by filing date
NOVADAQ TECHNOLOGIES INC COMMON66987G102COM100$2,000thousands by filing date
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL AG20045202COM648$2,000thousands by filing date
FORTRESS INVT GROUP LLC CL A34958B106COM178$2,000thousands by filing date
HUDSON GLOBAL INC443787106COM400$2,000thousands by filing date
NUVEEN NEW JERSEY DIVID67071T109COM200$2,000thousands by filing date
DREYFUS STRATEGIC MUNS INC261932107COM292$2,000thousands by filing date
ACTIVE POWER INC00504W308COM NEW521$2,000thousands by filing date
MEETME INC585141104COM1,323$2,000thousands by filing date
WESTERN ASSET GLB PTNRS INCO95766G108COM174$2,000thousands by filing date
DOVER MOTORSPORTS INC260174107COM924$2,000thousands by filing date
GIVEN IMAGING LTDM52020100ORD69$2,000thousands by filing date
MAGICJACK VOCALTEC LTDM6787E101SHS174$2,000thousands by filing date
YADKIN FINANCIAL CORP984305102COM145$2,000thousands by filing date
BOOKS-A-MILLION INC098570104COM1,000$2,000thousands by filing date
USA TRUCK INC902925106COM176$2,000thousands by filing date
CEMENTOS PACASMAYO SAA - ADR15126Q109SPON200$2,000thousands by filing date
SILVER SPRING NETWORKS INC82817Q103COM100$2,000thousands by filing date
DANAOS CORPY1968P105SHS424$2,000thousands by filing date
KONAMI CORP-ADR50046R101SPON76$2,000thousands by filing date
ROYAL BANCSHARES OF PENN-A780081105CL A1,249$2,000thousands by filing date
BALLANTYNE STRONG INC058516105COM501$2,000thousands by filing date
FORTEGRA FINANCIAL CORP34954W104COM200$2,000thousands by filing date
PULSE ELECTRONICS CORP74586W205COM550$2,000thousands by filing date
LEARNING TREE INTERNATIONAL522015106COM593$2,000thousands by filing date
HARVEST NATURAL RESOURCES IN41754V103COM452$2,000thousands by filing date
MGC DIAGNOSTICS CORP552768103COM192$2,000thousands by filing date
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM878$2,000thousands by filing date
OCULUS INNOVATIVE SCIENCES I67575P207COM NEW718$2,000thousands by filing date
DELAWARE INV MN MUN INC FD I24610V103COM156$2,000thousands by filing date
ELEPHANT TALK COMM CORP286202205COM NEW1,416$2,000thousands by filing date
CGG SPONS ADR12531Q105ADR98$2,000thousands by filing date
XPLORE TECHNOLOGIES CORP983950700COM PAR $0.001400$2,000thousands by filing date
EGA EMERGING GLOBAL SHS TR268461761INDIA CONSUMER100$2,000thousands by filing date
LDK SOLAR CO LTD50183L107SPONSORED ADR1,812$2,000thousands by filing date
PIMCO NEW YORK MUN INCM72201E105FD 1 COM180$2,000thousands by filing date
PROSHARES SHORT OIL GAS74347R222COM100$2,000thousands by filing date
PROSHARES ULTRASHRT R2000 VA74348A509COM150$2,000thousands by filing date
LIPOSCIENCE INC53630M108COM366$2,000thousands by filing date
BLACKROCK ECOSOLUTIONS092546100COM SH200$2,000thousands by filing date
VIRTUS TOTAL92829A103COM400$2,000thousands by filing date
BARCLAYS BK PLC06739F119ETN DJUBS NCKL37100$2,000thousands by filing date
ISHARES INC464286459EMKTS VALU IDX48$2,000thousands by filing date
DEUTSCHE BK AG LDN BRH25154H467PS CMDTY SH ETN112$2,000thousands by filing date
Alliance Bancorp, Inc. of Pennsylvania01890A108Common Stock158$2,000thousands by filing date
MATERIAL SCIENCES CORP576674105COM160$2,000thousands by filing date
TRUETT-HURST INC THST897871109COMMON398$2,000thousands by filing date
ISHARES MSCI EM ENRGY464286376CMN40$2,000thousands by filing date
NUVEEN PA DIV ADVANTAGE MUN67070E103COM160$2,000thousands by filing date
POSTROCK ENERGY CORP737525105COM1,350$2,000thousands by filing date
BIOFUEL ENERGY CORP09064Y307COM930$2,000thousands by filing date
TECHE HLDG CO878330109COM36$2,000thousands by filing date
TECUMSEH PRODS CO878895101CLB186$2,000thousands by filing date
INDUSTRIAS BACHOCO S A B DE456463108ADR40$2,000thousands by filing date
AMERICAN CARESOURCE HLDGS IN02505A202COM1,200$2,000thousands by filing date
NAUGATUCK VY FINL CORP MD63906P107COM263$2,000thousands by filing date
ASTEA INTL INC04622E208COM804$2,000thousands by filing date
NET ELEMENT INTL INC64111R102CMN400$2,000thousands by filing date
EMPIRE RES INC DEL29206E100COM592$2,000thousands by filing date
POWERSHARES EXCHANGE TRADED739371102LARGE GROWTH60$2,000thousands by filing date
POWERSHARES ETF TR II73937B605S&P SMCP CONSU50$2,000thousands by filing date
DOMINION RES BLACK WARRIOR T25746Q108UNITS BEN INT384$2,000thousands by filing date
DAEGIS INC233720101COM1,800$2,000thousands by filing date
TAOMEE HLDGS LTD87600Y106SPONSORED ADR304$2,000thousands by filing date
SKY-MOBI LTD83084G109SPONSORED ADS424$2,000thousands by filing date
OSSEN INNOVATION CO LTD688410109SPONSORED ADR2,022$2,000thousands by filing date
CHINA PRECISION STEEL INC16941J205COM NEW1,556$2,000thousands by filing date
CIS ACQUISITION LTDG21490506UNIT 99/99/9999200$2,000thousands by filing date
GENETIC TECHNOLOGIES LTD37185R109SPONSORED ADR1,634$2,000thousands by filing date
BARCLAYS BK PLC IPTH NAT GAS06740P239COM56$2,000thousands by filing date
SORL Auto Parts Inc78461U101COM386$2,000thousands by filing date
ELMIRA SVGS BK ELMIRA N Y289660102COM87$2,000thousands by filing date
OPTIBASE LTDM7524R116SHS NEW NIS0.13278$2,000thousands by filing date
RIT TECHNOLOGIES LTDM8215Q110SHS1,060$2,000thousands by filing date
GALECTIN THERAPEUTICS INC363225301UNIT 99/99/9999240$2,000thousands by filing date
DEUTSCHE BK AG LONDON BRH25154P873COM100$2,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M258CLAYMORE EXCHANGE TRD FD TR100$2,000thousands by filing date
CELSION CORPORATION COM PAR15117N404Stock556$2,000thousands by filing date
NRG YIELD INC62942X108CL C56$2,000thousands by filing date
LIME ENERGY CO COM53261U304COM626$2,000thousands by filing date
CELATOR PHARMACEUTICALS INC15089R102Cmn540$2,000thousands by filing date
MERGEWORTHRX CORP58952R106COM300$2,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C730COM12$1,000thousands by filing date
CYTOKINETICS INC23282W605COM NEW174$1,000thousands by filing date
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR400$1,000thousands by filing date
INGREDION INC COM457187102Stock8$1,000thousands by filing date
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR20$1,000thousands by filing date
MOSAIC CO COM61945C103Stock14$1,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock500$1,000thousands by filing date
ITRON INC COM465741106Stock22$1,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock200$1,000thousands by filing date
AGREE RLTY CORP COM008492100REIT20$1,000thousands by filing date
HUNTINGTON BANCSHARES INC COM446150104Stock52$1,000thousands by filing date
EDISON INTL COM281020107Stock18$1,000thousands by filing date
UNIVERSAL CORP VA MTNS BK ENT COM913456109Stock14$1,000thousands by filing date
CDW CORP COM12514G108Stock29$1,000thousands by filing date
TELEDYNE TECHNOLOGIES INC COM879360105Stock12$1,000thousands by filing date
CLOUGH GLOBAL EQUITY FD18914C100COM76$1,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN22$1,000thousands by filing date
FIRST TR NAS100 EQ WEIGHTED337344105SHS14$1,000thousands by filing date
INDEPENDENCE RLTY TR INC45378A106COM100$1,000thousands by filing date
KRANESHARES TRUST CSI CHI INTERNET500767306CSI CHI INTERNET40$1,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R118NASD TECH DIV40$1,000thousands by filing date
SIMULATIONS PLUS INC829214105COM200$1,000thousands by filing date
BANCO SANTANDER CHILE NEW05965X109SP ADR REP COM30$1,000thousands by filing date
KOREA FD INC500634209COM NEW32$1,000thousands by filing date
UNITED PARKS & RESORTS INC81282V100COM44$1,000thousands by filing date
VISHAY PRECISION GROUP INC92835K103COM100$1,000thousands by filing date
SUMMIT HOTEL PPTYS866082100COM150$1,000thousands by filing date
MEXCO ENERGY CORP592770101COM200$1,000thousands by filing date
WESTERN ASSET HIGH YIELD DEF95768B107COM74$1,000thousands by filing date
EATON VANCE SENIOR INCOME FUND27826S103SH BEN INT88$1,000thousands by filing date
MELCO RESORTS & ENTERTAINMENT585464100ADR24$1,000thousands by filing date
PETMED EXPRESS INC716382106COM54$1,000thousands by filing date
NEUBERGER BERMAN CALIFORNIA IN64123C101COM50$1,000thousands by filing date
SUNSTONE HOTEL INVS INC NEW867892101COM60$1,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM60$1,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM112$1,000thousands by filing date
BLACKROCK MUN INCOME TR09248F109SH BEN INT40$1,000thousands by filing date
SALIENT MIDSTREAM & MLP FD79471V105SH BEN INT40$1,000thousands by filing date
EMPIRE ST RLTY OP L P292102100UNIT LTD PRTNSP100$1,000thousands by filing date
ISHARES TR46429B333GNMA BOND ETF22$1,000thousands by filing date
CAESARSTONE LTDM20598104ORD SHS30$1,000thousands by filing date
CENTRAIS ELETRICAS BRASILEIR15234Q108SPON ADR PFD B258$1,000thousands by filing date
PAR TECHNOLOGY CORP698884103COM200$1,000thousands by filing date
BUILD-A-BEAR WORKSHOP INC120076104COM80$1,000thousands by filing date
RADNET INC750491102COM888$1,000thousands by filing date
TCW CONV SECS FD INC872340104COM112$1,000thousands by filing date
BEAZER HOMES USA INC07556Q881COMMON STOCK28$1,000thousands by filing date
OAK VALLEY BANCORP671807105COMMON STOCK100$1,000thousands by filing date
WILLIS LEASE FINANCE CORP970646105COMMON STOCK41$1,000thousands by filing date
STEREOTAXIS INC85916J409COMMON STOCK400$1,000thousands by filing date
RING ENERGY INC76680V108COMMON STOCK114$1,000thousands by filing date
FOSTER LB CO A350060109COMMON STOCK22$1,000thousands by filing date
FRIEDMAN INDUSTRIES358435105COMMON STOCK116$1,000thousands by filing date
ARROW FINANCIAL CORP042744102COMMON STOCK24$1,000thousands by filing date
GSI TECHNOLOGY INC36241U106COMMON STOCK174$1,000thousands by filing date
JOHNSON OUTDOORS INC A479167108COMMON STOCK25$1,000thousands by filing date
FLAHERTY & CRUMRIN PFD & INM338478100COM54$1,000thousands by filing date
AUDIOCODES LTDM15342104ORD128$1,000thousands by filing date
ABRDN NATL MUN INCOME FD SH BEN INT24610T108CEF100$1,000thousands by filing date
WISDOMTREE TR97717X651US S CAP QTY DIV36$1,000thousands by filing date
ALDERON IRON ORE CORP01434T100COM300$1,000thousands by filing date
DESTINATION XL GROUP INC25065K104COM200$1,000thousands by filing date
SPAR GROUP INC784933103COM600$1,000thousands by filing date
THE ULTIMATE SOFTWARE GROUP IN90385D107COM6$1,000thousands by filing date
China Yuchai Intl LtdG21082105COM50$1,000thousands by filing date
Gilat Satellite NetworkM51474118COM146$1,000thousands by filing date
UNITED BANCORP INC OHIO909911109COM101$1,000thousands by filing date
SAGA COMMUNICATIONS INC786598300CL A NEW28$1,000thousands by filing date
EMPRESA DIST Y COMERCIAL NOR29244A102SPON ADR160$1,000thousands by filing date
SIFCO INDS INC826546103COM28$1,000thousands by filing date
HOME FED BANCORP INC LA NEW43708L108COM34$1,000thousands by filing date
EDUCATIONAL DEV CORP281479105COM270$1,000thousands by filing date
NUVEEN MASS QUALITY MUN INC67061E104COM90$1,000thousands by filing date
Enzo Biochem Inc294100102Common Stock443$1,000thousands by filing date
READING INTL INC755408200CL B144$1,000thousands by filing date
ELLOMAY CAPITAL LIMITEDM39927120SHS54$1,000thousands by filing date
ORBOTECH LTDM75253100ORD92$1,000thousands by filing date
EATON VANCE CALIF MUN BD FD27828C106COM55$1,000thousands by filing date
CHINA GREEN AGRICULTURE INC16943W105COMMON STOCK186$1,000thousands by filing date
MACATAWA BANK CORP554225102COMMON STOCK246$1,000thousands by filing date
NCI INC-CLASS A62886K104COMMON STOCK200$1,000thousands by filing date
POWERSHARES S&P SMALLCAP73937B803EXCHANGE TRADED13$1,000thousands by filing date
YOUKU.COM INC98742U100COMMON STOCK-FO35$1,000thousands by filing date
WILLBROS GROUP INC969203108COMMON STOCK125$1,000thousands by filing date
ASIA TIGERS FUND04516T105EXCHANGE TRADED48$1,000thousands by filing date
MICROFINANCIAL INC595072109COMMON STOCK158$1,000thousands by filing date
HERITAGE CRYSTAL CLEAN INC42726M106COM45$1,000thousands by filing date
CATCHMARK TIMBER TR INC CL A14912Y202REIT94$1,000thousands by filing date
ABRDN GLOBAL INCOME FUND INC003013109COM56$1,000thousands by filing date
ORCHID IS CAP INC68571X103COM112$1,000thousands by filing date
CALLON PETE CO DEL13123X102COM162$1,000thousands by filing date
PROPHASE LABS INC74345W108COM596$1,000thousands by filing date
GLEN BURNIE BANCORP377407101COM112$1,000thousands by filing date
CITIZENS HLDG CO MISS174715102COM34$1,000thousands by filing date
INTEVAC INC461148108COM200$1,000thousands by filing date
VCA ANTECH INC918194101COM32$1,000thousands by filing date
BODY CENTRAL CORP09689U102COM130$1,000thousands by filing date
Synta Pharmaceuticals Corp.87162T206COM200$1,000thousands by filing date
COUNTERPATH CORP22228P203COM NEW530$1,000thousands by filing date
SWS GROUP INC78503N107COM132$1,000thousands by filing date
HSN INC404303109COM18$1,000thousands by filing date
TEAM INC878155100COM27$1,000thousands by filing date
BANRO CORP066800103COM1,500$1,000thousands by filing date
IHS INC451734107CL A8$1,000thousands by filing date
O2MICRO INTERNATIONAL LTD67107W100SPONS ADR400$1,000thousands by filing date
CADENCE PHARMACEUTICALS INC12738T100COM162$1,000thousands by filing date
TRANSGLOBE ENERGY CORP893662106COM64$1,000thousands by filing date
LINKTONE LTD535925101ADR760$1,000thousands by filing date
LIONBRIDGE TECHNOLOGIES INC536252109COM206$1,000thousands by filing date
RACKSPACE HOSTING INC750086100COM27$1,000thousands by filing date
RICHMONT MINES INC76547T106COM1,082$1,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158102COM300$1,000thousands by filing date
SMTC CORP832682207COM NEW560$1,000thousands by filing date
SOLERA HOLDINGS INC83421A104COM10$1,000thousands by filing date
WI-LAN INC928972108COM300$1,000thousands by filing date
WIRELESS TELECOM GROUP INC976524108COM300$1,000thousands by filing date
XUEDA ED GROUP98418W109SPONSORED ADR90$1,000thousands by filing date
ACORDA THERAPEUTICS INC00484M106COM38$1,000thousands by filing date
SCIQUEST INC NEW80908T101COM22$1,000thousands by filing date
UNWIRED PLANET INC NEW91531F103COM638$1,000thousands by filing date
DOMINION RES INC VA NEW25746U885UNIT 07/01/201610$1,000thousands by filing date
INTERMUNE INC45884X103COM38$1,000thousands by filing date
ORITANI FINANCIAL CORP68633D103COM40$1,000thousands by filing date
DTS INC23335C101COM35$1,000thousands by filing date
NANOSPHERE INC63009F105COM482$1,000thousands by filing date
ADVISORY BOARD CO/THE00762W107Domestic Common22$1,000thousands by filing date
POWERSHARES NASDAQ INTERNE73935X146ETF14$1,000thousands by filing date
MIDWAY GOLD CORP CAD COM598153104COM1,250$1,000thousands by filing date
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT71672U101COM52$1,000thousands by filing date
GSE HOLDING INC36191X100COM480$1,000thousands by filing date
VALUEVISION MEDIA INC92047K107CL A200$1,000thousands by filing date
NOVATEL WIRELESS INC66987M604COM NEW512$1,000thousands by filing date
NUVEEN GBL VL OPPORTUNITIES6706EH103COM70$1,000thousands by filing date
DOT HILL SYS CORP25848T109COM434$1,000thousands by filing date
EASTERN VA BANKSHARES INC277196101COM77$1,000thousands by filing date
UROPLASTY INC917277204COM NEW400$1,000thousands by filing date
GOLDFIELD CORP381370105COM346$1,000thousands by filing date
HALLMARK FINL SERVICES INC40624Q203COM141$1,000thousands by filing date
BTU INTERNATIONAL INC056032105COM332$1,000thousands by filing date
FALCONSTOR SOFTWARE INC306137100COM600$1,000thousands by filing date
GLOBAL EAGLE ENTERTAINMENT I37951D102COM100$1,000thousands by filing date
UNITED COMMUNITY FINANCIAL909839102COM200$1,000thousands by filing date
TRANS WORLD ENTERTAINMENT CP89336Q100COM123$1,000thousands by filing date
SYNERGETICS USA INC87160G107COM395$1,000thousands by filing date
ENTERTAINMENT GAMING ASIA IN29383V206COM1,136$1,000thousands by filing date
RELM WIRELESS CORP759525108COM390$1,000thousands by filing date
GAIAM INC-CLASS A36268Q103CL A221$1,000thousands by filing date
WINTHROP REALTY TRUST976391300SH B84$1,000thousands by filing date
ECHELON CORP27874N105COM438$1,000thousands by filing date
BSQUARE CORP11776U300COM254$1,000thousands by filing date
DIVERSIFIED RESTAURANT HOLDI25532M105COM182$1,000thousands by filing date
DOCUMENT SECURITY SYSTEMS25614T101COM262$1,000thousands by filing date
PZENA INVESTMENT MANAGM-CL A74731Q103CLAS56$1,000thousands by filing date
NGP CAPITAL RESOURCES CO62912R107COM200$1,000thousands by filing date
HASTINGS ENTERTAINMENT INC418365102COM356$1,000thousands by filing date
NORTH AMERN PALLADIUM LTD656912102COM1,458$1,000thousands by filing date
ADCARE HEALTH SYSTEMS INC00650W300COM NEW256$1,000thousands by filing date
KAYNE ANDERSON ENERGY DEV CO48660Q102COM38$1,000thousands by filing date
COMMTOUCH SOFTWARE LTDM25596202SHS NEW400$1,000thousands by filing date
WAVE SYSTEMS CORP-CL A943526400COMMON1,020$1,000thousands by filing date
AMERICAN SELECT PORTFOLIO IN029570108COM158$1,000thousands by filing date
SARATOGA RES INC803521103COM617$1,000thousands by filing date
CHINA NEPSTAR CHAIN DRUGSTORE16943C109ADR640$1,000thousands by filing date
LAKE SHORE BANCORP INC510700107COM82$1,000thousands by filing date
Professional Diversity Network74312y103COM122$1,000thousands by filing date
PSB HLDGS INC69360W108COM206$1,000thousands by filing date
REVETT MINERALS INC761505205COM NEW1,451$1,000thousands by filing date
YOU ON DEMAND HOLDINGS INC98741R207COM560$1,000thousands by filing date
GLOBAL X37950E788BRAZIL MID CAP51$1,000thousands by filing date
ING INTERNATIONAL45684Q100COM102$1,000thousands by filing date
CAMCO FINANCIAL CORP132618109COM100$1,000thousands by filing date
NUVEEN GA DIVID67072B107COM47$1,000thousands by filing date
BLACKROCK S&P QUALITY *09250D109SHS BEN INT48$1,000thousands by filing date
PLATINUM GROUP METALS LTD72765Q205COMM STK1,100$1,000thousands by filing date
ISHARES TR464289198MSCI EMG MATS68$1,000thousands by filing date
ISHARES TR46429B226INDUSTRIAL SCT14$1,000thousands by filing date
ISHARES INC464286384MSCI EMRG EMEA20$1,000thousands by filing date
GLOBAL X FDS37950E481GLB X CDA PFD100$1,000thousands by filing date
COAST DISTR SYS190345108COM224$1,000thousands by filing date
OXFORD RESOURCE PARTNERS LP691807101COM UNIT RP LP762$1,000thousands by filing date
STANDARD REGISTER CO853887206COM88$1,000thousands by filing date
INSPIREMD INC45779A309COM406$1,000thousands by filing date
CHINA INFORMATION TECHNOLOGYG21174100CMN200$1,000thousands by filing date
NTS INC NEV COM62943b105COM414$1,000thousands by filing date
INTERNET PATENTS CORP46063G101COM420$1,000thousands by filing date
STARZ85571Q201COM26$1,000thousands by filing date
TSR INC872885207COM182$1,000thousands by filing date
GLOBALSCAPE INC37940G109COM507$1,000thousands by filing date
INTRICON CORP46121H109COM356$1,000thousands by filing date
SEVCON INC81783K108COM130$1,000thousands by filing date
EVER GLORY INTL GRP INC299766204COM168$1,000thousands by filing date
ATLANTIC COAST FINL CORP048426100COM200$1,000thousands by filing date
FIRST FED NORTHN MICH BANCOR32021X105COM200$1,000thousands by filing date
FIRST FINL SVC CORP32022D108COM286$1,000thousands by filing date
MAM SOFTWARE GROUP INC55277Q201CMN214$1,000thousands by filing date
MANDALAY DIGITAL GROUP INC562562207CMN472$1,000thousands by filing date
ASSOCIATED BANC CORP045487113WTS590$1,000thousands by filing date
OCEAN BIO-CHEM INC674631106COM506$1,000thousands by filing date
PEERLESS SYS CORP COM705536100COM228$1,000thousands by filing date
ALPS ETF TR00162Q833VELOSH RUSSSEL32$1,000thousands by filing date
METHES ENERGIES INTL LTD591517107COM298$1,000thousands by filing date
GRAVITY CO LTD38911N107SPONSORED ADR1,190$1,000thousands by filing date
VESTIN REALTY MORTGAGE I INC925490104COM502$1,000thousands by filing date
KINGTONE WIRELESSINFO SOL HL496880204SPONSORED ADR NE400$1,000thousands by filing date
MARKET VECTORS ETF TR57061R304FALLN ANGL USD25$1,000thousands by filing date
DS HEALTHCARE GROUP INC23336Q109COM510$1,000thousands by filing date
OTELCO INC688823301CL A NEW238$1,000thousands by filing date
GLOBAL X FDS37950E655ANDEAN 40 ETF75$1,000thousands by filing date
STEWARDSHIP FINL CORP860326107COM124$1,000thousands by filing date
WASHINGTON FED INC938824117*W EXP 11/14/20199$1,000thousands by filing date
SIGNATURE BANK-CW1882669G112Wt20$1,000thousands by filing date
THT HEAT TRANSFER TECHNOLOGY886031103COM1,078$1,000thousands by filing date
Paulson Capital Corp703797100COM600$1,000thousands by filing date
Birner Dental Management091283200COM NEW52$1,000thousands by filing date
CHINA NATURAL RESOURCES INCG2110U109COM204$1,000thousands by filing date
RETAIL OPPORTUNITY INVTS COR76131N200UNIT 10/23/201440$1,000thousands by filing date
EXCHANGE TRADED CONCEPTS TR301505400FORENSIC ACCTG45$1,000thousands by filing date
CMS BANCORP INC12600U102COM125$1,000thousands by filing date
EATON VANCE OHIO MUN BD FD27828L106COM100$1,000thousands by filing date
XTL BIOPHARMACEUTICALS-ADR98386D208COM351$1,000thousands by filing date
AMERICAN EAGLE ENERGY COM02554F102COM276$1,000thousands by filing date
ABERDEEN GTR CHINA FD INC003031101COM56$1,000thousands by filing date
WISDOMTREE TR97717W448GERMANY HEDEQ FD20$1,000thousands by filing date
ADAMIS PHARMACEUTICALS CORP00547W208COM NEW218$1,000thousands by filing date
GUGGENHEIM CR ALLOCATION FD40168G108COM30$1,000thousands by filing date
CHINA COML CR INC16891K103COM160$1,000thousands by filing date
CREDIT SUISSE AG NASSAU BRH22539T100EXCH TRAD SPVXSP16$1,000thousands by filing date
FREESEAS INCY26496300SHS PAR 0.001NEW346$1,000thousands by filing date
COLUMBIA LABS INC197779200COM NEW118$1,000thousands by filing date
ETF SER TR26923E108REC CAP NAS10020$1,000thousands by filing date
RUSH ENTERPRISES INC CL A781846209Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
FIRST MERCHANTS CORP COM320817109Stock14$0thousands by filing dateValue filed as zero, left out of ratios.
CINEMARK HLDGS INC COM17243V102Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
ADECOAGRO S AL00849106COM14$0thousands by filing dateValue filed as zero, left out of ratios.
UR-ENERGY INC91688R108COM40$0thousands by filing dateValue filed as zero, left out of ratios.
AVINO SILVER & GOLD MINES LT053906103COM154$0thousands by filing dateValue filed as zero, left out of ratios.
SHOE STA GROUP INC824889109COM10$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR INDEX SHS FDS78463X459ST STR SP GLBDIV0$0thousands by filing dateValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
CHAMPION HOMES INC830830105COM60$0thousands by filing dateValue filed as zero, left out of ratios.
CHARLES RIV LABS INTL INC159864107COM4$0thousands by filing dateValue filed as zero, left out of ratios.
ELLSWORTH GROWTH AND INCOME FU289074106COM2$0thousands by filing dateValue filed as zero, left out of ratios.
BLACKROCK MUNIYIELD CALIFORNIA09254N103COM28$0thousands by filing dateValue filed as zero, left out of ratios.
BLACKROCK MUNICIPAL INCOME QUA092479104COM12$0thousands by filing dateValue filed as zero, left out of ratios.
AMC NETWORKS INC00164V103CL A4$0thousands by filing dateValue filed as zero, left out of ratios.
SANGAMO THERAPEUTICS INC800677106COM6$0thousands by filing dateValue filed as zero, left out of ratios.
PAMPA ENERGIA SA697660207SPONS ADR LVL I80$0thousands by filing dateValue filed as zero, left out of ratios.
INFUSYSTEM HOLDINGS INC45685K102COMMON STOCK44$0thousands by filing dateValue filed as zero, left out of ratios.
RCM TECHNOLOGIES INC749360400COMMON STOCK24$0thousands by filing dateValue filed as zero, left out of ratios.
COMPX INTERNATIONAL INC20563P101COMMON STOCK16$0thousands by filing dateValue filed as zero, left out of ratios.
ETF SER SOLUTIONS26922A404VIDENT INTERNATI10$0thousands by filing dateValue filed as zero, left out of ratios.
SIEBERT FINL CORP826176109COM252$0thousands by filing dateValue filed as zero, left out of ratios.
CREDIT SUISSE HIGH YIELD CRE22544F103SH BEN INT102$0thousands by filing dateValue filed as zero, left out of ratios.
RIVERVIEW BANCORP INC769397100COM2$0thousands by filing dateValue filed as zero, left out of ratios.
ORAMED PHARMACEUTICALS INC68403P203COM NEW20$0thousands by filing dateValue filed as zero, left out of ratios.
MFS HIGH YIELD MUNICIPAL TRUST59318E102SH BEN INT100$0thousands by filing dateValue filed as zero, left out of ratios.
IGC PHARMA INC45408X308COM NEW14$0thousands by filing dateValue filed as zero, left out of ratios.
EDAP TMS S A268311107SPONSORED ADR46$0thousands by filing dateValue filed as zero, left out of ratios.
INVESCO MUNI INCOME OPP TRST46132X101COM64$0thousands by filing dateValue filed as zero, left out of ratios.
BIRKS GROUP INC09088U109CL A COM230$0thousands by filing dateValue filed as zero, left out of ratios.
NEW CONCEPT ENERGY INC643611106COM224$0thousands by filing dateValue filed as zero, left out of ratios.
MGT CAP INVTS INC COM NEW55302P202Equities70$0thousands by filing dateValue filed as zero, left out of ratios.
SILICONWARE PRECISION INDS L827084864SPONSD ADR SPL20$0thousands by filing dateValue filed as zero, left out of ratios.
PRUDENTIAL GLB SHT DUR HG YL74433A109COM24$0thousands by filing dateValue filed as zero, left out of ratios.
DELEK US HOLDINGS INC246647101COMMON STOCK6$0thousands by filing dateValue filed as zero, left out of ratios.
BIOLASE INC090911108COMMON STOCK2$0thousands by filing dateValue filed as zero, left out of ratios.
STAGE STORES INC85254C305COMMON STOCK12$0thousands by filing dateValue filed as zero, left out of ratios.
TURQUOISE HILL RESOURCES LTD900435116COMMON STOCK-FO510$0thousands by filing dateValue filed as zero, left out of ratios.
PARKER DRILLING CO701081101COMMON STOCK52$0thousands by filing dateValue filed as zero, left out of ratios.
RECEPTOS, INC.756207106COMMON STOCK7$0thousands by filing dateValue filed as zero, left out of ratios.
VOXX INTERNATIONAL CORP91829F104COMMON STOCK14$0thousands by filing dateValue filed as zero, left out of ratios.
INVESTORS REAL ESTATE TRUST461730103COMMON STOCK2$0thousands by filing dateValue filed as zero, left out of ratios.
LUNA INNOVATIONS INC550351100COM44$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN SUPERCONDUCTOR CORP030111108COM180$0thousands by filing dateValue filed as zero, left out of ratios.
BIO GREEN MED SOL 6pcnt PFDCONV23254L207COMMON STOCK20$0thousands by filing dateValue filed as zero, left out of ratios.
INUVO INC46122W204COM NEW18$0thousands by filing dateValue filed as zero, left out of ratios.
Plains Group Hldgs LP72651A108UT LTD PTNR10$0thousands by filing dateValue filed as zero, left out of ratios.
GENERAL MOLY INC COM370373102Common Stock140$0thousands by filing dateValue filed as zero, left out of ratios.
MONSTER BEVERAGE CORP NE611740101COM2$0thousands by filing dateValue filed as zero, left out of ratios.
FIRST SVGS FINL GROUP INC33621E109COM2$0thousands by filing dateValue filed as zero, left out of ratios.
Impac Mortgage Holdings Inc45254P508COM NEW48$0thousands by filing dateValue filed as zero, left out of ratios.
GREAT PANTHER MINING39115V101COM600$0thousands by filing dateValue filed as zero, left out of ratios.
Zagg, Inc.98884U108COM98$0thousands by filing dateValue filed as zero, left out of ratios.
SYNERGY PHARMACEUTICALS DEL871639118*W EXP 12/06/20180$0thousands by filing dateValue filed as zero, left out of ratios.
EMULEX CORP292475209COM NEW4$0thousands by filing dateValue filed as zero, left out of ratios.
EXETER RES CORP301835104COM700$0thousands by filing dateValue filed as zero, left out of ratios.
LAKE SHORE GOLD CORP510728108COM500$0thousands by filing dateValue filed as zero, left out of ratios.
LATAM AIRLS GROUP S A51817R106SPONSORED ADR4$0thousands by filing dateValue filed as zero, left out of ratios.
BRIDGE CAP HLDGS108030107COM2$0thousands by filing dateValue filed as zero, left out of ratios.
RESTORATION HARDWARE HLDGS I761283100COM4$0thousands by filing dateValue filed as zero, left out of ratios.
VELTI PLC ST HELIERG93285107SHS1,312$0thousands by filing dateValue filed as zero, left out of ratios.
ASIAINFO-LINKAGE INC04518A104COM10$0thousands by filing dateValue filed as zero, left out of ratios.
SHANDA GAMES LTD81941U105SP ADR REPTG A90$0thousands by filing dateValue filed as zero, left out of ratios.
DOUBLE EAGLE PETE CO258570209COM PAR $0.10239$0thousands by filing dateValue filed as zero, left out of ratios.
SOUTHCROSS ENERGY PARTNERS L84130C100COM UNIT LTDPT20$0thousands by filing dateValue filed as zero, left out of ratios.
WRIGHT MED GROUP INC98235T107COM12$0thousands by filing dateValue filed as zero, left out of ratios.
AEGEAN MARINE PETROLEUM NETWY0017S102SHS43$0thousands by filing dateValue filed as zero, left out of ratios.
AFFYMETRIX INC00826T108COM2$0thousands by filing dateValue filed as zero, left out of ratios.
Taser Intl Inc87651B104COM4$0thousands by filing dateValue filed as zero, left out of ratios.
Ampio Pharmaceuticals03209T109COM32$0thousands by filing dateValue filed as zero, left out of ratios.
ALUMINA LTD ADR022205108COM120$0thousands by filing dateValue filed as zero, left out of ratios.
MKT VECTORS EMRG MKT LCL C57060U522ETF5$0thousands by filing dateValue filed as zero, left out of ratios.
OI S.A.670851203SPN ADR REP PFD217$0thousands by filing dateValue filed as zero, left out of ratios.
NOVABAY PHARMACEUTICALS INC66987P102COM318$0thousands by filing dateValue filed as zero, left out of ratios.
TEEKAY TANKERS LTDY8565N102CL A120$0thousands by filing dateValue filed as zero, left out of ratios.
BOVIE MEDICAL CORP10211F100COM80$0thousands by filing dateValue filed as zero, left out of ratios.
LUCAS ENERGY INC549333201COM NEW50$0thousands by filing dateValue filed as zero, left out of ratios.
FX ENERGY INC302695101COM76$0thousands by filing dateValue filed as zero, left out of ratios.
ASTA FUNDING INC046220109COM13$0thousands by filing dateValue filed as zero, left out of ratios.
GUGGENHEIM INTERNATIONAL MUL18383Q804GUG13$0thousands by filing dateValue filed as zero, left out of ratios.
FIRST BUSEY CORP319383105COM8$0thousands by filing dateValue filed as zero, left out of ratios.
SAPIENS INTERNATIONAL CORPN7716A151SHS20$0thousands by filing dateValue filed as zero, left out of ratios.
GENCO SHIPPING + TRADING LTDY2685T107SHS127$0thousands by filing dateValue filed as zero, left out of ratios.
HERITAGE FINANCIAL GROUP INC42726X102COM1$0thousands by filing dateValue filed as zero, left out of ratios.
REEDS INC COM758338107Stock38$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR INDEX SHS FDS78463X681INTL HLTH ETF8$0thousands by filing dateValue filed as zero, left out of ratios.
SWEDISH EXPT CR CORP870297306RG ENRGY ETN2245$0thousands by filing dateValue filed as zero, left out of ratios.
COMSTOCK MNG INC205750102COM136$0thousands by filing dateValue filed as zero, left out of ratios.
AVALON RARE METALS INC053470100COM100$0thousands by filing dateValue filed as zero, left out of ratios.
ESSEX RENT CORP COM297187106Common38$0thousands by filing dateValue filed as zero, left out of ratios.
Exceed Company Ltd Shs ISING32335104COM280$0thousands by filing dateValue filed as zero, left out of ratios.
PROMOTORA DE INFORMACIONES-A74343G204CMN208$0thousands by filing dateValue filed as zero, left out of ratios.
CAPITOL ACQUISITION CORP II14056V204UNIT4,072$0thousands by filing dateValue filed as zero, left out of ratios.
RADIO ONE INC75040P405CL D NON VTG72$0thousands by filing dateValue filed as zero, left out of ratios.
PREMIER FINL BANCORP INC74050M105COM25$0thousands by filing dateValue filed as zero, left out of ratios.
PROSHARES ULTSHRT RUS 2000 G74347X195COM38$0thousands by filing dateValue filed as zero, left out of ratios.
POWERSHARES DYNAMIC73935X104DYNAMIC MKT PT5$0thousands by filing dateValue filed as zero, left out of ratios.
IMRIS INC45322N105COM105$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001533421-14-000001this filing2014-01-31acceptance time not in the bulk data set