13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 4,539 holding rows worth $599,223,000.
- Accession
- 0001533421-14-000001
- Filer
- CIK 1533421
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,355 entries on the cover page, a total value of $599,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,223,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPLUNK INC | 848637104 | COM | 254 | $17,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,000 | $17,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,098 | $17,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 619 | $17,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 631 | $17,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 362 | $17,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 306 | $17,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 574 | $17,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 738 | $17,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,389 | $17,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,464 | $17,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 483 | $17,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 667 | $17,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 828 | $17,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 805 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,398 | $17,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 911 | $17,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 600 | $17,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 300 | $17,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,302 | $17,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,000 | $17,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,935 | $17,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,608 | $17,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 268 | $17,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 694 | $17,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 627 | $17,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 650 | $17,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 871 | $17,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 9,096 | $17,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 710 | $17,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,200 | $17,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 646 | $17,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 566 | $17,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 20,576 | $17,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 14,087 | $17,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 400 | $17,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 861 | $17,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,796 | $17,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,962 | $17,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,500 | $17,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 416 | $17,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 1,758 | $17,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,645 | $17,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 3,620 | $17,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $16,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 478 | $16,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 216 | $16,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 982 | $16,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 174 | $16,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 174 | $16,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,257 | $16,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 638 | $16,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,133 | $16,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,736 | $16,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,400 | $16,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,189 | $16,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,800 | $16,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 504 | $16,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 600 | $16,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,212 | $16,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 718 | $16,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 759 | $16,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 510 | $16,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,584 | $16,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 2,984 | $16,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 428 | $16,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,290 | $16,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,042 | $16,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 834 | $16,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 324 | $16,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 632 | $16,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,112 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 942 | $16,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 5,170 | $16,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,614 | $16,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 690 | $16,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 582 | $16,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 2,952 | $16,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,250 | $16,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 200 | $16,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 260 | $16,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 792 | $16,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,125 | $16,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 834 | $16,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 4,766 | $16,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 2,400 | $16,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 470 | $16,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 430 | $16,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 337 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 720 | $16,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,027 | $16,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 568 | $16,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 2,000 | $16,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 628 | $16,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,058 | $16,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 676 | $16,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 1,578 | $16,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 806 | $15,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 82 | $15,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 200 | $15,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 800 | $15,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 344 | $15,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 634 | $15,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 95 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 414 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 289 | $15,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 294 | $15,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,200 | $15,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 410 | $15,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 735 | $15,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 938 | $15,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,353 | $15,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,240 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 800 | $15,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 880 | $15,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,686 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 774 | $15,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 534 | $15,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,252 | $15,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 616 | $15,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,342 | $15,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 546 | $15,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 3,016 | $15,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 3,108 | $15,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,088 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,564 | $15,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,036 | $15,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 800 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 786 | $15,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 242 | $15,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 1,600 | $15,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 524 | $15,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 744 | $15,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,056 | $15,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 2,000 | $15,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,569 | $15,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 800 | $15,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,174 | $15,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,064 | $15,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,200 | $15,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 8,328 | $15,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 2,698 | $15,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 2,116 | $15,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,096 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 150 | $15,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 796 | $15,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 4,492 | $15,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 1,132 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,034 | $15,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 1,336 | $15,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,257 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 578 | $15,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 283 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 600 | $15,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 297 | $14,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 392 | $14,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 290 | $14,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,028 | $14,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 178 | $14,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 342 | $14,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 422 | $14,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 310 | $14,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 752 | $14,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 396 | $14,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,786 | $14,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 528 | $14,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 254 | $14,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 522 | $14,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 800 | $14,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 448 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 264 | $14,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 272 | $14,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,400 | $14,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,350 | $14,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 756 | $14,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,158 | $14,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 700 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 600 | $14,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 444 | $14,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 551 | $14,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,390 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,488 | $14,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 200 | $14,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 822 | $14,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 950 | $14,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 800 | $14,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,575 | $14,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 702 | $14,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,490 | $14,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,000 | $14,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 839 | $14,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 584 | $14,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 574 | $14,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 104 | $14,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 398 | $14,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 874 | $14,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 624 | $14,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 774 | $14,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 450 | $14,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 1,200 | $14,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 600 | $14,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 506 | $14,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 660 | $14,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 1,188 | $14,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 1,010 | $14,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 1,222 | $14,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 948 | $14,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 700 | $14,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 1,068 | $14,000 | thousands by filing date | |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 2,004 | $14,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 3,492 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 350 | $14,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 576 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 257 | $14,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 721 | $14,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,164 | $14,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 1,396 | $14,000 | thousands by filing date | |
| PATHFINDER BANCORP INC | 70320A103 | COM | 1,061 | $14,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 1,200 | $14,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 900 | $14,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,316 | $14,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 2,062 | $14,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,076 | $13,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,136 | $13,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 248 | $13,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 159 | $13,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 948 | $13,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,113 | $13,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 460 | $13,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 272 | $13,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,056 | $13,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,000 | $13,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 264 | $13,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 398 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,020 | $13,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,860 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 910 | $13,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 165 | $13,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 490 | $13,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 680 | $13,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,200 | $13,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 532 | $13,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,530 | $13,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 487 | $13,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 298 | $13,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 905 | $13,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,076 | $13,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,734 | $13,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 924 | $13,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 692 | $13,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 672 | $13,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 2,178 | $13,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 858 | $13,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,614 | $13,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,654 | $13,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 1,060 | $13,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 710 | $13,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 644 | $13,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 552 | $13,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,510 | $13,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,128 | $13,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $13,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 316 | $13,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 234 | $13,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 200 | $13,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 838 | $13,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,146 | $13,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 526 | $13,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 736 | $13,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 140 | $13,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 2,282 | $13,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 1,000 | $13,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 130 | $13,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 700 | $13,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 1,644 | $13,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 7,714 | $13,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 12,028 | $13,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 800 | $13,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 862 | $13,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 592 | $13,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 4,000 | $13,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,000 | $13,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,290 | $13,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 810 | $13,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 2,249 | $13,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 7,980 | $13,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 167 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 370 | $13,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,062 | $13,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 3,818 | $13,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 710 | $13,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,656 | $13,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,272 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 308 | $13,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 494 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 398 | $13,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 908 | $13,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 528 | $13,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 1,866 | $13,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 996 | $13,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 48 | $12,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 340 | $12,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $12,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 8,964 | $12,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 190 | $12,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,526 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 308 | $12,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 578 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 305 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 244 | $12,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,152 | $12,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 676 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,000 | $12,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 956 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 116 | $12,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,420 | $12,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 64 | $12,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 656 | $12,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 806 | $12,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 652 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 142 | $12,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 672 | $12,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 320 | $12,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 704 | $12,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 758 | $12,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 794 | $12,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 336 | $12,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 819 | $12,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,523 | $12,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 534 | $12,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,254 | $12,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 971 | $12,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 854 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 385 | $12,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,200 | $12,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 174 | $12,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 288 | $12,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 558 | $12,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 882 | $12,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,321 | $12,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 442 | $12,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 542 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 363 | $12,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 452 | $12,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 752 | $12,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 450 | $12,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 318 | $12,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 838 | $12,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 960 | $12,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,318 | $12,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 2,400 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,788 | $12,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 864 | $12,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 848 | $12,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,658 | $12,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,008 | $12,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,000 | $12,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 9,916 | $12,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,308 | $12,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $12,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 962 | $12,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 760 | $12,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 400 | $12,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 978 | $12,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,291 | $12,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,262 | $12,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 914 | $12,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 749 | $12,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 600 | $12,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 400 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 800 | $12,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,996 | $12,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 7,568 | $12,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 5,186 | $12,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 864 | $12,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,848 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 246 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 210 | $12,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 1,795 | $12,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 2,820 | $12,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,221 | $12,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 870 | $12,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 5,968 | $12,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 1,688 | $12,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 5,302 | $12,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 492 | $12,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 367 | $11,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 210 | $11,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 260 | $11,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 634 | $11,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 200 | $11,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 236 | $11,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 170 | $11,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 956 | $11,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 396 | $11,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 800 | $11,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 204 | $11,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 290 | $11,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 114 | $11,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,044 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 356 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 218 | $11,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 832 | $11,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 624 | $11,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 534 | $11,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,158 | $11,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 400 | $11,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 122 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 276 | $11,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 282 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 222 | $11,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 672 | $11,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 460 | $11,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 885 | $11,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 382 | $11,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 558 | $11,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,372 | $11,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 160 | $11,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 386 | $11,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,276 | $11,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 924 | $11,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 801 | $11,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 2,320 | $11,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 300 | $11,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 1,004 | $11,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 698 | $11,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 282 | $11,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,200 | $11,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,360 | $11,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,668 | $11,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 956 | $11,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 904 | $11,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 716 | $11,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 800 | $11,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 572 | $11,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 772 | $11,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 2,000 | $11,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,568 | $11,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 864 | $11,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 400 | $11,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,623 | $11,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 1,952 | $11,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 3,090 | $11,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 620 | $11,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 1,052 | $11,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 597 | $11,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 650 | $11,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 597 | $11,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 6,256 | $11,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 800 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 437 | $11,000 | thousands by filing date | |
| Prospect Global Resources Inc. | 74348X202 | COM | 6,428 | $11,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 193 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,948 | $10,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 212 | $10,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 196 | $10,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 610 | $10,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 131 | $10,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,600 | $10,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 232 | $10,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 548 | $10,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 212 | $10,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 259 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 8,668 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 87 | $10,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,196 | $10,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 608 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 210 | $10,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 194 | $10,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 284 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 450 | $10,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 151 | $10,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 404 | $10,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 528 | $10,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,060 | $10,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 986 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 818 | $10,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 4,193 | $10,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 586 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 450 | $10,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 696 | $10,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 282 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 748 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 448 | $10,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,168 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 639 | $10,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,364 | $10,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 824 | $10,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 580 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 341 | $10,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 800 | $10,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 150 | $10,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 498 | $10,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,041 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set |