13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 4,539 holding rows worth $599,223,000.
- Accession
- 0001533421-14-000001
- Filer
- CIK 1533421
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,355 entries on the cover page, a total value of $599,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,223,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 598 | $27,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,184 | $27,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,600 | $27,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 3,354 | $27,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,306 | $27,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,292 | $27,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 352 | $27,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 396 | $27,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 204 | $27,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 18,683 | $27,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 760 | $27,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 470 | $27,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 792 | $27,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 528 | $27,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,498 | $27,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 854 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,994 | $27,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,920 | $27,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 9,740 | $27,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 551 | $27,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 3,152 | $27,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,564 | $27,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 15,246 | $27,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 5,496 | $27,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,678 | $27,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 300 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 505 | $26,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 700 | $26,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,564 | $26,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,247 | $26,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 746 | $26,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 480 | $26,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 800 | $26,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 263 | $26,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,573 | $26,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,970 | $26,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 914 | $26,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 896 | $26,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 525 | $26,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 620 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 288 | $26,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,377 | $26,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,128 | $26,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,400 | $26,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,643 | $26,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,400 | $26,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 380 | $26,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 668 | $26,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 400 | $26,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,442 | $26,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,150 | $26,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 560 | $26,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,148 | $26,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 932 | $26,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,170 | $26,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,900 | $26,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,416 | $26,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,369 | $26,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 2,382 | $26,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 686 | $25,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 5,692 | $25,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 242 | $25,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 720 | $25,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,160 | $25,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 764 | $25,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,088 | $25,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 600 | $25,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 237 | $25,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,222 | $25,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $25,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,326 | $25,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 858 | $25,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,030 | $25,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 592 | $25,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,214 | $25,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 862 | $25,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 295 | $25,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,518 | $25,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 2,413 | $25,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 816 | $25,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,878 | $25,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 400 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 500 | $25,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,480 | $25,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,200 | $25,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,043 | $25,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 656 | $25,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,029 | $25,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 804 | $25,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,156 | $25,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,409 | $25,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,520 | $25,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,052 | $25,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,172 | $25,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 3,088 | $25,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,120 | $25,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 176 | $25,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,264 | $25,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 2,000 | $25,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,684 | $25,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 6,877 | $25,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 599 | $25,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 2,442 | $25,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 1,000 | $25,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,288 | $25,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 14,877 | $25,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 3,878 | $25,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,460 | $25,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $24,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,638 | $24,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,400 | $24,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 800 | $24,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 936 | $24,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 445 | $24,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 432 | $24,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 570 | $24,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 856 | $24,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 580 | $24,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,012 | $24,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,124 | $24,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 328 | $24,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 408 | $24,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,378 | $24,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,087 | $24,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 940 | $24,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 503 | $24,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 400 | $24,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 684 | $24,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 3,078 | $24,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 930 | $24,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 738 | $24,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,678 | $24,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3,098 | $24,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 384 | $24,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,098 | $24,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,110 | $24,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 2,746 | $24,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 4,022 | $24,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 2,200 | $24,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,422 | $24,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 439 | $24,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 634 | $24,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,080 | $24,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,136 | $24,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 520 | $24,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 260 | $24,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,650 | $24,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 706 | $24,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 576 | $24,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,202 | $24,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,856 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 884 | $24,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,608 | $24,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 1,300 | $24,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,038 | $24,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,200 | $24,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 3,966 | $24,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 3,819 | $24,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 1,124 | $24,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 9,524 | $24,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,600 | $24,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 376 | $23,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 898 | $23,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 536 | $23,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 577 | $23,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,330 | $23,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,100 | $23,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 474 | $23,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 802 | $23,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,984 | $23,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 504 | $23,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,712 | $23,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 995 | $23,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,318 | $23,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 698 | $23,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,404 | $23,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 492 | $23,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 536 | $23,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 4,448 | $23,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 478 | $23,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,665 | $23,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,844 | $23,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,800 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,150 | $23,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 935 | $23,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 300 | $23,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 664 | $23,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,758 | $23,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 557 | $23,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,488 | $23,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 746 | $23,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 933 | $23,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 3,330 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 9,234 | $23,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 2,462 | $23,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 4,661 | $23,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,248 | $23,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 1,190 | $23,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 8,014 | $23,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 1,852 | $23,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 766 | $23,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 264 | $22,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,090 | $22,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 338 | $22,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 622 | $22,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 268 | $22,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,400 | $22,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 916 | $22,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,152 | $22,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 786 | $22,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,000 | $22,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,429 | $22,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,296 | $22,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 716 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,866 | $22,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 917 | $22,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,136 | $22,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,000 | $22,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,200 | $22,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 244 | $22,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,298 | $22,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,084 | $22,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 800 | $22,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,599 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 900 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,156 | $22,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,585 | $22,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,218 | $22,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,600 | $22,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,550 | $22,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 808 | $22,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 10,125 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,682 | $22,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 648 | $22,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 472 | $22,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,392 | $22,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,400 | $22,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 990 | $22,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 682 | $22,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,304 | $22,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 984 | $22,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,342 | $22,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 200 | $22,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,042 | $22,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 1,602 | $22,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 178 | $22,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,136 | $22,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 990 | $22,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,114 | $22,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,134 | $22,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,198 | $22,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 12,395 | $22,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 2,868 | $22,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 11,872 | $22,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,000 | $22,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,148 | $22,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,592 | $22,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 1,530 | $22,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 1,140 | $22,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,827 | $22,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 400 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 403 | $22,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 583 | $22,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,200 | $22,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 2,710 | $22,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 702 | $22,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 330 | $21,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,356 | $21,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 487 | $21,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 600 | $21,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 288 | $21,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 434 | $21,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 386 | $21,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 106 | $21,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,756 | $21,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 532 | $21,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 446 | $21,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,204 | $21,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 600 | $21,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,042 | $21,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,164 | $21,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 424 | $21,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 700 | $21,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,318 | $21,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,730 | $21,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $21,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,257 | $21,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,072 | $21,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,166 | $21,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,590 | $21,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,285 | $21,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 600 | $21,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 650 | $21,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 220 | $21,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 396 | $21,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,454 | $21,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 738 | $21,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,905 | $21,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,844 | $21,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 1,988 | $21,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,400 | $21,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 164 | $21,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 1,558 | $21,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,000 | $21,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,364 | $21,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,396 | $21,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 530 | $21,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 694 | $21,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,108 | $21,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 800 | $21,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,254 | $21,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,600 | $21,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,223 | $21,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 3,276 | $21,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 15,262 | $21,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 4,561 | $21,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,101 | $21,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,663 | $20,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 446 | $20,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 590 | $20,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 454 | $20,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,254 | $20,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 400 | $20,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 190 | $20,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,488 | $20,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 252 | $20,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 758 | $20,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,664 | $20,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 166 | $20,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,026 | $20,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 944 | $20,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,370 | $20,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 456 | $20,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 536 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,748 | $20,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,476 | $20,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 398 | $20,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,990 | $20,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,896 | $20,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 600 | $20,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 284 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,007 | $20,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,126 | $20,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,400 | $20,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 608 | $20,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,300 | $20,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,962 | $20,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,236 | $20,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 296 | $20,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 286 | $20,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 486 | $20,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,174 | $20,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,738 | $20,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 386 | $20,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 558 | $20,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 302 | $20,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 812 | $20,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 1,570 | $20,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 2,125 | $20,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,194 | $20,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,232 | $20,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 678 | $20,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 3,460 | $20,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 786 | $20,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,121 | $20,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 2,368 | $20,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 4,198 | $20,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,042 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 986 | $20,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,996 | $20,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,832 | $20,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 570 | $20,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 911 | $20,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 15,042 | $20,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 338 | $19,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 376 | $19,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 200 | $19,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 400 | $19,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 458 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 470 | $19,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,042 | $19,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 600 | $19,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 441 | $19,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 322 | $19,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 408 | $19,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 242 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 400 | $19,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,000 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,132 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 540 | $19,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,385 | $19,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 248 | $19,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 425 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 239 | $19,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,322 | $19,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,653 | $19,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 851 | $19,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,938 | $19,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 248 | $19,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,648 | $19,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,888 | $19,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,100 | $19,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 670 | $19,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 351 | $19,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,293 | $19,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,198 | $19,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 472 | $19,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 800 | $19,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 672 | $19,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 275 | $19,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 366 | $19,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,748 | $19,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 408 | $19,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 600 | $19,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 10,850 | $19,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,336 | $19,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,600 | $19,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 11,803 | $19,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,221 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 626 | $19,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 3,008 | $19,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 1,055 | $19,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,171 | $19,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 1,800 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 900 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 545 | $19,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 2,312 | $19,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 11,956 | $19,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,228 | $18,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 122 | $18,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 346 | $18,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,434 | $18,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 680 | $18,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 200 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 400 | $18,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 334 | $18,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,186 | $18,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 604 | $18,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 482 | $18,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 586 | $18,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 462 | $18,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 640 | $18,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,217 | $18,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 800 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 321 | $18,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 604 | $18,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,432 | $18,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 5,658 | $18,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,232 | $18,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 1,928 | $18,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 687 | $18,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 756 | $18,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 478 | $18,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 3,800 | $18,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 856 | $18,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,800 | $18,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 996 | $18,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,842 | $18,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 308 | $18,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,568 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 510 | $18,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,032 | $18,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,019 | $18,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 3,888 | $18,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,022 | $18,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 2,950 | $18,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,290 | $18,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 826 | $18,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 2,216 | $18,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 650 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 198 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 213 | $18,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,400 | $18,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 2,188 | $18,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 13,275 | $18,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,364 | $18,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 1,608 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 200 | $17,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 292 | $17,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 200 | $17,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,490 | $17,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 102 | $17,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 372 | $17,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,680 | $17,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 228 | $17,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 306 | $17,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 262 | $17,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,268 | $17,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 226 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 307 | $17,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 506 | $17,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 576 | $17,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,144 | $17,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 376 | $17,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 192 | $17,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 560 | $17,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,500 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set |