13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 4,539 holding rows worth $599,223,000.
- Accession
- 0001533421-14-000001
- Filer
- CIK 1533421
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,355 entries on the cover page, a total value of $599,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,223,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 59 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 700 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 72 | $5,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 484 | $5,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 202 | $5,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 710 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 930 | $5,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 150 | $5,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 344 | $5,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 308 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 194 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 94 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 400 | $5,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 356 | $5,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 257 | $5,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 210 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 304 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 200 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 486 | $5,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 96 | $5,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 140 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 124 | $5,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 680 | $5,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 327 | $5,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 654 | $5,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 57 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 536 | $5,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 58 | $5,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 264 | $5,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 202 | $5,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 400 | $5,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 444 | $5,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 914 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 200 | $5,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 2,074 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,564 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 258 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 684 | $5,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 299 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 172 | $5,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,337 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 453 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,242 | $5,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 176 | $5,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 64 | $5,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 234 | $5,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 78 | $5,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 328 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 230 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 418 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 953 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 364 | $5,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 410 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 600 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,000 | $5,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 100 | $5,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 600 | $5,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 278 | $5,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 100 | $5,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 150 | $5,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 524 | $5,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 2,822 | $5,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 200 | $5,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,050 | $5,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 3,562 | $5,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 666 | $5,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 302 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 100 | $5,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 323 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 102 | $5,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,062 | $5,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 60 | $5,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 200 | $5,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 208 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 60 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 300 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 178 | $5,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 180 | $5,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 800 | $5,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 3,052 | $5,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 402 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,258 | $5,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,456 | $5,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 160 | $5,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 600 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,810 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 152 | $5,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 763 | $5,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 272 | $5,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 430 | $5,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 100 | $5,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,000 | $5,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 225 | $5,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 200 | $5,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 356 | $5,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 670 | $5,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 936 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,978 | $5,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 400 | $5,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 701 | $5,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,432 | $5,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 1,524 | $5,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,500 | $5,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 506 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 814 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 200 | $5,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 1,952 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 208 | $5,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 100 | $5,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 723 | $5,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 200 | $5,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 398 | $5,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 2,400 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 100 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 399 | $5,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 200 | $5,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 280 | $5,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 490 | $5,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 804 | $5,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 900 | $5,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 2,934 | $5,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 136 | $5,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 696 | $5,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 414 | $5,000 | thousands by filing date | |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 775 | $5,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 500 | $5,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R127 | UNIT 99/99/9999 | 600 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 96 | $5,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 2,228 | $5,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 274 | $5,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 380 | $5,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 332 | $5,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 1,958 | $5,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 48 | $4,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 71 | $4,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 76 | $4,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 68 | $4,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 338 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 204 | $4,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 96 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 594 | $4,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 122 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 306 | $4,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 350 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 290 | $4,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 53 | $4,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 272 | $4,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 152 | $4,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 246 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 260 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 474 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 34 | $4,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 100 | $4,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 758 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 290 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 198 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 312 | $4,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 234 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 336 | $4,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 360 | $4,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 118 | $4,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 224 | $4,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 174 | $4,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 92 | $4,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 380 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 100 | $4,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 348 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 200 | $4,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 232 | $4,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 463 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 714 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 483 | $4,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 60 | $4,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 554 | $4,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 354 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 318 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 230 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 218 | $4,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 2,200 | $4,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,634 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 596 | $4,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 722 | $4,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 472 | $4,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 330 | $4,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,882 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 187 | $4,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 1,284 | $4,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 821 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 73 | $4,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 349 | $4,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,152 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 310 | $4,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 64 | $4,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 146 | $4,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 510 | $4,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 264 | $4,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 520 | $4,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 128 | $4,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 636 | $4,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,302 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 266 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,874 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,446 | $4,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 46 | $4,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 280 | $4,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 106 | $4,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 104 | $4,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,680 | $4,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 216 | $4,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 648 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 596 | $4,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,217 | $4,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 226 | $4,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 586 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,970 | $4,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 498 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,455 | $4,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 642 | $4,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 800 | $4,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 256 | $4,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 2,000 | $4,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 200 | $4,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 146 | $4,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 218 | $4,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 204 | $4,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 158 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 470 | $4,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,910 | $4,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 332 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,585 | $4,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,546 | $4,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 222 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 352 | $4,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 498 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 200 | $4,000 | thousands by filing date | |
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| QUICKLOGIC CORP | 74837P108 | COM | 916 | $4,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 592 | $4,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 600 | $4,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 150 | $4,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 1,198 | $4,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 3,163 | $4,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 764 | $4,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 600 | $4,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 120 | $4,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 436 | $4,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 2,010 | $4,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 96 | $4,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 205 | $4,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 886 | $4,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,200 | $4,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 216 | $4,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 200 | $4,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,626 | $4,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 670 | $4,000 | thousands by filing date | |
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| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 175 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 12,230 | $4,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 778 | $4,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 1,532 | $4,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,634 | $4,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 251 | $4,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 400 | $4,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 248 | $4,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 632 | $4,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 868 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 452 | $4,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 400 | $4,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 2,000 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 100 | $4,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 2,710 | $4,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 299 | $4,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 1,572 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 928 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 1,090 | $4,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 200 | $4,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 2,374 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 100 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 200 | $4,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 200 | $4,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 4,324 | $4,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 230 | $4,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 900 | $4,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 635 | $4,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 1,654 | $4,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 6,520 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 36 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 539 | $3,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 106 | $3,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 502 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 800 | $3,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 60 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $3,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 78 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 292 | $3,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 48 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 78 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,047 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 74 | $3,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 223 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 210 | $3,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 56 | $3,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 288 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 124 | $3,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 58 | $3,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 50 | $3,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 50 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 28 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 400 | $3,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 76 | $3,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 212 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 310 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 328 | $3,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 382 | $3,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 102 | $3,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 78 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 320 | $3,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 226 | $3,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 224 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 102 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 189 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 979 | $3,000 | thousands by filing date | |
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| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 414 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 242 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 467 | $3,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 398 | $3,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 783 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 204 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 980 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,364 | $3,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 370 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 36 | $3,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 344 | $3,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 180 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 300 | $3,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 52 | $3,000 | thousands by filing date | |
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| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 940 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 645 | $3,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 1,342 | $3,000 | thousands by filing date | |
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| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,727 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 298 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
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| DENISON MINES CORP | 91688T104 | COM | 2,151 | $3,000 | thousands by filing date | |
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| SUMMIT FINL GROUP INC | 86606G101 | COM | 290 | $3,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 400 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 274 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 212 | $3,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 104 | $3,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 500 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 400 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 714 | $3,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 88 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 20 | $3,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 554 | $3,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 2,000 | $3,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 140 | $3,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 354 | $3,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 188 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 250 | $3,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 400 | $3,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 214 | $3,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 400 | $3,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 264 | $3,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 118 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 200 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 710 | $3,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 200 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 232 | $3,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 238 | $3,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,716 | $3,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 322 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 598 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 260 | $3,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 840 | $3,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 2,515 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,280 | $3,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 800 | $3,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 400 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,600 | $3,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 676 | $3,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,244 | $3,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 586 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 200 | $3,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 538 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 176 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 100 | $3,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,400 | $3,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 650 | $3,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 79 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 628 | $3,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 83 | $3,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 186 | $3,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 2,050 | $3,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 1,635 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 83 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 300 | $3,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 400 | $3,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 354 | $3,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 400 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 200 | $3,000 | thousands by filing date | |
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| ISHARES TR | 46429B457 | MSCI HK SML CP | 100 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 150 | $3,000 | thousands by filing date | |
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| CORDIA BANCORP INC | 218513109 | COM | 725 | $3,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 200 | $3,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 1,372 | $3,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y123 | SHS | 1,420 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464289164 | MSCI ACWI EX | 100 | $3,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,154 | $3,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 598 | $3,000 | thousands by filing date | |
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| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 590 | $3,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 200 | $3,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 100 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 146 | $3,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 1,138 | $3,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 284 | $3,000 | thousands by filing date | |
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| QUARTET MERGER CORP | 747717304 | UNIT 11/01/2015T | 256 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 676 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 57 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 126 | $2,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 28 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 118 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 148 | $2,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 82 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 264 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 224 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 68 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 64 | $2,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 300 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 184 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 176 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 30 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 200 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 162 | $2,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 44 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 240 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,300 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 200 | $2,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 394 | $2,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 101 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,600 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 447 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18 | $2,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 82 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set |