13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 15,836 | $745,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,188 | $743,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,886 | $743,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,963 | $740,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 25,680 | $739,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 15,072 | $738,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 21,463 | $738,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 20,086 | $737,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 29,425 | $735,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 14,563 | $734,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,968 | $733,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 221,695 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 23,452 | $731,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 15,679 | $731,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 64,360 | $730,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 16,271 | $729,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 27,131 | $728,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 153,080 | $727,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,419 | $726,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28,966 | $724,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 35,983 | $722,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,677 | $721,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,527 | $721,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,879 | $719,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,834 | $718,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 15,488 | $717,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,076 | $717,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 71,563 | $717,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 9,920 | $716,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 54,994 | $716,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 38,939 | $715,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 9,689 | $714,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 10,266 | $714,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,889 | $714,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 23,854 | $713,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 8,263 | $712,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,344 | $712,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 52,509 | $711,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,918 | $708,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,756 | $706,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,373 | $706,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 32,667 | $704,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,608 | $703,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 40,078 | $700,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 16,750 | $700,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,274 | $699,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 33,581 | $699,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,774 | $697,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,989 | $696,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,339 | $695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 19,159 | $695,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 16,420 | $694,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 70,813 | $693,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 69,897 | $693,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 38,661 | $693,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 57,158 | $692,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 15,391 | $692,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 18,663 | $692,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,259 | $689,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 22,317 | $689,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 21,387 | $689,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 8,900 | $688,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 81,695 | $686,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 81,129 | $686,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 12,641 | $685,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 111,209 | $682,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 39,090 | $680,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 10,805 | $679,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 9,180 | $678,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 10,973 | $678,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 54,954 | $678,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,924 | $677,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 22,207 | $676,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 28,706 | $674,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 16,125 | $674,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 8,289 | $674,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 6,391 | $672,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 67,704 | $672,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 40,318 | $672,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,608 | $672,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,147 | $669,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 42,758 | $669,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 45,103 | $668,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,846 | $666,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,295 | $664,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 787,573 | $663,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 59,125 | $662,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,474 | $661,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 7,340 | $660,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 95,570 | $659,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 27,135 | $659,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 454 | $658,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 40,075 | $658,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 55,890 | $657,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 22,072 | $656,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 21,897 | $656,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 23,584 | $656,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 26,177 | $655,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 36,895 | $654,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 9,331 | $653,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 56,419 | $653,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 14,409 | $652,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,909 | $650,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 16,693 | $647,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 48,167 | $647,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 36,097 | $644,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,760 | $643,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 127,729 | $641,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 27,163 | $640,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 12,598 | $639,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 45,023 | $638,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 60,050 | $638,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 94,177 | $637,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 23,185 | $637,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,651 | $634,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 31,507 | $634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 12,695 | $633,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,376 | $633,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,694 | $632,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 41,993 | $632,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 38,138 | $631,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 22,688 | $630,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 33,502 | $630,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 20,271 | $629,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,133 | $628,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 27,611 | $625,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,942 | $624,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 8,306 | $623,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,733 | $623,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,621 | $623,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 4,894 | $623,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,168 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,930 | $621,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 32,825 | $620,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,015 | $619,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 31,971 | $617,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,118 | $616,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,073 | $615,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 32,331 | $614,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 11,546 | $613,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 4,030 | $613,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,569 | $613,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 47,726 | $612,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 40,150 | $611,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,557 | $610,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 3,676 | $609,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,031 | $608,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 8,181 | $608,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 14,945 | $607,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,517 | $607,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 419 | $607,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 5,951 | $605,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,449 | $604,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,810 | $604,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 49,111 | $603,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,965 | $602,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 23,228 | $602,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 18,258 | $601,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 17,612 | $601,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 39,816 | $601,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 92,647 | $600,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 10,212 | $600,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 40,935 | $600,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 34,672 | $596,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,583 | $595,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 23,888 | $595,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 6,437 | $594,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 9,637 | $593,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 33,165 | $593,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 42,248 | $593,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,554 | $592,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 8,278 | $592,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 26,512 | $591,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,853 | $590,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,268 | $590,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 137,383 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 30,915 | $585,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,727 | $585,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 34,563 | $585,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,002 | $583,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,645 | $583,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 57,935 | $580,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,934 | $579,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 33,652 | $579,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 17,845 | $579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 14,968 | $579,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 8,894 | $578,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 38,978 | $577,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20,649 | $576,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,658 | $576,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 56,282 | $576,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 89,505 | $576,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 17,768 | $576,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 59,003 | $576,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 35,379 | $575,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 87,874 | $575,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 11,436 | $574,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 7,868 | $573,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,864 | $573,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 177,512 | $573,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 47,370 | $572,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 33,920 | $571,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,913 | $571,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 33,067 | $571,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,549 | $569,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,297 | $569,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,960 | $568,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 15,728 | $568,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,296 | $567,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 7,353 | $567,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 13,706 | $564,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,854 | $564,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,201 | $563,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 42,089 | $563,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 22,339 | $563,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 22,971 | $563,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 15,161 | $561,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,084 | $561,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,585 | $560,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,932 | $560,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,903 | $560,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,338 | $559,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,426 | $559,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 13,438 | $558,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 16,524 | $558,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,854 | $556,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 23,131 | $556,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 4,039 | $555,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 71,306 | $554,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14,222 | $553,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,874 | $553,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,363 | $552,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 17,882 | $552,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 13,558 | $551,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,630 | $551,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 10,497 | $547,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,947 | $546,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 15,740 | $545,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 23,785 | $545,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 115,649 | $545,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 21,303 | $544,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 31,070 | $544,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13,675 | $544,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 6,062 | $544,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,464 | $544,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 20,715 | $543,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 39,950 | $542,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 38,777 | $542,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 36,690 | $541,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 24,736 | $541,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 16,862 | $540,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14,497 | $539,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 47,468 | $539,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 9,003 | $539,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 5,592 | $538,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 22,751 | $538,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 133,875 | $537,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 42,194 | $536,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 19,013 | $535,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 39,916 | $535,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 20,869 | $534,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,899 | $533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 18,710 | $531,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 15,266 | $530,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,324 | $530,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,886 | $530,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 14,318 | $530,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 96,846 | $529,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 34,322 | $529,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 32,104 | $529,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 472 | $528,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 12,656 | $526,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 34,484 | $525,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,652 | $523,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 239,873 | $523,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 9,403 | $522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 6,670 | $522,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 9,987 | $521,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 10,582 | $521,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 23,370 | $520,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,397 | $520,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,441 | $520,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 34,865 | $520,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 20,459 | $519,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 9,145 | $518,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,413 | $517,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,448 | $516,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 10,299 | $516,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,007 | $516,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,370 | $516,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,229 | $516,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,355 | $516,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 23,618 | $515,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 49,821 | $514,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,174 | $513,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,304 | $512,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 54,800 | $512,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 11,219 | $509,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 14,061 | $509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 28,567 | $509,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 52,008 | $509,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 42,437 | $508,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 7,184 | $508,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,457 | $507,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 30,481 | $507,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,714 | $507,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,132 | $506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 12,309 | $506,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,865 | $505,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,637 | $505,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,028 | $505,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,183 | $505,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,401 | $505,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,972 | $505,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 19,769 | $503,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 16,549 | $503,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 9,897 | $502,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 40,126 | $502,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 18,892 | $502,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 23,145 | $501,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24,171 | $501,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,900 | $501,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,580 | $500,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 33,028 | $500,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 31,991 | $499,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 6,463 | $499,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 56,682 | $498,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 27,110 | $496,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 15,352 | $496,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 21,521 | $496,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,402 | $495,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 36,089 | $495,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 29,410 | $495,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 58,809 | $495,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 30,959 | $495,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,028 | $494,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,598 | $494,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,548 | $494,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,606 | $492,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 25,995 | $492,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,856 | $491,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 7,023 | $486,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 15,502 | $486,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,875 | $485,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 78,131 | $484,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 10,387 | $484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,583 | $484,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,577 | $483,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 83,959 | $483,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 17,048 | $483,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 17,450 | $483,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 16,318 | $482,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 63,003 | $482,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10,262 | $480,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,188 | $480,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 17,272 | $480,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,129 | $477,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,441 | $477,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,030 | $477,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 38,842 | $477,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 34,120 | $476,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,771 | $476,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,078 | $476,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 9,876 | $475,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,126 | $474,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,660 | $473,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 13,329 | $473,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 41,165 | $470,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 20,374 | $470,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 18,755 | $469,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,487 | $468,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,801 | $466,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,872 | $466,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,122 | $465,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 33,897 | $464,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 66,533 | $464,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,065 | $464,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 15,945 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 24,666 | $463,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 23,000 | $462,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,876 | $461,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 54,696 | $461,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 29,931 | $461,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,666 | $460,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,023 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,815 | $459,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 15,309 | $458,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,807 | $458,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 45,100 | $457,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 7,378 | $456,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,112 | $456,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 33,099 | $456,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,175 | $455,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,673 | $454,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 12,856 | $454,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 18,835 | $454,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,839 | $452,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,952 | $450,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 302 | $450,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 8,405 | $449,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 73,749 | $446,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 17,680 | $446,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,715 | $445,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,212 | $445,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,249 | $445,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 59,339 | $444,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 28,578 | $444,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 40,122 | $444,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,828 | $444,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 27,533 | $444,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,160 | $443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 8,220 | $443,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,712 | $442,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 30,324 | $442,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 42,368 | $441,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 12,915 | $441,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 31,086 | $440,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,837 | $439,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,893 | $438,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 18,868 | $437,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,857 | $437,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 6,127 | $437,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 13,340 | $436,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 24,654 | $436,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,035 | $435,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,369 | $434,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,556 | $434,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,565 | $433,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 199,823 | $433,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 19,771 | $432,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 12,488 | $432,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 36,722 | $432,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 8,854 | $432,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 17,756 | $431,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 9,802 | $430,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 22,180 | $429,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 6,545 | $428,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 5,058 | $428,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 28,242 | $427,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,538 | $427,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 27,000 | $427,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,006 | $426,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,722 | $426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,618 | $426,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,725 | $425,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,195 | $425,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 14,862 | $425,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 33,575 | $424,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,088 | $424,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,906 | $423,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 41,266 | $423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 21,961 | $423,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,075 | $422,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 30,493 | $422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,739 | $420,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 47,914 | $420,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 23,090 | $419,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 12,629 | $419,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,366 | $419,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 32,815 | $419,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,413 | $418,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,574 | $418,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 69,953 | $418,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,075 | $418,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,980 | $418,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 10,363 | $418,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,192 | $416,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 23,484 | $415,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,973 | $415,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 12,461 | $415,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,890 | $414,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8,911 | $414,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,307 | $413,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 13,110 | $412,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,345 | $411,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 66,202 | $411,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,904 | $411,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 9,170 | $410,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 8,057 | $410,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 20,668 | $410,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,732 | $409,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,695 | $409,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,205 | $408,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,342 | $408,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 24,957 | $408,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,139 | $406,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50,196 | $406,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 11,715 | $406,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,515 | $405,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 11,293 | $405,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 57,196 | $404,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 16,556 | $403,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,253 | $402,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 33,126 | $402,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 16,153 | $402,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,785 | $401,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,350 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 29,737 | $401,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 19,293 | $401,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 19,530 | $401,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |