13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 500 | $36,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,517 | $35,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,193 | $35,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,088 | $35,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 650 | $35,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,800 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 720 | $35,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 697 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,121 | $35,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,242 | $35,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,082 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,500 | $35,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 9,704 | $35,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 533 | $35,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,169 | $35,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,351 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $35,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 435 | $34,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,040 | $34,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 798 | $34,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 793 | $34,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,801 | $34,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 723 | $34,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,217 | $34,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,967 | $34,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 629 | $34,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 54 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,168 | $34,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $34,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 2,413 | $34,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,424 | $34,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 517 | $34,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $34,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 8,989 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,200 | $34,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 690 | $33,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,224 | $33,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 289 | $33,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,899 | $33,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,952 | $33,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,033 | $33,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,052 | $33,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,000 | $33,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,850 | $33,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 982 | $33,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,927 | $33,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,150 | $33,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,659 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,325 | $33,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 490 | $33,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,134 | $33,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,245 | $33,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 2,400 | $33,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,306 | $33,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,505 | $33,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,092 | $33,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 40,337 | $33,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,890 | $33,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,954 | $33,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 86,531 | $33,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,022 | $33,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 639 | $32,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 793 | $32,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 440 | $32,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,347 | $32,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,991 | $32,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,583 | $32,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,550 | $32,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 930 | $32,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 334 | $32,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,096 | $32,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,032 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $32,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $32,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,900 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 590 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $32,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 756 | $32,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,635 | $32,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 638 | $32,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,000 | $32,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,357 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,650 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,107 | $32,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 1,039 | $32,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 688 | $32,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30 | $32,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,639 | $31,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,516 | $31,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,954 | $31,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 978 | $31,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 548 | $31,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,224 | $31,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 600 | $31,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,772 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,700 | $31,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,834 | $31,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,174 | $31,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 810 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,108 | $31,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 311 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $31,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $31,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,000 | $31,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 525 | $31,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 765 | $31,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,833 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,767 | $31,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 5,469 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 733 | $31,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,591 | $31,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,718 | $31,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 22,300 | $31,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $30,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 957 | $30,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 950 | $30,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,444 | $30,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 470 | $30,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 996 | $30,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,038 | $30,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,250 | $30,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 389 | $30,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,642 | $30,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,882 | $30,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,886 | $30,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 255 | $30,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 540 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 957 | $30,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,627 | $30,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,449 | $30,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 398 | $30,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $30,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,316 | $30,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,000 | $30,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 900 | $30,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,917 | $30,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 30,000 | $30,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 2,156 | $30,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 639 | $30,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,220 | $29,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,129 | $29,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 403 | $29,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 547 | $29,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,723 | $29,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,153 | $29,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 469 | $29,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,859 | $29,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 721 | $29,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1,200 | $29,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,214 | $29,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 609 | $29,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,224 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 509 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,347 | $29,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,300 | $29,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,450 | $29,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 982 | $29,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $29,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 350 | $29,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,773 | $29,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,599 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $29,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,011 | $29,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 715 | $28,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 659 | $28,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 595 | $28,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,201 | $28,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 1,085 | $28,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 705 | $28,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 440 | $28,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 652 | $28,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,040 | $28,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 395 | $28,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 390 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,418 | $28,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $28,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,699 | $28,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,169 | $28,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,090 | $28,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 455 | $28,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 30,000 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,226 | $28,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,286 | $27,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,106 | $27,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 429 | $27,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $27,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 712 | $27,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,840 | $27,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,400 | $27,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,218 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 1,030 | $27,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,528 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 970 | $27,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,828 | $27,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,377 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 4,778 | $27,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,165 | $27,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $27,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,195 | $27,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,383 | $26,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 976 | $26,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 557 | $26,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 835 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,200 | $26,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 748 | $26,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,072 | $26,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 748 | $26,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 752 | $26,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,284 | $26,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,310 | $26,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,232 | $26,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $26,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,050 | $26,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 578 | $26,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 659 | $26,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 946 | $26,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,689 | $26,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,327 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 478 | $26,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,031 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 2,579 | $26,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 8,334 | $25,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 645 | $25,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 227 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 575 | $25,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 371 | $25,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 537 | $25,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 261 | $25,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,569 | $25,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 799 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 532 | $25,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 570 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 497 | $25,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,181 | $25,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 457 | $25,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 7,290 | $25,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,371 | $25,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 680 | $25,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 36,000 | $25,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 400 | $25,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,580 | $25,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,233 | $25,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,619 | $25,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 1,412 | $25,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 1,400 | $25,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 654 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,520 | $24,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,601 | $24,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,244 | $24,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 400 | $24,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 377 | $24,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 614 | $24,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,006 | $24,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $24,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,002 | $24,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 841 | $24,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,205 | $24,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,042 | $24,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $24,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 609 | $24,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,056 | $24,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 6,700 | $24,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 462 | $24,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 997 | $24,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,529 | $24,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,636 | $24,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 2,006 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $24,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,075 | $24,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,728 | $24,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 916 | $24,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $23,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 682 | $23,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 453 | $23,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,247 | $23,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 164 | $23,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 800 | $23,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,132 | $23,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,585 | $23,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 379 | $23,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 727 | $23,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 4,539 | $23,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,250 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 511 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,000 | $23,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,038 | $23,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,050 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,341 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 549 | $23,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 139 | $23,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 999 | $23,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 935 | $23,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,450 | $23,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,566 | $23,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 900 | $23,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,600 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,905 | $23,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 366 | $22,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 491 | $22,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 958 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,914 | $22,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 2,349 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 854 | $22,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,835 | $22,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $22,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 947 | $22,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,300 | $22,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,124 | $22,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,000 | $22,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 840 | $22,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,722 | $22,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 121 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 217 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,068 | $22,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 181 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 829 | $22,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,026 | $22,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 688 | $22,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 952 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 395 | $22,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 687 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 838 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,005 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 976 | $22,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 230 | $22,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,857 | $22,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,955 | $22,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,623 | $22,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,481 | $22,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,163 | $22,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,009 | $22,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,096 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,182 | $22,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,500 | $22,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,527 | $22,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,668 | $22,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 432 | $21,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,037 | $21,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 800 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 402 | $21,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,635 | $21,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,077 | $21,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 964 | $21,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 393 | $21,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 498 | $21,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,131 | $21,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,035 | $21,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 675 | $21,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,555 | $21,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 507 | $21,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $21,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,528 | $21,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 30,100 | $21,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,207 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 147 | $21,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 717 | $21,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,006 | $21,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,520 | $21,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 1,818 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 871 | $21,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 755 | $20,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,890 | $20,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 739 | $20,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 303 | $20,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 664 | $20,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 386 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $20,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 620 | $20,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,227 | $20,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,668 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 609 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 701 | $20,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,076 | $20,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,980 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 871 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,898 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 755 | $20,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 796 | $20,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 446 | $20,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 762 | $20,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,321 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,422 | $20,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 241,201 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $20,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 19,000 | $20,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 163 | $19,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 212 | $19,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,452 | $19,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 250 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,727 | $19,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 684 | $19,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 639 | $19,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $19,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 413 | $19,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,571 | $19,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 615 | $19,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 605 | $19,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,675 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 880 | $19,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 381 | $19,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 707 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 972 | $19,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $19,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,735 | $19,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 5,500 | $19,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $19,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 839 | $19,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,000 | $19,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 485 | $19,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $19,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,637 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 620 | $19,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 15,958 | $19,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 786 | $19,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 922 | $19,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 6,914 | $19,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 927 | $19,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 7,000 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 325 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,000 | $19,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 194 | $18,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 273 | $18,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 523 | $18,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 650 | $18,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $18,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 465 | $18,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $18,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 241 | $18,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,430 | $18,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,278 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,829 | $18,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $18,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,725 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 450 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 757 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 700 | $18,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 977 | $18,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $18,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,578 | $18,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,606 | $18,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 335 | $18,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,419 | $18,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,647 | $18,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 574 | $18,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,120 | $18,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,846 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 715 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 695 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 390 | $18,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 918 | $17,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 328 | $17,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 3,205 | $17,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 248 | $17,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,411 | $17,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 295 | $17,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 780 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 303 | $17,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 813 | $17,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,042 | $17,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,679 | $17,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,750 | $17,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 708 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 300 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 735 | $17,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,543 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,696 | $17,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,111 | $17,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 675 | $17,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,070 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 626 | $17,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,629 | $17,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,017 | $17,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 820 | $17,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,636 | $17,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 645 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 89 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 845 | $17,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 700 | $17,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 853 | $16,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 234 | $16,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 771 | $16,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 642 | $16,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 697 | $16,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,560 | $16,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 472 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 480 | $16,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 230 | $16,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,951 | $16,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,700 | $16,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 853 | $16,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 300 | $16,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 497 | $16,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 723 | $16,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $16,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 313 | $16,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 582 | $16,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 365 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |