13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTGROUP PPTYS INC | 277276101 | COM | 1,547 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 16,553 | $141,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,028 | $141,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 9,181 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,080 | $141,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 45,157 | $141,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,171 | $140,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,331 | $140,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 51,704 | $140,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 10,902 | $140,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,393 | $140,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,049 | $139,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,903 | $139,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,634 | $139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,425 | $139,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 5,023 | $139,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,888 | $139,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,050 | $139,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,110 | $138,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,921 | $138,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 3,789 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,762 | $138,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,401 | $138,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 5,838 | $138,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,107 | $137,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,116 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,748 | $137,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,921 | $137,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,535 | $137,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 4,660 | $137,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,893 | $136,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,636 | $136,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,940 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,690 | $136,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,336 | $136,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 8,771 | $136,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 9,462 | $135,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 24,590 | $135,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,953 | $134,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,384 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,601 | $134,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,553 | $133,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,431 | $133,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,443 | $133,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 106 | $133,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 13,323 | $133,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,508 | $133,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,005 | $133,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,779 | $133,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $133,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,407 | $133,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 3,646 | $132,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,666 | $132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,589 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 8,952 | $132,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,371 | $132,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,807 | $132,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,105 | $132,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $132,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,958 | $132,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,165 | $131,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 10,155 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 2,981 | $131,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,240 | $131,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,530 | $131,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 3,040 | $131,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 4,990 | $131,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,359 | $131,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,610 | $131,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,378 | $130,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,145 | $130,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 8,692 | $130,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 901 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,571 | $130,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 5,857 | $130,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,587 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 5,673 | $130,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,260 | $129,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,424 | $129,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 54,297 | $129,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 32,754 | $129,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,280 | $128,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,800 | $128,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 13,934 | $128,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,085 | $128,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 7,423 | $128,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,469 | $127,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 13,415 | $127,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 4,025 | $127,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,868 | $127,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,045 | $126,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,770 | $126,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 7,900 | $126,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,136 | $126,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 4,436 | $126,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 41,447 | $126,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 82,021 | $126,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,205 | $125,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,379 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,078 | $125,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,208 | $125,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,317 | $125,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 5,069 | $124,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 6,867 | $124,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,990 | $124,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,355 | $124,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,220 | $124,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,890 | $124,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,997 | $123,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,104 | $123,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,258 | $123,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,411 | $122,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,695 | $122,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 7,120 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 5,456 | $122,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,504 | $122,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,336 | $122,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1,722 | $122,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,118 | $121,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,143 | $121,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,624 | $121,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 4,684 | $121,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,493 | $120,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,518 | $120,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,914 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,651 | $120,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,653 | $120,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,072 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,366 | $120,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,185 | $119,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,047 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,323 | $119,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,040 | $118,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,633 | $118,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,950 | $118,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 7,080 | $118,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,478 | $117,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,715 | $117,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,278 | $117,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,247 | $117,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,317 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,824 | $117,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 24,765 | $117,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $117,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,247 | $117,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 960 | $117,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 890 | $117,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,637 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,761 | $117,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,230 | $116,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,372 | $116,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,102 | $116,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,126 | $116,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 5,820 | $116,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,158 | $116,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,213 | $116,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 120,000 | $116,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 7,840 | $116,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 29,430 | $115,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 4,084 | $115,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 29,515 | $115,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,553 | $115,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,118 | $115,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 5,247 | $114,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,000 | $114,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,681 | $114,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,035 | $114,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,340 | $114,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,549 | $114,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,199 | $114,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,155 | $113,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,684 | $113,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,783 | $113,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,454 | $112,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,735 | $112,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 2,787 | $112,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,547 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,193 | $112,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,464 | $111,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,265 | $111,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,256 | $111,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 938 | $111,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,399 | $111,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,770 | $111,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,037 | $111,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,150 | $111,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,692 | $111,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 24,000 | $111,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,300 | $110,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,547 | $110,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,400 | $110,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,464 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 3,702 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,351 | $110,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,910 | $110,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 6,246 | $110,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,102 | $109,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,050 | $109,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 753 | $109,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,021 | $109,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,421 | $109,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,040 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,261 | $109,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,596 | $109,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,226 | $108,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,722 | $108,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,636 | $108,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,623 | $107,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 4,148 | $107,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,338 | $107,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 28,600 | $107,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 4,798 | $107,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,166 | $106,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,852 | $106,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,503 | $106,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,180 | $106,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,848 | $106,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,344 | $106,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,501 | $106,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,017 | $105,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,669 | $105,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C740 | EMERGING MKTS | 4,654 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 946 | $104,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,700 | $104,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,736 | $104,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,747 | $104,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,745 | $104,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,815 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,325 | $104,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,514 | $103,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,090 | $103,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,674 | $103,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 9,037 | $103,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,811 | $103,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,726 | $103,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 13,550 | $103,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 4,793 | $103,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,378 | $102,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,917 | $102,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,002 | $102,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,265 | $102,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,700 | $102,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,199 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,065 | $101,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,830 | $101,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,827 | $101,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 4,089 | $101,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,767 | $101,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,369 | $101,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 3,239 | $101,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 2,503 | $101,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,000 | $101,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,293 | $101,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,215 | $100,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,707 | $100,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,346 | $100,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,506 | $100,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 5,000 | $100,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 850 | $99,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,043 | $99,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,092 | $99,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 4,999 | $99,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,484 | $98,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,707 | $98,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,281 | $98,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 654 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,246 | $98,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,492 | $98,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,308 | $98,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,171 | $98,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 4,422 | $98,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 654 | $98,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,971 | $98,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,250 | $97,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,007 | $97,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,465 | $97,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,962 | $97,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,997 | $97,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 2,732 | $97,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,550 | $97,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,772 | $97,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,880 | $96,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,618 | $96,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,987 | $96,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 5,164 | $95,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,823 | $95,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,045 | $95,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 4,032 | $95,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,499 | $95,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,139 | $95,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 748 | $95,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,484 | $94,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 3,854 | $94,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1,881 | $94,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,008 | $94,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,387 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,480 | $94,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,556 | $94,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 740 | $93,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 5,161 | $93,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,703 | $93,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 109,583 | $93,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,915 | $93,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 4,512 | $93,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,640 | $92,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,989 | $92,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,781 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,895 | $92,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,236 | $92,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,830 | $91,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 843 | $91,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,764 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 7,050 | $91,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,711 | $91,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 40,401 | $91,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,279 | $91,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 1,582 | $91,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,973 | $90,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 6,165 | $90,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,071 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,247 | $90,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,218 | $90,000 | thousands by filing date | |
| RH | 74967X103 | COM | 748 | $90,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,531 | $90,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,407 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 5,665 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 3,172 | $90,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,456 | $90,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 6,100 | $90,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 6,125 | $90,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,625 | $90,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,342 | $89,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,338 | $89,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C732 | INTL ULTRA DIV | 4,105 | $89,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,372 | $88,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,024 | $88,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 427 | $88,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,255 | $88,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,684 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,810 | $88,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,050 | $88,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 2,663 | $87,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,709 | $87,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,200 | $87,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,947 | $87,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,058 | $87,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,965 | $87,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 5,850 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,069 | $87,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,599 | $87,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,167 | $86,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,620 | $86,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,010 | $86,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,060 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 918 | $86,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,448 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,517 | $86,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,849 | $86,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 88,000 | $86,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,851 | $85,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,974 | $85,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 4,041 | $85,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 353 | $85,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,590 | $85,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 7,303 | $85,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,946 | $85,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 3,999 | $85,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,478 | $85,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,310 | $85,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,413 | $84,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,959 | $84,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,705 | $84,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 626 | $84,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 11,342 | $84,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 4,100 | $84,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 780 | $84,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,210 | $84,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 475 | $84,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,507 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,554 | $84,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 9,400 | $84,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,126 | $83,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 455 | $83,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,677 | $83,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,189 | $83,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,620 | $83,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,367 | $83,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 4,848 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,239 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,850 | $83,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 40,420 | $83,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 26,120 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 3,255 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,630 | $82,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 4,164 | $82,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,670 | $82,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,254 | $82,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,579 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,935 | $82,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,619 | $82,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,102 | $82,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 6,673 | $82,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,090 | $82,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 6,141 | $82,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 59,700 | $82,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 3,466 | $82,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 815 | $81,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 536 | $81,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,506 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 3,883 | $81,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,065 | $81,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,151 | $81,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 716 | $81,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,789 | $80,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,219 | $80,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,124 | $80,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 521 | $80,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,500 | $80,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,191 | $80,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,620 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 3,552 | $80,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,660 | $80,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,566 | $80,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,166 | $79,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,109 | $79,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,894 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,094 | $79,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,259 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,772 | $79,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 16,211 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,090 | $78,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,426 | $78,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,279 | $78,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,509 | $78,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,554 | $78,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,615 | $78,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 3,055 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 3,875 | $78,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,900 | $78,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,864 | $77,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,896 | $77,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,176 | $77,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 1,376 | $77,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,242 | $77,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,337 | $77,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,283 | $77,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,380 | $77,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,905 | $77,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,307 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,659 | $77,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 581 | $76,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,715 | $76,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,856 | $76,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,416 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,822 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 3,862 | $76,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 6,800 | $76,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,084 | $76,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,633 | $76,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,189 | $75,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,145 | $75,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,282 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 5,606 | $75,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 937 | $75,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,221 | $75,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,074 | $75,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 707 | $75,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 3,488 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 1,337 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 4,350 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 67,079 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,497 | $74,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 2,353 | $74,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,915 | $74,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,853 | $74,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 6,050 | $74,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,650 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 944 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 4,908 | $74,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,365 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,508 | $73,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 8,140 | $73,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,066 | $73,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 7,045 | $73,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,265 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,060 | $73,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,173 | $73,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,553 | $73,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 6,766 | $73,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,571 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,035 | $72,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,896 | $72,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,480 | $72,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,061 | $72,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,913 | $72,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,500 | $72,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 5,307 | $72,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,056 | $72,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 6,563 | $72,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,670 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |