13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 102 | $6,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 260 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 102 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 300 | $6,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 260 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 94 | $6,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 209 | $6,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 110 | $6,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 279 | $6,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 164 | $6,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 400 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 623 | $6,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 180 | $6,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 109 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 874 | $6,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $6,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 696 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 511 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 98 | $6,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 874 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,200 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $6,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 514 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 550 | $6,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,225 | $6,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 872 | $6,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $6,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,050 | $6,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 935 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,000 | $6,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 119 | $6,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,000 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $6,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 491 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 249 | $6,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 361 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,018 | $6,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 353 | $6,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 183 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 480 | $6,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,421 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 800 | $6,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,995 | $6,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 203 | $6,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $6,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 158 | $6,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 600 | $6,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 264 | $6,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 399 | $5,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,002 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 489 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 288 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,360 | $5,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $5,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 586 | $5,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 225 | $5,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,354 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $5,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 285 | $5,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,134 | $5,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 554 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 100 | $5,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 99 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 129 | $5,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 490 | $5,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 500 | $5,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 500 | $5,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 74 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 352 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 150 | $5,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 266 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 97 | $5,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 275 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 205 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 288 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 470 | $5,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 821 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 70 | $5,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $5,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $5,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 66 | $5,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 488 | $5,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 102 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 70 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 188 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 562 | $5,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,252 | $5,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 797 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 229 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 535 | $5,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 266 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,000 | $5,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,600 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 174 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 230 | $5,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 911 | $5,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 536 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,000 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,500 | $5,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,647 | $5,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,815 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 156 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 764 | $5,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 127 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $5,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 423 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 436 | $5,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 201 | $5,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,028 | $5,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 84 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,800 | $5,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 560 | $5,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 802 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 289 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 336 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,610 | $5,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $5,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 848 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 98 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 221 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 125 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 42,200 | $5,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 203 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 100 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 205 | $5,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 70 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 314 | $4,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 303 | $4,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 200 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 135 | $4,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,591 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 137 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 260 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 738 | $4,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 261 | $4,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 119 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 231 | $4,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 81 | $4,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 96 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,527 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $4,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 514 | $4,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 100 | $4,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 306 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,072 | $4,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 247 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $4,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 87 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 502 | $4,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 200 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 94 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 156 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 70 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 150 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 200 | $4,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 184 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $4,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,310 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 125 | $4,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 630 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 818 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 461 | $4,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 157 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 155 | $4,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 215 | $4,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 898 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,154 | $4,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 3,842 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 100 | $4,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 356 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 179 | $4,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 48 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 13,000 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 338 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 275 | $4,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 17,500 | $4,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 401 | $4,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,342 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,445 | $4,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 300 | $4,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 345 | $4,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $4,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $4,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 356 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 11,795 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,215 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 320 | $4,000 | thousands by filing date | |
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| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 125 | $2,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 193 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,500 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 163 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 122 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $2,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 156 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 100 | $2,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,500 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 675 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 217 | $2,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,000 | $2,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 147 | $2,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 30 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 59 | $2,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,500 | $2,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 93 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 107 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 51 | $2,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 100 | $2,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 300 | $2,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 35 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 110 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D282 | Cmn | 17 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 145 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X289 | JAPAN MULTIFCTOR | 102 | $2,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 40 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A362 | GADSDN DYN GWT | 94 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 200 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 13 | $1,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 32 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |