13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 3,067 | $71,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,826 | $71,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $71,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,700 | $71,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 9,524 | $71,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,198 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 3,796 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 2,739 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 2,497 | $71,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 12,342 | $71,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 8,586 | $71,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 18,215 | $70,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,730 | $70,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 757 | $70,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,451 | $70,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 4,236 | $70,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 998 | $70,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,071 | $70,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,542 | $70,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 3,271 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,089 | $70,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 1,489 | $70,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,794 | $69,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,498 | $69,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 4,215 | $69,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,960 | $69,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,325 | $69,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,977 | $69,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 4,228 | $69,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,611 | $69,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,179 | $69,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 912 | $69,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 3,375 | $69,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 1,720 | $69,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,170 | $68,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,707 | $68,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,969 | $68,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,308 | $68,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 24,991 | $68,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,995 | $67,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,802 | $67,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 5,717 | $67,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,140 | $67,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,643 | $67,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,860 | $67,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,600 | $67,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,400 | $67,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,400 | $67,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,820 | $66,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,192 | $66,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 2,280 | $66,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,802 | $66,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,747 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,281 | $66,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,928 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,157 | $66,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,554 | $66,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 2,075 | $66,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,165 | $65,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 2,278 | $65,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,001 | $65,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,880 | $65,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,617 | $65,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 6,390 | $65,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,952 | $65,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,622 | $65,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,240 | $65,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,544 | $65,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 326 | $65,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,827 | $65,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,950 | $65,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,603 | $65,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 4,010 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 6,230 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,177 | $65,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 804 | $65,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,711 | $65,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 3,251 | $65,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 814 | $64,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 5,063 | $64,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,728 | $64,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 6,151 | $64,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,992 | $64,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,892 | $64,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,531 | $64,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,611 | $64,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,473 | $64,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 452 | $64,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,985 | $64,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,463 | $64,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 5,798 | $64,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 951 | $63,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 5,016 | $63,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,168 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,150 | $63,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,680 | $63,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 4,291 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 3,125 | $63,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,887 | $63,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 506 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,485 | $63,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,128 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1,038 | $63,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,673 | $63,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 46,000 | $63,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,516 | $63,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,042 | $62,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,420 | $62,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,666 | $62,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,250 | $62,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,844 | $62,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,552 | $62,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,437 | $62,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,498 | $62,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,219 | $62,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,932 | $62,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,496 | $62,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,000 | $62,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 2,452 | $62,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,056 | $62,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,880 | $62,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,065 | $61,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,491 | $61,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,915 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $61,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,934 | $61,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,607 | $61,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 476 | $60,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 9,400 | $60,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,566 | $60,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 2,940 | $60,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,215 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,222 | $60,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 3,905 | $60,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,038 | $60,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 1,438 | $60,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,982 | $60,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $59,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,451 | $59,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,438 | $59,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,416 | $59,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 258 | $59,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,590 | $59,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,998 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 750 | $59,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 817 | $59,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,213 | $59,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,518 | $59,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,544 | $59,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,928 | $59,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,672 | $59,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,414 | $58,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 846 | $58,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,337 | $58,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 5,559 | $58,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 2,420 | $58,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,097 | $58,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,336 | $58,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,100 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,194 | $58,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E889 | PROSPOTS SPONR | 2,845 | $58,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,042 | $57,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 561 | $57,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,818 | $57,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,467 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,824 | $57,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,027 | $57,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,261 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 2,300 | $57,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,862 | $56,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 3,230 | $56,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,455 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,888 | $56,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 897 | $56,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 932 | $56,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 726 | $56,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,469 | $56,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 2,428 | $56,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 932 | $55,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,935 | $55,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,578 | $55,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,429 | $55,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 9,105 | $55,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 596 | $55,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,245 | $55,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,005 | $55,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,965 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,482 | $55,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 2,394 | $55,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,456 | $54,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,804 | $54,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,113 | $54,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,422 | $54,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,309 | $54,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,676 | $54,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 2,416 | $54,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,853 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,240 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,991 | $54,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,200 | $54,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 30,985 | $54,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,243 | $53,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 898 | $53,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,831 | $53,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 4,818 | $53,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,896 | $53,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,306 | $53,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 907 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,700 | $53,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,300 | $53,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 53,000 | $53,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 999 | $52,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,929 | $52,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 772 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 840 | $52,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,133 | $52,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,211 | $52,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,136 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,197 | $52,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,125 | $52,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,941 | $52,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,416 | $52,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,332 | $52,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 12,500 | $52,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,310 | $51,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,416 | $51,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,553 | $51,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,530 | $51,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 650 | $51,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,114 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,680 | $51,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,054 | $51,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 3,189 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,664 | $51,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,666 | $51,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,553 | $51,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 48,212 | $51,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,280 | $51,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,382 | $51,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,831 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 2,130 | $50,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 4,778 | $50,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,457 | $50,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,066 | $50,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,837 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 602 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,376 | $50,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,701 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,054 | $50,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,220 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 991 | $50,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 11,819 | $50,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 1,665 | $50,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,232 | $50,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,050 | $50,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,256 | $49,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,486 | $49,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,950 | $49,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,525 | $49,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,623 | $49,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 797 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,753 | $49,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,000 | $49,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,172 | $49,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 18,200 | $49,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 8,412 | $49,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 7,943 | $48,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,005 | $48,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,608 | $48,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 348 | $48,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,122 | $48,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,047 | $48,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,388 | $48,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,478 | $48,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,381 | $48,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,428 | $48,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,004 | $48,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,195 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,000 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,682 | $48,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,420 | $48,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,683 | $48,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 1,225 | $48,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 18,513 | $48,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,200 | $48,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,846 | $48,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,304 | $47,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 2,052 | $47,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,304 | $47,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,279 | $47,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,066 | $47,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,685 | $47,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 759 | $47,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,052 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 930 | $47,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,421 | $47,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,079 | $47,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 292 | $47,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,569 | $47,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,768 | $47,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,478 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,060 | $47,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,252 | $47,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,904 | $47,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,659 | $47,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,478 | $47,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 2,465 | $47,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,092 | $47,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 13,013 | $47,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 31,738 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 4,116 | $47,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,877 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,236 | $46,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 767 | $46,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,143 | $46,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,350 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 2,601 | $46,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,500 | $46,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 796 | $46,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,583 | $46,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,012 | $46,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,459 | $46,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,023 | $46,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $46,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $46,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,280 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 942 | $46,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 2,000 | $46,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,000 | $46,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,234 | $46,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $46,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,726 | $45,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,701 | $45,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,438 | $45,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 4,000 | $45,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,486 | $45,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,615 | $45,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 973 | $45,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,579 | $45,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25,925 | $45,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 641 | $45,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 2,460 | $45,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 2,323 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 1,397 | $45,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,978 | $45,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 7,950 | $45,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 4,000 | $45,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,580 | $44,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,708 | $44,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 308 | $44,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,668 | $44,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 948 | $44,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,544 | $44,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,145 | $44,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,220 | $44,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,404 | $44,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,818 | $44,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 19,500 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,348 | $44,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,657 | $43,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 786 | $43,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 738 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 930 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 796 | $43,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,774 | $43,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 476 | $43,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 335 | $43,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,000 | $43,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,923 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,358 | $43,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,652 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 872 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,315 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $43,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505814 | ETF IND EX FIN | 2,700 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $43,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 2,054 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 2,700 | $43,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 4,420 | $42,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 780 | $42,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 618 | $42,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 861 | $42,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,524 | $42,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 3,602 | $42,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,784 | $42,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $42,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,516 | $42,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 6,939 | $42,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,968 | $42,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,755 | $42,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,225 | $42,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 753 | $41,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,310 | $41,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,500 | $41,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 583 | $41,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,282 | $41,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 3,819 | $41,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,958 | $41,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,048 | $41,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,500 | $41,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,750 | $41,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,498 | $41,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 645 | $41,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,085 | $40,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 810 | $40,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,053 | $40,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,183 | $40,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,889 | $40,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,301 | $40,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,800 | $40,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 972 | $40,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,444 | $40,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,155 | $40,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,607 | $40,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $40,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,617 | $40,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,773 | $40,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 16,725 | $40,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 593 | $40,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 7,215 | $40,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,698 | $40,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,107 | $39,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 944 | $39,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 511 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,550 | $39,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 48 | $39,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 537 | $39,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,715 | $39,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,196 | $39,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 5,684 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,300 | $39,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,000 | $39,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,115 | $38,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,291 | $38,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 564 | $38,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 536 | $38,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,064 | $38,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,462 | $38,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,110 | $38,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,360 | $38,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 9,003 | $38,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,723 | $38,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 761 | $38,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 800 | $38,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,999 | $38,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,544 | $38,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,861 | $38,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,654 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 791 | $38,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $38,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,809 | $38,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,267 | $38,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,630 | $38,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 5,000 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,811 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 1,824 | $38,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,367 | $37,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 320 | $37,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,538 | $37,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,320 | $37,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,694 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,977 | $37,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 30,403 | $37,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 565 | $37,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,497 | $37,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,659 | $37,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,463 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 952 | $37,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 721 | $37,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,093 | $37,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,541 | $37,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,128 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,595 | $37,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 878 | $37,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 20,500 | $37,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,015 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,351 | $36,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,942 | $36,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 824 | $36,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 725 | $36,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 627 | $36,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,863 | $36,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 424 | $36,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,263 | $36,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,480 | $36,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,950 | $36,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,389 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 840 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,305 | $36,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,437 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,750 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $36,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 5,219 | $36,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,508 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,033 | $36,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,820 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |