13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 775 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,265 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 375 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 718 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 340 | $16,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 645 | $16,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,950 | $16,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,106 | $16,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 969 | $16,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 491 | $16,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,963 | $16,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 359 | $16,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $16,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 4,515 | $16,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,764 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 253 | $16,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,752 | $15,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,062 | $15,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,600 | $15,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,100 | $15,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 513 | $15,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,200 | $15,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,203 | $15,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,875 | $15,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 613 | $15,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 620 | $15,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,126 | $15,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 780 | $15,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 818 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 462 | $15,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 175 | $15,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 639 | $15,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $15,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 325 | $15,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $15,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,497 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 350 | $15,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 786 | $15,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,095 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,004 | $15,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,018 | $15,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,394 | $15,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 121 | $15,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 887 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 450 | $15,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 272 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,011 | $15,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 500 | $15,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,912 | $15,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,476 | $15,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,115 | $15,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 750 | $15,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,413 | $15,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,000 | $15,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,000 | $15,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 1,267 | $15,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,000 | $15,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,350 | $15,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 8,351 | $15,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,032 | $15,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 630 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 332 | $15,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 500 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 545 | $15,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 400 | $14,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 206 | $14,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 432 | $14,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 622 | $14,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 717 | $14,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 338 | $14,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,837 | $14,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 74 | $14,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 801 | $14,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 262 | $14,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 583 | $14,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $14,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 582 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,550 | $14,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 650 | $14,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 295 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 513 | $14,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 578 | $14,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 400 | $14,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $14,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 753 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 284 | $14,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 106 | $14,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 605 | $14,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 474 | $14,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 588 | $14,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 919 | $14,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 49 | $14,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 614 | $14,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,050 | $14,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 805 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 371 | $14,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,124 | $14,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 896 | $14,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 153 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,540 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,663 | $14,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,645 | $14,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 935 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,025 | $14,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 600 | $14,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $14,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $14,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $14,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 720 | $14,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 615 | $14,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 40,000 | $14,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,047 | $13,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 4,571 | $13,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 287 | $13,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,093 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 500 | $13,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 990 | $13,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 364 | $13,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 865 | $13,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 300 | $13,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 386 | $13,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,460 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 652 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 270 | $13,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $13,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,000 | $13,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 6,195 | $13,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 168 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 315 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 125 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 676 | $13,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,152 | $13,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 787 | $13,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 392 | $13,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $13,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 395 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,766 | $13,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 514 | $13,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 203 | $13,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 478 | $13,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,000 | $13,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 9,000 | $13,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 435 | $13,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,000 | $13,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 13,000 | $13,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 5,000 | $13,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 565 | $13,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,234 | $12,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 157 | $12,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 187 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 432 | $12,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 124 | $12,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 277 | $12,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 800 | $12,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 855 | $12,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 898 | $12,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 164 | $12,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 514 | $12,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 168 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 600 | $12,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 613 | $12,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $12,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 392 | $12,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,800 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 490 | $12,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 993 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,161 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 406 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 475 | $12,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 695 | $12,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 287 | $12,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,732 | $12,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $12,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,570 | $12,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,000 | $12,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,701 | $12,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,078 | $12,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 16 | $12,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,015 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 575 | $12,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,199 | $12,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 706 | $12,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $12,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 965 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 12,139 | $12,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,400 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 170 | $12,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,403 | $12,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,550 | $12,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 1,500 | $12,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $12,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 315 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 686 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 459 | $11,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 125 | $11,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,216 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,945 | $11,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,000 | $11,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 765 | $11,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 679 | $11,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 620 | $11,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 133 | $11,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 787 | $11,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,550 | $11,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,912 | $11,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 265 | $11,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,262 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 185 | $11,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $11,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 321 | $11,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 806 | $11,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,100 | $11,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 675 | $11,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $11,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 520 | $11,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 415 | $11,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 460 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 500 | $11,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 983 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 834 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 738 | $11,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $11,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 301 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,595 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,963 | $11,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 906 | $11,000 | thousands by filing date | |
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| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 332 | $11,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $11,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 283 | $11,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,000 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $11,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 397 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 183 | $11,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 10,686 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 184 | $11,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 9,000 | $11,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,799 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 116 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 430 | $11,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 917 | $10,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 300 | $10,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 482 | $10,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 264 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,325 | $10,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 155 | $10,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 334 | $10,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 740 | $10,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 331 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 128 | $10,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 770 | $10,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 933 | $10,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 263 | $10,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,530 | $10,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 405 | $10,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 240 | $10,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 322 | $10,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $10,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 441 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 625 | $10,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 494 | $10,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 628 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $10,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $10,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 218 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 464 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 363 | $10,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 311 | $10,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 374 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $10,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $10,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $10,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,830 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,602 | $10,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 702 | $10,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 500 | $10,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 675 | $10,000 | thousands by filing date | |
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| RETAIL VALUE INC | 76133Q102 | COM | 397 | $10,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 800 | $10,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 499 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 198 | $10,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 518 | $10,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $10,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 300 | $10,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,000 | $10,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $10,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 491 | $9,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 200 | $9,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 210 | $9,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,697 | $9,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 361 | $9,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 252 | $9,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 207 | $9,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 260 | $9,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 389 | $9,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 356 | $9,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 351 | $9,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 537 | $9,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 354 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 255 | $9,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 620 | $9,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $9,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 514 | $9,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 683 | $9,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 487 | $9,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 668 | $9,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $9,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 493 | $9,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,000 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,003 | $9,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 515 | $9,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 543 | $9,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 176 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 400 | $9,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $9,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,050 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 195 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 305 | $9,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,077 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 581 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 650 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 187 | $9,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,690 | $9,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 808 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $9,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 327 | $9,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 520 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,130 | $9,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,600 | $9,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $9,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 384 | $9,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 10,482 | $9,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 268 | $9,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,009 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 412 | $9,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 3,000 | $9,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 125 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 4,171 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 360 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 406 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 200 | $9,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,650 | $9,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 369 | $9,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,576 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 726 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $9,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 300 | $9,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 465 | $9,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 135 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 709 | $8,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 714 | $8,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 500 | $8,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 559 | $8,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 189 | $8,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 35 | $8,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 213 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 350 | $8,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 128 | $8,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,216 | $8,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 273 | $8,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 360 | $8,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 549 | $8,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,132 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 171 | $8,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 685 | $8,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 115 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 256 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,393 | $8,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 110 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,458 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 600 | $8,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 971 | $8,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 397 | $8,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 91 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 296 | $8,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 688 | $8,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 309 | $8,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 458 | $8,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,650 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $8,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 96 | $8,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 3,115 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,000 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 385 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 150 | $8,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 318 | $8,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,027 | $8,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 188 | $8,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,680 | $8,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,828 | $8,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 680 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $8,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 698 | $8,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $8,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 227 | $8,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 322 | $8,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,100 | $8,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,054 | $8,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $8,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $8,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 800 | $8,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 6,940 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 340 | $8,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 157 | $8,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E863 | JAMES PURPOSE | 425 | $8,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 158 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 500 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,400 | $7,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 205 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $7,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 209 | $7,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 182 | $7,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 211 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 306 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 211 | $7,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 335 | $7,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 170 | $7,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 279 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $7,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 280 | $7,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 500 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,307 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 462 | $7,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 854 | $7,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 109 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 110 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 139 | $7,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 200 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 111 | $7,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 120 | $7,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,000 | $7,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,481 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 79 | $7,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,536 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 254 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 396 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 907 | $7,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,568 | $7,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 371 | $7,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 264 | $7,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 400 | $7,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,299 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,282 | $7,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $7,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 405 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 268 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 300 | $7,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 268 | $7,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 8,200 | $7,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,825 | $6,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 503 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 530 | $6,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 88 | $6,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 904 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 77 | $6,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 622 | $6,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 240 | $6,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 258 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 676 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |