13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,402 holding rows worth $11,102,101,000.
- Accession
- 0001493152-19-002095
- Filer
- CIK 1029730
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,102,101,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,949 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,243 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 38,610 | $271,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 20,877 | $271,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,704 | $270,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,447 | $270,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,120 | $269,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,396 | $269,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,850 | $269,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,958 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,618 | $268,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 18,457 | $268,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 11,706 | $267,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 14,382 | $267,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 53,963 | $267,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 145,450 | $267,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,634 | $266,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,866 | $266,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 60,751 | $266,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 23,867 | $266,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 9,383 | $266,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,495 | $265,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 18,177 | $265,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,286 | $264,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,601 | $264,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 14,012 | $263,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,887 | $263,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,519 | $263,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 11,475 | $262,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 15,371 | $262,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,219 | $262,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 18,388 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 13,411 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,510 | $262,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,785 | $261,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 3,479 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,380 | $261,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 23,436 | $261,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,614 | $259,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,952 | $259,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,005 | $258,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,525 | $258,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,925 | $258,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,648 | $257,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,867 | $257,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 14,751 | $257,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 12,000 | $257,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 62,167 | $256,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 5,935 | $255,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,555 | $255,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,939 | $255,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 51,481 | $255,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 26,052 | $254,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,091 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10,667 | $254,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 112,727 | $254,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,422 | $253,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 17,770 | $253,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,269 | $253,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,436 | $252,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,823 | $252,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,691 | $251,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 23,265 | $251,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 19,440 | $251,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,266 | $251,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,407 | $251,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,132 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,407 | $250,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 55,164 | $249,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 42,771 | $249,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 12,663 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,105 | $247,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,111 | $246,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,312 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,264 | $246,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,195 | $246,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 9,861 | $246,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,846 | $245,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,837 | $245,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,153 | $245,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,763 | $245,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 32,663 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,707 | $244,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,048 | $244,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 9,527 | $244,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 9,709 | $244,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,250 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,989 | $243,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,606 | $243,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,041 | $243,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 11,889 | $243,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,337 | $242,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,754 | $242,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 13,545 | $242,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 39,880 | $242,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 24,469 | $242,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,410 | $240,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,294 | $240,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 10,099 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,068 | $240,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,216 | $239,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,000 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,784 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,784 | $238,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 16,483 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,468 | $237,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,308 | $237,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,221 | $237,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,073 | $236,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,582 | $236,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,237 | $236,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 17,519 | $236,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,355 | $236,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,379 | $235,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,577 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 11,895 | $235,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,082 | $235,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 10,856 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,714 | $234,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 24,141 | $234,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 12,908 | $234,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,660 | $234,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,712 | $234,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 13,430 | $234,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,449 | $233,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,760 | $233,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,469 | $232,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,065 | $232,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,134 | $231,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 35,386 | $231,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,493 | $231,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,834 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,617 | $231,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,976 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 8,277 | $231,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,282 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,610 | $230,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 860 | $229,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,281 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,182 | $229,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,219 | $229,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,069 | $229,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,989 | $229,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,262 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 10,234 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,536 | $228,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 25,752 | $228,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,297 | $227,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,000 | $227,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,767 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,661 | $227,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 43,982 | $227,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,255 | $226,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,631 | $226,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,408 | $225,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22,325 | $225,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,099 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,090 | $225,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,603 | $224,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,809 | $224,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,224 | $224,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,402 | $224,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,324 | $224,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,000 | $224,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,154 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,996 | $223,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 49,655 | $222,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,426 | $222,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,714 | $222,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,663 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,631 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,923 | $222,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,538 | $221,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 28,396 | $221,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,568 | $220,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,851 | $220,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,860 | $219,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,206 | $218,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,589 | $218,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,018 | $218,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6,864 | $217,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,654 | $217,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,261 | $216,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 6,841 | $216,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,465 | $216,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,139 | $216,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,798 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,631 | $216,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 37,537 | $216,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,205 | $215,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 10,580 | $215,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 27,616 | $215,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,499 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 6,307 | $214,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,311 | $213,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,568 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 14,208 | $213,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,650 | $213,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,750 | $213,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 47,875 | $213,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,912 | $212,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 60,250 | $212,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,383 | $212,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,792 | $212,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,319 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,397 | $212,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,032 | $212,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,805 | $212,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,937 | $210,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,647 | $210,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 16,255 | $210,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,639 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,113 | $210,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 24,029 | $210,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,524 | $209,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,638 | $209,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,669 | $209,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,835 | $209,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,824 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 8,654 | $208,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,540 | $208,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,779 | $207,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,929 | $207,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,510 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 3,930 | $207,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,418 | $206,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,465 | $206,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,070 | $205,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 8,613 | $204,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,757 | $204,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,248 | $204,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 136,114 | $204,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,363 | $203,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,779 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,755 | $203,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,400 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,705 | $202,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,132 | $202,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,663 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,764 | $202,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,007 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,747 | $202,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,792 | $202,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,381 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,166 | $201,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 19,379 | $201,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,436 | $201,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,889 | $200,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,209 | $200,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,885 | $200,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,118 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,540 | $200,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,178 | $200,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 10,217 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,767 | $199,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,741 | $199,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,406 | $199,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,505 | $199,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 3,948 | $198,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 38,042 | $198,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,926 | $197,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,620 | $197,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,201 | $196,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 935 | $195,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,675 | $195,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 10,087 | $195,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,346 | $194,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,135 | $193,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,938 | $193,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,944 | $192,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,649 | $192,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,632 | $191,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,022 | $191,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 189,050 | $191,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,201 | $190,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,333 | $190,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,008 | $190,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,233 | $190,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,350 | $190,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 28,838 | $190,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,284 | $189,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,453 | $189,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 554 | $188,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,279 | $188,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,866 | $186,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,605 | $186,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,055 | $186,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,472 | $186,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 7,217 | $186,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,864 | $185,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,658 | $185,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,153 | $184,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,780 | $184,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,326 | $184,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,174 | $182,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,411 | $182,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,948 | $182,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,371 | $182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 9,734 | $182,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 7,682 | $182,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,983 | $182,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,776 | $181,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,269 | $181,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,516 | $181,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,067 | $181,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,401 | $181,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,953 | $181,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,794 | $180,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,856 | $180,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 9,574 | $180,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 5,972 | $180,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 8,400 | $180,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,948 | $179,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,633 | $179,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,524 | $179,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,476 | $179,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,171 | $179,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 15,019 | $179,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,230 | $178,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 6,729 | $178,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,359 | $177,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,119 | $177,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,300 | $177,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3,096 | $177,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,025 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 15,508 | $177,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,142 | $177,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,755 | $176,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,227 | $176,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,030 | $176,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,269 | $176,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,432 | $176,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,610 | $175,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,502 | $175,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,609 | $175,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,192 | $174,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,943 | $174,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,601 | $173,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,618 | $173,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,929 | $172,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,295 | $172,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,016 | $171,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,525 | $171,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,267 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,069 | $171,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,001 | $171,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,277 | $170,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,754 | $170,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,431 | $170,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,083 | $170,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 91,247 | $170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,451 | $169,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,730 | $169,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,429 | $169,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 89,800 | $169,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,261 | $169,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 36,400 | $169,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 6,608 | $168,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,101 | $168,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 77,856 | $168,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,840 | $168,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,208 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,035 | $168,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 6,676 | $168,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,806 | $167,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,319 | $167,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,602 | $167,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,547 | $166,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,103 | $166,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,865 | $166,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,680 | $165,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,761 | $165,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 6,401 | $165,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,658 | $164,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,569 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 3,702 | $164,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,918 | $164,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,440 | $164,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,110 | $164,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,167 | $164,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,348 | $163,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 10,705 | $163,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 9,759 | $162,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,350 | $162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,400 | $162,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 657 | $162,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,802 | $162,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,569 | $162,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,052 | $162,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,114 | $161,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,998 | $161,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,569 | $161,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,168 | $161,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 6,645 | $161,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 3,677 | $161,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,971 | $160,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,500 | $160,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,500 | $159,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,810 | $159,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,912 | $159,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,875 | $159,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,436 | $159,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,000 | $159,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 34,149 | $159,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,949 | $159,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,692 | $158,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,844 | $158,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 36,000 | $158,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,220 | $158,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,529 | $157,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,208 | $157,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,048 | $157,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,451 | $157,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,133 | $157,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,573 | $157,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,226 | $157,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 10,532 | $156,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,403 | $156,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,398 | $156,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,301 | $156,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,552 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,713 | $155,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,391 | $154,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 8,400 | $154,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,364 | $154,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 3,529 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,249 | $154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,830 | $154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 3,220 | $154,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 5,419 | $154,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,095 | $153,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,428 | $153,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,602 | $153,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,928 | $153,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,752 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,490 | $153,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,302 | $152,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 6,025 | $152,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,538 | $152,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,122 | $152,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,976 | $152,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,733 | $152,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 152,000 | $152,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 3,630 | $151,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 3,000 | $151,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 32,523 | $151,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,286 | $150,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,608 | $150,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,059 | $150,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 8,273 | $150,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,310 | $150,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 3,241 | $150,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,160 | $150,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,652 | $150,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,674 | $150,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,001 | $149,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,599 | $149,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,652 | $149,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,219 | $148,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 7,037 | $148,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,765 | $148,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 9,862 | $148,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,466 | $148,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,435 | $148,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,357 | $147,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,115 | $147,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,034 | $147,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,889 | $147,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 6,574 | $147,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 6,581 | $147,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,892 | $146,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,094 | $146,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,535 | $146,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,480 | $146,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,330 | $146,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 26,227 | $146,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,298 | $145,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,471 | $145,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,546 | $145,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 6,047 | $145,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,860 | $145,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 152,000 | $145,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 5,892 | $145,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 5,930 | $145,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,076 | $144,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,817 | $144,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,485 | $144,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,615 | $144,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,949 | $144,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 5,402 | $144,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,400 | $144,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,099 | $143,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,804 | $143,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,214 | $143,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,681 | $143,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,474 | $142,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,886 | $142,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,940 | $142,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 6,443 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 3,112 | $142,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-002095 | this filing | 2019-02-14 | acceptance time not in the bulk data set |