13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNEOS HEALTH INC | 87166B102 | CL A | 984 | $35,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 331 | $35,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 403 | $35,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $35,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,436 | $35,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,440 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 485 | $35,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 673 | $35,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 503 | $35,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 387 | $35,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 601 | $35,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,026 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 445 | $35,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,968 | $35,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 4,005 | $35,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 909 | $34,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,204 | $34,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,155 | $34,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 631 | $34,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 921 | $34,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 398 | $34,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 935 | $34,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 861 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,341 | $34,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,800 | $34,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 8,250 | $34,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 412 | $34,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,368 | $34,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 594 | $34,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,090 | $34,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 440 | $34,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 278 | $34,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,450 | $34,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 699 | $33,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,674 | $33,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 810 | $33,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 840 | $33,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 570 | $33,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,500 | $33,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,255 | $33,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 363 | $33,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,418 | $33,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,728 | $33,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $33,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $33,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 947 | $33,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,035 | $33,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 680 | $33,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,660 | $33,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,626 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $33,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,556 | $33,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,000 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 750 | $33,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,112 | $33,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $32,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 267 | $32,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,342 | $32,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,099 | $32,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 783 | $32,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,384 | $32,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 717 | $32,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 746 | $32,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,243 | $32,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,514 | $32,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,050 | $32,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,882 | $32,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 4,598 | $32,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,600 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,250 | $32,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,150 | $32,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,553 | $32,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 15,785 | $32,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 958 | $32,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,292 | $32,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 343 | $31,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 691 | $31,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 446 | $31,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 438 | $31,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 400 | $31,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 338 | $31,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,526 | $31,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,953 | $31,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,200 | $31,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 886 | $31,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,936 | $31,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 542 | $31,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 464 | $31,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 610 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $31,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,690 | $31,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 728 | $30,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,242 | $30,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 3,167 | $30,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,328 | $30,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $30,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,184 | $30,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 932 | $30,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,181 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 583 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 708 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,535 | $30,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 900 | $30,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,345 | $30,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,434 | $30,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,055 | $30,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 140 | $30,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 250 | $30,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 2,027 | $30,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,622 | $30,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,622 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 446 | $30,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $30,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,151 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,083 | $30,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 900 | $29,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,455 | $29,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 646 | $29,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 735 | $29,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,517 | $29,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $29,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 936 | $29,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 440 | $29,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,012 | $29,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,635 | $29,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,999 | $29,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,658 | $29,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,400 | $29,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,210 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,686 | $29,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,981 | $28,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,100 | $28,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 329 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 402 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 597 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 982 | $28,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 519 | $28,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,049 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,493 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 500 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $28,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $28,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 269 | $28,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 3,700 | $28,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 9,060 | $28,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,600 | $28,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,554 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,530 | $28,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 687 | $28,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 370 | $28,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 14,600 | $28,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,618 | $28,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 7,602 | $28,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,018 | $27,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,047 | $27,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 944 | $27,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 607 | $27,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,608 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 825 | $27,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 518 | $27,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,321 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 8,000 | $27,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,719 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 391 | $27,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,095 | $27,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 2,560 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 829 | $27,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 503 | $26,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 419 | $26,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 301 | $26,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,280 | $26,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 694 | $26,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,030 | $26,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,000 | $26,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 752 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 943 | $26,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,070 | $26,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $26,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 981 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,010 | $26,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 31,075 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,015 | $26,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,770 | $26,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,125 | $26,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 9,799 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 370 | $26,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 246 | $26,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 500 | $26,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $26,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 1,164 | $26,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,000 | $26,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 329 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $26,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,000 | $26,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 7,534 | $25,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 436 | $25,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 893 | $25,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 296 | $25,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 605 | $25,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 657 | $25,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 683 | $25,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 644 | $25,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,475 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 1,170 | $25,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,100 | $25,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,372 | $25,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $25,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,159 | $25,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,500 | $25,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 443 | $25,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 158,403 | $25,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 255 | $25,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 586 | $25,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,000 | $25,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 197 | $24,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,308 | $24,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 968 | $24,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,066 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 275 | $24,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 300 | $24,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 656 | $24,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 904 | $24,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 651 | $24,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,319 | $24,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 346 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,181 | $24,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 39 | $24,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 255 | $24,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,946 | $24,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,800 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 549 | $24,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,071 | $24,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,600 | $24,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,473 | $24,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 13,982 | $24,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 269 | $24,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 6,804 | $24,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 461 | $24,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,727 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 600 | $24,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $23,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,748 | $23,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,208 | $23,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 615 | $23,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 580 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,140 | $23,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 470 | $23,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,257 | $23,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 630 | $23,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,071 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 346 | $23,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 2,000 | $23,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 278 | $23,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,717 | $23,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,630 | $23,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 569 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,350 | $23,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,500 | $23,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,535 | $23,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $23,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 13,304 | $23,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,100 | $23,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,668 | $23,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 702 | $23,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 432 | $22,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,793 | $22,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,239 | $22,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,262 | $22,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 869 | $22,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 268 | $22,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 391 | $22,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 365 | $22,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,129 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 305 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,035 | $22,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,573 | $22,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $22,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 477 | $22,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 279 | $22,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,859 | $22,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 555 | $22,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 970 | $22,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,200 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,107 | $22,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,989 | $22,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 805 | $22,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,547 | $22,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,304 | $22,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 250 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 695 | $22,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G884 | CADENCE HEDGED | 900 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 690 | $22,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 520 | $21,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,049 | $21,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $21,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 276 | $21,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 762 | $21,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 799 | $21,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,000 | $21,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 312 | $21,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 944 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 629 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 755 | $21,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 916 | $21,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,225 | $21,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 333 | $21,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,183 | $21,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,280 | $21,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,000 | $21,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 363 | $21,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 400 | $21,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 604 | $21,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 7,000 | $21,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 654 | $20,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,500 | $20,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 491 | $20,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 235 | $20,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $20,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,284 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,312 | $20,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 207 | $20,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 706 | $20,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 829 | $20,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,030 | $20,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,111 | $20,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,800 | $20,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 652 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 406 | $20,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 952 | $20,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 742 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,257 | $20,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,610 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 789 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,500 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,197 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 750 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 658 | $20,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 700 | $20,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,765 | $20,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 779 | $19,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 899 | $19,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 692 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $19,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $19,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 826 | $19,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,901 | $19,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,253 | $19,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 4,068 | $19,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $19,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 693 | $19,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,074 | $19,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $19,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 531 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,044 | $19,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 643 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 619 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,096 | $19,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,517 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 658 | $19,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 481 | $19,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 665 | $19,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 634 | $19,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,767 | $19,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,860 | $19,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,430 | $19,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 347 | $19,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,551 | $19,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,850 | $19,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 870 | $19,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 2,101 | $19,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 300 | $19,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 570 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 1,000 | $19,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,575 | $18,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 497 | $18,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 493 | $18,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,371 | $18,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,500 | $18,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 377 | $18,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,117 | $18,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 240 | $18,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $18,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,186 | $18,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 551 | $18,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,306 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,846 | $18,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 9,200 | $18,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,117 | $18,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 331 | $18,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 700 | $18,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,064 | $18,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,925 | $18,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 628 | $18,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 859 | $18,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 211 | $18,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,321 | $18,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 658 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,237 | $18,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 278 | $18,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 671 | $18,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $18,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 825 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 342 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 640 | $18,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 128 | $17,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 742 | $17,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 281 | $17,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 500 | $17,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,312 | $17,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 317 | $17,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 273 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $17,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 528 | $17,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $17,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 397 | $17,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 382 | $17,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $17,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $17,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 330 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 591 | $17,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 438 | $17,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,270 | $17,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,214 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 409 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 746 | $17,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 753 | $17,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 288 | $17,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,315 | $17,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $17,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,072 | $17,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 925 | $17,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,300 | $17,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 350 | $17,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,712 | $17,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,000 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 601 | $17,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,100 | $17,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 1,230 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R403 | GUGGENHEIM 2025 | 686 | $17,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,754 | $16,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 402 | $16,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,126 | $16,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 523 | $16,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 269 | $16,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 271 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 519 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 500 | $16,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,617 | $16,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 687 | $16,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 24 | $16,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,080 | $16,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,627 | $16,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 348 | $16,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 286 | $16,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 427 | $16,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 609 | $16,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,177 | $16,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,192 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 663 | $16,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 500 | $16,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,738 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 750 | $16,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,324 | $16,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 265 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 526 | $16,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 731 | $16,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 26 | $16,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $16,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 560 | $16,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $16,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 227 | $16,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 354 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $16,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,413 | $16,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 578 | $16,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 5,615 | $16,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,000 | $16,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 921 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,702 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 500 | $16,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 293 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 755 | $15,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 300 | $15,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 188 | $15,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 250 | $15,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 250 | $15,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 279 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |