13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCH COAL INC | 039380407 | COMMON STOCK | 784 | $72,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,014 | $72,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,666 | $72,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,101 | $72,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,715 | $71,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 3,560 | $71,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,265 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 671 | $71,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,875 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 2,180 | $71,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,787 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,917 | $71,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,659 | $71,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 24,142 | $71,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,441 | $71,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,700 | $71,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,680 | $71,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,650 | $71,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 617 | $70,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 322 | $70,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,399 | $70,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,037 | $70,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,915 | $70,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,583 | $69,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 584 | $69,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 276 | $69,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,487 | $69,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,925 | $69,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,465 | $69,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,825 | $69,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,730 | $69,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,354 | $69,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,614 | $69,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,351 | $69,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $69,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,344 | $69,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,163 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 8,044 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,270 | $69,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,513 | $68,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,623 | $68,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 955 | $68,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 844 | $68,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,143 | $68,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,473 | $68,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,575 | $68,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 9,602 | $68,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,521 | $68,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 4,462 | $68,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,988 | $68,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $67,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,192 | $67,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,132 | $67,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,171 | $67,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,571 | $67,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 4,551 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,397 | $67,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,550 | $67,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,436 | $67,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,882 | $67,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,550 | $67,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,867 | $66,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,118 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,728 | $66,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,472 | $66,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,965 | $66,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,765 | $66,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,600 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,029 | $66,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,747 | $65,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,375 | $65,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 477 | $65,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,990 | $65,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,112 | $65,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,231 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,409 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,000 | $65,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 4,073 | $65,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 2,313 | $65,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 5,800 | $65,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,762 | $64,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 748 | $64,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,424 | $64,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 869 | $64,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,069 | $64,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,923 | $64,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,665 | $64,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,129 | $64,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 956 | $64,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,424 | $64,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 887 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,851 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,854 | $64,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 4,130 | $64,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,447 | $64,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,481 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 1,599 | $64,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,760 | $63,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 760 | $63,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,031 | $63,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,858 | $63,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 372 | $63,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,600 | $63,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,223 | $63,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,522 | $63,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,862 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,467 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,279 | $63,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 388 | $63,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,335 | $63,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 27,330 | $63,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,241 | $62,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 865 | $62,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,024 | $62,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,417 | $62,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,811 | $62,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,271 | $62,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,119 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,990 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,063 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,095 | $62,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 7,377 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 3,252 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 425 | $61,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,574 | $61,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,295 | $61,000 | thousands by filing date | |
| RH | 74967X103 | COM | 641 | $61,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 863 | $61,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 4,000 | $61,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,728 | $60,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 32,233 | $60,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,967 | $60,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 659 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,631 | $60,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,594 | $60,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 846 | $60,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,422 | $60,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,265 | $60,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,894 | $60,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 444 | $59,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,966 | $59,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,503 | $59,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 756 | $59,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 959 | $59,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 749 | $59,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,467 | $59,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,484 | $59,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,100 | $59,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 2,008 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,035 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,550 | $59,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,211 | $59,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 2,263 | $59,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,305 | $58,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,140 | $58,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 689 | $58,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,552 | $58,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,402 | $58,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,789 | $58,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,944 | $58,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,311 | $58,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,495 | $58,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 5,277 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,150 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,692 | $58,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,877 | $58,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,083 | $58,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,522 | $58,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,632 | $58,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,672 | $58,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,500 | $58,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 180,450 | $58,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 1,880 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 1,850 | $58,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,450 | $57,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2,150 | $57,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 6,292 | $57,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,379 | $57,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,623 | $57,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,365 | $57,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,597 | $57,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,500 | $57,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,404 | $57,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,168 | $56,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 950 | $56,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,528 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,693 | $56,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 687 | $56,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,745 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,510 | $56,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,832 | $56,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,694 | $56,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 3,151 | $56,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,011 | $55,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 816 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,489 | $55,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 921 | $55,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 2,200 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,299 | $55,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 1,545 | $55,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,473 | $54,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,818 | $54,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,719 | $54,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,521 | $54,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,789 | $54,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,840 | $54,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 7,700 | $54,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 650 | $54,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 872 | $53,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 9,610 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,030 | $53,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,812 | $53,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,300 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,700 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,069 | $53,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,468 | $53,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,999 | $53,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,698 | $53,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,989 | $53,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 6,645 | $53,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 53,000 | $53,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,916 | $52,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 786 | $52,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,000 | $52,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 994 | $52,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $52,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,222 | $52,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,941 | $52,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 910 | $52,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,232 | $52,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $52,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 16,050 | $52,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 443 | $51,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,054 | $51,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 510 | $51,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,505 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,032 | $51,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,396 | $51,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 464 | $50,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,346 | $50,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,495 | $50,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 700 | $50,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,120 | $50,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,155 | $50,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,900 | $50,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,093 | $50,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $50,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,193 | $50,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $50,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 308 | $50,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 609 | $50,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,568 | $50,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,943 | $50,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 944 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,112 | $50,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 49,307 | $50,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 5,339 | $50,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 960 | $49,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 980 | $49,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,149 | $49,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 878 | $49,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 541 | $49,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,986 | $49,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,893 | $49,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,299 | $49,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 762 | $49,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,559 | $49,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,182 | $49,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,618 | $49,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $49,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 780 | $49,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 792 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,500 | $49,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 3,093 | $49,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,366 | $49,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,200 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,216 | $49,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $49,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,452 | $48,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,100 | $48,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,540 | $48,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 734 | $48,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 852 | $48,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,093 | $48,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 792 | $48,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $48,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,882 | $48,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,723 | $48,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,358 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $48,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,200 | $48,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 2,251 | $48,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,595 | $47,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,811 | $47,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 975 | $47,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,602 | $47,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,166 | $47,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 915 | $47,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,323 | $47,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $47,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,804 | $47,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,433 | $47,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 1,143 | $47,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 7,397 | $47,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,172 | $47,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,730 | $47,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,156 | $47,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 639 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 759 | $47,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,375 | $46,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 8,785 | $46,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,388 | $46,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,830 | $46,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,261 | $46,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 14,500 | $46,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,898 | $46,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,764 | $46,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 23,000 | $46,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 809 | $45,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 417 | $45,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,541 | $45,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 4,157 | $45,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,668 | $45,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,599 | $45,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,419 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,691 | $45,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,374 | $45,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 309 | $45,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 5,615 | $45,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,674 | $45,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 5,000 | $45,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,500 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 2,092 | $45,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,319 | $45,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,499 | $45,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,819 | $45,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,419 | $45,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,700 | $44,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,376 | $44,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,795 | $44,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,316 | $44,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,520 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,335 | $44,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,960 | $44,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,450 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 800 | $44,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,188 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 6,800 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,057 | $44,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $44,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 5,310 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,125 | $44,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 700 | $44,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,430 | $44,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 1,702 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 1,675 | $44,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 912 | $43,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,710 | $43,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 5,550 | $43,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 900 | $43,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 997 | $43,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,621 | $43,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 825 | $43,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,583 | $43,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,427 | $43,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 705 | $43,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 573 | $43,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 840 | $43,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 9,650 | $43,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,881 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $43,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 11,469 | $43,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 1,471 | $43,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 963 | $42,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,039 | $42,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,938 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 560 | $42,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,211 | $42,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,953 | $42,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,951 | $42,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,415 | $42,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $42,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 503 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 739 | $42,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $42,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 31,000 | $42,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,300 | $42,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,115 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,217 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,223 | $42,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 25,711 | $42,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,491 | $41,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 2,050 | $41,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 555 | $41,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,625 | $41,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 799 | $41,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,396 | $41,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,715 | $41,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,247 | $41,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,951 | $41,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,000 | $41,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,096 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $41,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 20,514 | $41,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 536 | $40,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 590 | $40,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,186 | $40,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 87,550 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,058 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 890 | $40,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,832 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 528 | $40,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,235 | $40,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 424 | $40,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,278 | $40,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,047 | $40,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 1,952 | $40,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 5,454 | $40,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 892 | $40,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,900 | $40,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,500 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 780 | $40,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 42,375 | $40,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,124 | $39,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,001 | $39,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,888 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 511 | $39,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,400 | $39,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 366 | $39,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 627 | $39,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 924 | $39,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,903 | $39,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,330 | $39,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 400 | $39,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9,075 | $39,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,715 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,840 | $39,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,130 | $38,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,049 | $38,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,980 | $38,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 969 | $38,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 369 | $38,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,817 | $38,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,609 | $38,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 849 | $38,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,059 | $38,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $38,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,328 | $38,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,297 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $38,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,597 | $38,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 524 | $38,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 450 | $38,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,403 | $38,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,798 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 733 | $38,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,800 | $38,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 890 | $37,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 515 | $37,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 877 | $37,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 836 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,605 | $37,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,113 | $37,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,639 | $37,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,486 | $37,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 884 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,636 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 815 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,030 | $37,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $37,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 950 | $37,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,000 | $37,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 4,000 | $37,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,315 | $37,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 1,300 | $37,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,103 | $36,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 281 | $36,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,391 | $36,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,955 | $36,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 817 | $36,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,288 | $36,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 3,404 | $36,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 899 | $36,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,025 | $36,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 1,000 | $36,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,210 | $36,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,744 | $36,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 669 | $36,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,099 | $36,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $36,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $36,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 534 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $36,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 1,459 | $35,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,720 | $35,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 413 | $35,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 929 | $35,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,912 | $35,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,710 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |