13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 3,458 | $141,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,141 | $141,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,525 | $141,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,183 | $140,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,181 | $140,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,307 | $140,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 4,056 | $140,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,525 | $140,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 4,524 | $140,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,798 | $140,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 8,614 | $140,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,733 | $139,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,586 | $139,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 2,881 | $139,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,788 | $139,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,130 | $139,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,671 | $139,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,486 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,222 | $139,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 18,550 | $139,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,659 | $138,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,397 | $138,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,763 | $138,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,401 | $138,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,934 | $138,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,297 | $137,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,655 | $137,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,030 | $137,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,996 | $137,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 7,994 | $137,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,632 | $137,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 3,157 | $137,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,974 | $137,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,440 | $137,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 5,597 | $137,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,012 | $136,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,469 | $136,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 7,600 | $136,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,230 | $136,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,790 | $136,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,332 | $136,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,382 | $136,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,594 | $136,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 29,092 | $136,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 10,255 | $136,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,737 | $135,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,679 | $135,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 629 | $135,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,103 | $135,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,550 | $135,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 15,750 | $135,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,921 | $134,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,670 | $134,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 4,581 | $134,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,236 | $133,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 5,480 | $133,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,855 | $133,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,735 | $133,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,901 | $133,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,603 | $133,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,146 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,425 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,770 | $132,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 1,951 | $132,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,072 | $131,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,704 | $131,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,381 | $131,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 2,725 | $131,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $131,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,552 | $131,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 93,192 | $131,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,415 | $131,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 33,168 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,592 | $130,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,117 | $130,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,902 | $130,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 5,480 | $130,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,140 | $129,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,671 | $129,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,992 | $129,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,990 | $129,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,521 | $128,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,107 | $128,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,109 | $128,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,353 | $128,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,740 | $128,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 8,200 | $128,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,404 | $128,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,188 | $128,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,558 | $128,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,490 | $128,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,649 | $128,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,927 | $128,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 9,091 | $128,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 600 | $127,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,302 | $127,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,500 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 7,900 | $127,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,725 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,209 | $127,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,411 | $127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 4,661 | $127,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 7,843 | $127,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,907 | $127,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,016 | $126,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,851 | $126,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,018 | $126,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,983 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,011 | $126,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,429 | $126,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,459 | $125,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 824 | $125,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,308 | $125,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,380 | $125,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 6,457 | $125,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $125,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,959 | $125,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 4,487 | $125,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,081 | $125,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,491 | $125,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,432 | $124,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 451 | $124,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,075 | $124,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,918 | $124,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,526 | $123,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,531 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,203 | $123,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 9,556 | $123,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,134 | $122,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,546 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 14,436 | $122,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,398 | $122,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,028 | $122,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 6,859 | $122,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,531 | $122,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,642 | $121,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,230 | $121,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,482 | $121,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 3,654 | $121,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,465 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,200 | $121,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 26,272 | $121,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,393 | $121,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,645 | $121,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,606 | $120,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 12,004 | $120,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,163 | $120,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,879 | $119,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,680 | $119,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,094 | $119,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 4,699 | $118,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,426 | $118,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,984 | $118,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 5,818 | $118,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,778 | $118,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 9,406 | $118,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 4,065 | $118,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 4,983 | $118,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,967 | $117,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 357 | $117,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,336 | $117,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 830 | $117,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,070 | $117,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,842 | $117,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,169 | $117,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,254 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,348 | $116,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,217 | $116,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,985 | $116,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 2,237 | $115,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,692 | $115,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,394 | $115,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,705 | $115,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 744 | $115,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,229 | $115,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 3,531 | $114,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 4,385 | $114,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,070 | $113,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,553 | $113,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,089 | $113,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,035 | $113,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 7,893 | $113,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,367 | $113,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,116 | $112,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,257 | $112,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,333 | $112,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,929 | $111,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 7,960 | $111,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 5,500 | $111,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,724 | $110,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,892 | $110,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 13,312 | $110,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,628 | $110,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 631 | $109,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 8,253 | $109,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 15,900 | $109,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,994 | $108,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,497 | $108,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 561 | $108,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,384 | $108,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,308 | $107,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,989 | $107,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,285 | $107,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,351 | $107,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $107,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,181 | $107,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,175 | $107,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,085 | $106,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,112 | $106,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,132 | $106,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $106,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,633 | $105,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,690 | $105,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,196 | $105,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,484 | $105,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,547 | $105,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,089 | $105,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,576 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 6,910 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,850 | $105,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,724 | $104,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,083 | $104,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,400 | $104,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,749 | $104,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 4,073 | $103,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,310 | $103,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 34,027 | $103,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 18,000 | $103,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,672 | $102,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,387 | $102,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,117 | $102,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $102,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,311 | $102,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,735 | $102,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,692 | $101,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,168 | $101,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,395 | $101,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,843 | $101,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 7,560 | $101,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 680 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,322 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,145 | $101,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 6,271 | $101,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 4,601 | $100,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 811 | $100,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,998 | $100,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,992 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 8,124 | $100,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 878 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 876 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,432 | $100,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,368 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 3,328 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,464 | $100,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,701 | $100,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,180 | $99,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,334 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,465 | $99,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,123 | $99,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,837 | $99,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,655 | $99,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,377 | $99,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 3,404 | $99,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,560 | $99,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,600 | $98,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,155 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,264 | $98,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 35,650 | $98,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 4,585 | $98,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,258 | $97,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,314 | $97,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,009 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,963 | $97,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,353 | $97,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,037 | $97,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,991 | $97,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 104,414 | $97,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,943 | $96,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,700 | $96,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,868 | $96,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 3,400 | $96,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,931 | $95,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,136 | $95,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,609 | $95,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,111 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,880 | $94,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,297 | $94,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,887 | $94,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9,032 | $94,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 6,734 | $94,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,188 | $94,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,248 | $93,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,250 | $93,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,295 | $93,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,846 | $93,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,438 | $92,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,588 | $92,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,490 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,510 | $92,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,140 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,886 | $92,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,415 | $92,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,950 | $92,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,916 | $92,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,129 | $91,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,824 | $91,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,809 | $91,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,331 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,228 | $91,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,184 | $90,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,955 | $90,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,921 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,583 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,994 | $90,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,363 | $90,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 5,186 | $90,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,650 | $90,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,599 | $90,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 3,375 | $90,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,341 | $89,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,912 | $89,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,034 | $89,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,272 | $89,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 6,719 | $89,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 5,838 | $89,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,925 | $89,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,243 | $88,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 752 | $88,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,955 | $88,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,128 | $88,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,600 | $88,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,225 | $88,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 19,200 | $88,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,809 | $87,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,009 | $87,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,255 | $87,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,514 | $87,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,062 | $87,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,855 | $87,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,010 | $87,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,341 | $87,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4,408 | $87,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,576 | $87,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,884 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 4,797 | $87,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,651 | $87,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 579 | $86,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,453 | $86,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 7,366 | $86,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,947 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,683 | $86,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,981 | $86,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 6,872 | $85,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,705 | $85,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,403 | $85,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,067 | $85,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,033 | $85,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,000 | $85,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,711 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,497 | $85,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 9,370 | $85,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,075 | $84,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,937 | $84,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,800 | $84,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,202 | $84,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,274 | $84,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,665 | $84,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 925 | $83,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,935 | $83,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,669 | $83,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 954 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 977 | $83,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 4,665 | $83,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,515 | $83,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,136 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,257 | $83,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 981 | $83,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 39,650 | $83,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,805 | $82,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,135 | $82,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,756 | $82,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 5,231 | $82,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,619 | $82,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 412 | $82,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 9,524 | $82,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,423 | $81,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,164 | $81,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,727 | $81,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,767 | $81,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 625 | $81,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 827 | $81,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,057 | $81,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,691 | $81,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 940 | $81,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,922 | $81,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 9,495 | $81,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 1,888 | $81,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 13,143 | $81,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 9,023 | $81,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 47,405 | $81,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 8,400 | $81,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 2,613 | $81,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1,415 | $80,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,508 | $80,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,491 | $80,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,369 | $80,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,487 | $80,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 6,290 | $80,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,785 | $80,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,881 | $80,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,817 | $80,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,000 | $80,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,284 | $80,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,145 | $80,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,531 | $80,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 2,587 | $79,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,087 | $79,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 482 | $79,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 61 | $79,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 384 | $79,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,739 | $79,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4,628 | $78,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,331 | $78,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,157 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,186 | $78,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,982 | $78,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,314 | $78,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,110 | $78,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,643 | $78,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,205 | $78,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,815 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,100 | $78,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,457 | $78,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,100 | $78,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 571 | $78,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,321 | $77,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,629 | $77,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,161 | $77,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,658 | $77,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,388 | $77,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,975 | $77,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,684 | $77,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,245 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $77,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,471 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,866 | $77,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 844 | $76,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,197 | $76,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 772 | $76,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,257 | $76,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,044 | $76,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 6,293 | $76,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,883 | $76,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,419 | $76,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 6,294 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 653 | $76,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 8,400 | $76,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,765 | $76,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 405 | $75,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,403 | $75,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,433 | $75,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,564 | $75,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,563 | $75,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,150 | $75,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,940 | $75,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,344 | $75,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $75,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,862 | $75,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 6,500 | $75,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,554 | $75,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 9,864 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,952 | $75,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 76,109 | $75,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,905 | $75,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 660 | $74,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,015 | $74,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,882 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,857 | $74,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,609 | $74,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,518 | $74,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,983 | $74,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,846 | $74,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,372 | $74,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 72,000 | $74,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,565 | $73,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 458 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,789 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,047 | $73,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,187 | $73,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 7,045 | $73,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 928 | $73,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,855 | $73,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,365 | $72,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 378 | $72,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,406 | $72,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,231 | $72,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,902 | $72,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,874 | $72,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 541 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,233 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |