13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 128 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 320 | $6,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 208 | $6,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 183 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 120 | $6,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 137 | $6,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $6,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 600 | $6,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 96 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 207 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 874 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 84 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 213 | $6,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 275 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 250 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 188 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 680 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 972 | $6,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,130 | $6,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 174 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 750 | $6,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 201 | $6,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $6,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 265 | $6,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,662 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,280 | $6,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 270 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 400 | $6,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 672 | $6,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 500 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,900 | $6,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,027 | $6,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 94 | $6,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,600 | $6,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 342 | $6,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,199 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 205 | $6,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,282 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 247 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 209 | $6,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 322 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $6,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 1,060 | $6,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 230 | $6,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 150 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200 | $6,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,091 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 25,827 | $6,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 4,100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 200 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $6,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B813 | GROWTH MULTI AST | 465 | $6,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 13 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 310 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,400 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 154 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,070 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 187 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 147 | $5,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 249 | $5,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,625 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,025 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 288 | $5,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 96 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 100 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 135 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $5,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 305 | $5,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 279 | $5,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 266 | $5,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 50 | $5,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 187 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $5,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 220 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 344 | $5,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 560 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 174 | $5,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 185 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 565 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $5,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,893 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 200 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 510 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 600 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 241 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 443 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 118 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,649 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 714 | $5,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,088 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 355 | $5,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 197 | $5,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,000 | $5,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 457 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 179 | $5,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 179 | $5,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $5,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 250 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,980 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 665 | $5,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,000 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,623 | $5,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $5,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 534 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 125 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 158 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 420 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 610 | $5,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 179 | $5,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 186 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 193 | $5,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,500 | $5,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 675 | $5,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $5,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 227 | $5,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 400 | $5,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 346 | $5,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 366 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 200 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 208 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 241 | $5,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 700 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 213 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 219 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 416 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,200 | $4,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 110 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 59 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 377 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 700 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 158 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $4,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 277 | $4,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 120 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 144 | $4,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 120 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 846 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 105 | $4,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 240 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 105 | $4,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 96 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $4,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 169 | $4,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 826 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 87 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 100 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 124 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 97 | $4,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 201 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 625 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 203 | $4,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 150 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 71 | $4,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 860 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 378 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,104 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $4,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 124 | $4,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 400 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 225 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $4,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 357 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 818 | $4,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 275 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 340 | $4,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 189 | $4,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 323 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,758 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 300 | $4,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 261 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,181 | $4,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 115 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $4,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 625 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,050 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 251 | $4,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 77 | $4,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 440 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,077 | $4,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 131 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 481 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 5,000 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $4,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 385 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 262 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $4,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 200 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 120 | $4,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 425 | $4,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 229 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 100 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $4,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 223 | $4,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 200 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $4,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,700 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 123 | $4,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 562 | $4,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 4,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 174 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,700 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 128 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 9,226 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 131 | $4,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 250 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 220 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 106 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 74 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 62 | $3,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 875 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 100 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $3,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 246 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 50 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 204 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 348 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,201 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 72 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 100 | $3,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 166 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 73 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 450 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 360 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 346 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 45 | $3,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 93 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 175 | $3,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,310 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 375 | $3,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,257 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 946 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,954 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 281 | $3,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,198 | $3,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,284 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 113 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 800 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 500 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 143 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 56 | $3,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 26 | $3,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 228 | $3,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 107 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,073 | $3,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 304 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 275 | $3,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 168 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 140 | $3,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 101 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 400 | $3,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 183 | $3,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,200 | $3,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 76 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 577 | $3,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 819 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 95 | $3,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 133 | $3,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $3,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 115 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,050 | $3,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 2,700 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 217 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 767 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 100 | $3,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 175 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 100 | $3,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 51 | $3,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,000 | $3,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 226 | $3,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 300 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 100 | $3,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 50 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,968 | $3,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,000 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 3,000 | $3,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 3,000 | $3,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 100 | $2,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 148 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 72 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 400 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 52 | $2,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 23 | $2,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 152 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 400 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 134 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 248 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 175 | $2,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 293 | $2,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 71 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 123 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 300 | $2,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 45 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 100 | $2,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 60 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 150 | $2,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 136 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 73 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 148 | $2,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 430 | $2,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 50 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 34 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 59 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 157 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 57 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 47 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 114 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 61 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $2,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 305 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 500 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 398 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 225 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 89 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 110 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 52 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 200 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 92 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 76 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 169 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $2,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 250 | $2,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 196 | $2,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 127 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,750 | $2,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 147 | $2,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 195 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,630 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 120 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 194 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 398 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 44 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 75 | $2,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 134 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 720 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 645 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 696 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 85 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 239 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,234 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 364 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,000 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 107 | $2,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 73 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 433 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,500 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 316 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 102 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,000 | $2,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 91 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 85 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 200 | $2,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 49 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 200 | $2,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 175 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 60 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 199 | $2,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 200 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,200 | $2,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 120 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $2,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 65 | $2,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 100 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 947 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 107 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 68 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 120 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 97 | $2,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 750 | $2,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 100 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,000 | $2,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 600 | $2,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 1,700 | $2,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 45 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 448 | $1,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 13 | $1,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 76 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 14 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,000 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 13 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 269 | $1,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 100 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 145 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23 | $1,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 36 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 8 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40 | $1,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 64 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 17 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 100 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 23 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 25 | $1,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 43 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 125 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 103 | $1,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 133 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 28 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 30 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 100 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 594 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 26 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 277 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 39 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 22 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 200 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 47 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 30 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 202 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 97 | $1,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,000 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 33 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |