13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,137 | $15,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 480 | $15,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,200 | $15,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 378 | $15,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,727 | $15,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 448 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 623 | $15,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,637 | $15,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,053 | $15,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 307 | $15,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 750 | $15,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 802 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 950 | $15,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 838 | $15,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,059 | $15,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,000 | $15,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 155 | $15,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 871 | $15,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,602 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,912 | $15,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,030 | $15,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 201 | $15,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 817 | $15,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 448 | $15,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 950 | $15,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 3,500 | $15,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,700 | $15,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 1,042 | $15,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 391 | $15,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 3,853 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 350 | $15,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 64,200 | $15,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR CONSUMER DISCRETIONARY ETF | 46435G623 | ETF | 484 | $15,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,776 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 5,689 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 566 | $14,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,025 | $14,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 459 | $14,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 292 | $14,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,800 | $14,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 405 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 500 | $14,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $14,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 339 | $14,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 429 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 258 | $14,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 350 | $14,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 280 | $14,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,228 | $14,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,261 | $14,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 254 | $14,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,750 | $14,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 108 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 854 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $14,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,188 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 200 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 506 | $14,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 152 | $14,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,070 | $14,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $14,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 245 | $14,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 615 | $14,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,200 | $14,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,576 | $14,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,445 | $14,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,270 | $14,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 244 | $14,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 293 | $14,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $14,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,052 | $14,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,578 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,037 | $14,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,150 | $14,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 9,350 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 465 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 750 | $14,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 332 | $13,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,086 | $13,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 570 | $13,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 386 | $13,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 442 | $13,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 217 | $13,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,800 | $13,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,950 | $13,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 580 | $13,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 465 | $13,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 486 | $13,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 312 | $13,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,591 | $13,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,426 | $13,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 426 | $13,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 270 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 962 | $13,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 550 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 331 | $13,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 666 | $13,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 288 | $13,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,010 | $13,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,310 | $13,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $13,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 536 | $13,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,000 | $13,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,000 | $13,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,000 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,090 | $13,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,686 | $13,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 8,558 | $13,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,144 | $13,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $13,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 747 | $13,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 264 | $13,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,401 | $13,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 4,000 | $13,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,323 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 200 | $13,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 756 | $13,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 775 | $13,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,304 | $12,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 600 | $12,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 109 | $12,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 408 | $12,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 4,976 | $12,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,124 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 669 | $12,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,505 | $12,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 575 | $12,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $12,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 313 | $12,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 498 | $12,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 496 | $12,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 125 | $12,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 432 | $12,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 204 | $12,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $12,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,477 | $12,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 602 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,146 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 395 | $12,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 270 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 650 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 389 | $12,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $12,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 107 | $12,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 109 | $12,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,676 | $12,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 272 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,985 | $12,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,126 | $12,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 4,140 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 401 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 203 | $12,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,800 | $12,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 749 | $12,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,350 | $12,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,000 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505814 | ETF IND EX FIN | 565 | $12,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 512 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 610 | $12,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 563 | $11,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,300 | $11,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 268 | $11,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,672 | $11,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 396 | $11,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,613 | $11,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 275 | $11,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 225 | $11,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 187 | $11,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 208 | $11,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 740 | $11,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 93 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $11,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $11,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 552 | $11,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 585 | $11,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,846 | $11,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 467 | $11,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 872 | $11,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,079 | $11,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 142 | $11,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $11,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 685 | $11,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 350 | $11,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $11,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 960 | $11,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,348 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 252 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 275 | $11,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 850 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 490 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 601 | $11,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,075 | $11,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 439 | $11,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 528 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $11,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 468 | $11,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $11,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,500 | $11,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 461 | $11,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 5,000 | $11,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,879 | $11,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 441 | $11,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 906 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,789 | $11,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,967 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 500 | $11,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 474 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 350 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 307 | $11,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 850 | $11,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,163 | $11,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 394 | $11,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 549 | $11,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q678 | S&P500 MOMETUM | 300 | $11,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 212 | $10,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 808 | $10,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $10,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 238 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 152 | $10,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,500 | $10,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 598 | $10,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 271 | $10,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 596 | $10,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 157 | $10,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 224 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 400 | $10,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 188 | $10,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 170 | $10,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 167 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $10,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 256 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 394 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $10,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,207 | $10,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 192 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $10,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 362 | $10,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 259 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 399 | $10,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,300 | $10,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,000 | $10,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $10,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 235 | $10,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 471 | $10,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,250 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 200 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $10,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $10,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $10,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 250 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 6,026 | $10,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 672 | $10,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,515 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 396 | $10,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 2,305 | $10,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 800 | $10,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 5,300 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E863 | JAMES PURPOSE | 425 | $10,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,724 | $10,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 491 | $9,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 220 | $9,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 153 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 214 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $9,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,248 | $9,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 444 | $9,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 324 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 270 | $9,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 132 | $9,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 849 | $9,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 402 | $9,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 73 | $9,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 603 | $9,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 286 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 106 | $9,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 153 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $9,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 63 | $9,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 234 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,001 | $9,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 70 | $9,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 108 | $9,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 750 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 348 | $9,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 566 | $9,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 420 | $9,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 735 | $9,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,122 | $9,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $9,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 671 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 258 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $9,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,075 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $9,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 906 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 667 | $9,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 141 | $9,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,700 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 435 | $9,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 569 | $9,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,159 | $9,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,300 | $9,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,055 | $9,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,618 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 147 | $9,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,075 | $9,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 156 | $9,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 390 | $9,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $9,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,078 | $9,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 340 | $9,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $9,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $9,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 455 | $9,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 613 | $9,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 236 | $9,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,004 | $9,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 311 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,578 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $9,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 739 | $9,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 917 | $8,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 346 | $8,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 211 | $8,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 518 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 178 | $8,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 371 | $8,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 500 | $8,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 524 | $8,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 34 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $8,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 620 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 489 | $8,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 387 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 63 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 205 | $8,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 508 | $8,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 161 | $8,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 329 | $8,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 67 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 224 | $8,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 81 | $8,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 144 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,163 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,043 | $8,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 175 | $8,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,885 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 110 | $8,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 382 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 85 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 236 | $8,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 359 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 394 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 560 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $8,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 273 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 288 | $8,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 314 | $8,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 571 | $8,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 633 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 359 | $8,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 339 | $8,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 9,593 | $8,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 906 | $8,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 500 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 208 | $8,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 123 | $8,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 238 | $8,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 405 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $8,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,672 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 286 | $8,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 450 | $8,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 290 | $8,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,022 | $8,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 319 | $8,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 680 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,945 | $8,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3,683 | $8,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $8,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $8,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,445 | $8,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 600 | $8,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 4,095 | $8,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $8,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 500 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 313 | $8,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 3,000 | $8,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 399 | $7,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $7,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 407 | $7,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 246 | $7,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 250 | $7,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 198 | $7,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 294 | $7,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 212 | $7,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 252 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,100 | $7,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 703 | $7,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 174 | $7,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 158 | $7,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 233 | $7,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $7,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 183 | $7,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 148 | $7,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 115 | $7,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 544 | $7,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 68 | $7,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $7,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 233 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $7,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 55 | $7,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 675 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 254 | $7,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,100 | $7,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 550 | $7,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 101 | $7,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 463 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $7,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,200 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,536 | $7,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 85 | $7,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 10,619 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,435 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $7,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 5,250 | $7,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 170 | $7,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 76 | $7,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 393 | $7,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 118 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 465 | $7,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $7,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 474 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 200 | $7,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 300 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 4,500 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 732 | $7,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 879 | $7,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 374 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 269 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 68 | $7,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 3,725 | $7,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 500 | $7,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 93 | $6,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,950 | $6,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 102 | $6,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 585 | $6,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 684 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 167 | $6,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 318 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 303 | $6,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 111 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |