13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERADATA CORP DEL | 88076W103 | COM | 6,747 | $268,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,182 | $268,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,346 | $268,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 82,358 | $268,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 12,391 | $268,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,207 | $267,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 55,653 | $267,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,153 | $266,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,342 | $266,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 10,595 | $266,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 5,300 | $266,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 8,576 | $266,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,382 | $266,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,533 | $264,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,245 | $264,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,446 | $264,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,313 | $263,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,862 | $263,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 50,705 | $263,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 44,572 | $262,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 42,907 | $262,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,721 | $261,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,583 | $261,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 19,225 | $261,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,956 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,567 | $260,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 29,798 | $260,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,845 | $259,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,500 | $259,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,030 | $259,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 94,700 | $259,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 184,804 | $259,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,442 | $258,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,406 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,252 | $258,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 22,129 | $257,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,595 | $257,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 59,402 | $257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,124 | $256,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,993 | $256,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,542 | $256,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,021 | $256,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,999 | $255,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,295 | $255,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 12,638 | $255,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,177 | $255,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 4,253 | $255,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,226 | $254,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 32,750 | $254,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 10,260 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 20,045 | $253,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,397 | $253,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,402 | $253,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,029 | $252,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,832 | $252,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 119,750 | $252,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,113 | $251,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,960 | $250,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,899 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,209 | $250,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 22,224 | $249,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 16,481 | $249,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,085 | $248,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,086 | $248,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 31,741 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 9,435 | $248,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,295 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 7,140 | $248,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 22,568 | $248,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 16,143 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,641 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,586 | $247,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 61,250 | $246,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,928 | $246,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 21,860 | $246,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 5,493 | $246,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 5,624 | $246,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 36,701 | $246,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,814 | $245,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 17,541 | $245,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,797 | $245,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,737 | $245,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,524 | $245,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 8,076 | $245,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,408 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,011 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 6,965 | $244,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 42,609 | $242,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,166 | $242,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,913 | $242,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,112 | $241,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,632 | $241,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,250 | $240,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 964 | $240,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,408 | $240,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 24,860 | $239,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,820 | $238,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 7,887 | $237,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,414 | $237,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,870 | $237,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,637 | $237,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 14,949 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,671 | $237,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,294 | $237,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,457 | $237,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 9,334 | $237,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 15,000 | $237,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,200 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,631 | $236,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,520 | $235,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,689 | $235,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,054 | $235,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,340 | $235,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 15,557 | $235,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,317 | $235,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,600 | $234,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 3,772 | $234,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,563 | $233,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,103 | $233,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,593 | $233,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,672 | $233,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,869 | $232,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 955 | $232,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,186 | $231,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,532 | $231,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,076 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,598 | $230,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,592 | $230,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,067 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,561 | $229,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 34,800 | $229,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,677 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 16,116 | $228,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,865 | $228,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,617 | $228,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,505 | $227,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,065 | $227,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,109 | $227,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,157 | $226,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,704 | $226,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,052 | $226,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,699 | $226,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,670 | $225,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 26,537 | $225,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,587 | $224,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 19,336 | $224,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,479 | $224,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 17,964 | $224,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,013 | $224,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,337 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 9,993 | $223,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,283 | $223,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 16,615 | $223,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,646 | $223,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,607 | $222,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,971 | $222,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 9,203 | $222,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 57,532 | $222,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 10,030 | $222,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,416 | $222,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 18,137 | $222,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,282 | $221,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,333 | $221,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,510 | $221,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,629 | $221,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 13,009 | $220,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,485 | $220,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,950 | $220,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,319 | $219,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,194 | $219,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,807 | $219,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,357 | $218,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,755 | $218,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,889 | $217,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,410 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,285 | $216,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,809 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,465 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 11,214 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 8,087 | $215,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 21,988 | $215,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,397 | $214,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 26,281 | $214,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,708 | $214,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,307 | $214,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,565 | $214,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,424 | $213,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,344 | $213,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,952 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,075 | $213,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,305 | $213,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 118,356 | $213,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,563 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 7,150 | $211,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,833 | $211,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,423 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 2,928 | $210,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,432 | $210,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,912 | $210,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,247 | $209,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,632 | $209,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,995 | $209,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,050 | $209,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,010 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,907 | $208,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,101 | $207,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,550 | $207,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,407 | $206,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,023 | $206,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,272 | $206,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,778 | $206,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,207 | $206,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,338 | $206,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 21,994 | $205,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,194 | $205,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,320 | $205,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 30,222 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 10,275 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 201,000 | $205,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,898 | $203,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,197 | $203,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,713 | $202,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,095 | $202,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,811 | $202,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,403 | $201,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,901 | $201,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 21,990 | $201,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,212 | $201,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,624 | $201,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 16,494 | $201,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,170 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,043 | $200,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 4,502 | $200,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,173 | $199,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,088 | $199,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,450 | $198,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,869 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,682 | $198,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,401 | $198,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,936 | $198,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 3,999 | $198,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 10,281 | $198,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,315 | $197,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,054 | $197,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $197,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,523 | $197,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,519 | $197,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,298 | $197,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,863 | $196,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,721 | $196,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,181 | $196,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,954 | $196,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,708 | $196,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,428 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,111 | $196,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,014 | $196,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,899 | $195,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,344 | $195,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,599 | $195,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,644 | $194,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,350 | $194,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,313 | $194,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,687 | $194,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,099 | $194,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,598 | $194,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,177 | $193,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,438 | $193,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,715 | $193,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 24,792 | $193,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 20,600 | $193,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,171 | $192,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 12,488 | $192,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,055 | $191,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 79,856 | $191,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,632 | $191,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,046 | $191,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,758 | $191,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,979 | $190,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 60,000 | $190,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 7,566 | $190,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,230 | $189,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2,536 | $189,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,675 | $189,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,449 | $188,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,617 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,119 | $188,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,669 | $188,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,402 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 6,087 | $188,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,958 | $187,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,441 | $187,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,054 | $186,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,624 | $186,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $186,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,963 | $186,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,748 | $186,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,541 | $185,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,834 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,100 | $185,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 19,732 | $185,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $185,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,027 | $184,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,237 | $184,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,903 | $184,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 4,227 | $184,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 510 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,657 | $183,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,000 | $183,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,648 | $183,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 751 | $183,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 9,581 | $183,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,790 | $182,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,552 | $182,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,520 | $182,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,268 | $181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,869 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 7,545 | $181,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,679 | $180,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,658 | $179,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,373 | $179,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 12,400 | $179,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 5,187 | $179,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 3,427 | $179,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,961 | $178,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,873 | $178,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,399 | $178,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,286 | $177,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,971 | $177,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,376 | $177,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,000 | $176,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,600 | $176,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,579 | $175,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 713 | $175,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,062 | $175,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 7,098 | $175,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,315 | $175,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,380 | $175,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 8,604 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,918 | $174,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,566 | $173,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,908 | $173,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,330 | $173,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,474 | $172,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,047 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,870 | $172,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,805 | $172,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,691 | $172,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,676 | $172,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,156 | $172,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,600 | $172,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,044 | $172,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,598 | $171,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,646 | $171,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 18,176 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,034 | $171,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,297 | $171,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $171,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,523 | $171,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,783 | $170,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,861 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,010 | $170,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 22,817 | $170,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,930 | $169,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,917 | $169,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,600 | $169,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,589 | $169,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,180 | $169,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 8,513 | $169,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,432 | $168,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,250 | $167,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,016 | $167,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,575 | $167,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 6,327 | $167,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 821 | $167,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,042 | $167,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,941 | $166,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,146 | $166,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 2,811 | $166,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 5,474 | $166,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,937 | $165,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,186 | $165,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,171 | $165,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,902 | $165,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,634 | $165,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,894 | $165,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,400 | $165,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 791 | $164,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $164,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,568 | $164,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,163 | $164,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,485 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,426 | $164,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 29,585 | $164,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,405 | $163,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,134 | $163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,521 | $163,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 27,092 | $163,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,126 | $162,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 6,586 | $162,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,523 | $161,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,504 | $161,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,112 | $161,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 2,625 | $161,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 3,291 | $161,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,612 | $160,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,700 | $160,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 32,534 | $160,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,095 | $160,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 519 | $159,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,377 | $159,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,005 | $159,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,926 | $159,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,675 | $159,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 8,246 | $159,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,102 | $158,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 34,949 | $158,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 22,341 | $158,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,087 | $157,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,128 | $157,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,379 | $157,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,264 | $157,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 8,949 | $157,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 5,445 | $157,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 5,343 | $157,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,604 | $156,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 7,010 | $156,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 21,280 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,910 | $156,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5,577 | $156,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,197 | $155,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,785 | $155,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 989 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 4,109 | $155,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 5,941 | $155,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,760 | $154,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,021 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,154 | $153,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 7,327 | $153,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,020 | $153,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 6,780 | $153,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,276 | $152,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,367 | $152,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 7,369 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,144 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,281 | $152,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,100 | $152,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 6,713 | $152,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 2,388 | $152,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,285 | $151,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,189 | $151,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,695 | $151,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,658 | $151,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 6,125 | $151,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,400 | $150,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,800 | $150,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 22,002 | $150,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,160 | $150,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,884 | $150,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 7,867 | $150,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,715 | $149,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,224 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,731 | $149,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 4,263 | $149,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 6,082 | $149,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 2,892 | $148,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 31,137 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,945 | $148,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 995 | $147,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,106 | $147,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,347 | $147,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 29,015 | $147,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,071 | $146,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,605 | $146,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,914 | $146,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,373 | $145,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,722 | $145,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,845 | $145,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,679 | $145,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,719 | $144,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,335 | $144,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,725 | $144,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,148 | $144,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 6,087 | $144,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,900 | $144,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,203 | $144,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 4,811 | $144,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,678 | $143,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,843 | $143,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,000 | $143,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,293 | $143,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 7,435 | $143,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,988 | $143,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,550 | $143,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,010 | $143,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 3,670 | $142,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 5,575 | $142,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,214 | $142,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 4,450 | $142,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,970 | $141,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,972 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |