13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,254 holding rows worth $10,726,867,000.
- Accession
- 0001493152-18-007142
- Filer
- CIK 1029730
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,494 entries on the cover page, a total value of $10,726,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,726,867,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC 028-12574
- included managerLadenburg Thalmann Asset Management 028-13809
- included managerKMS FINANCIAL SERVICES, INC 028-15569
- included managerArbor Point Advisors, LLC 028-16922
- included managerSSN Advisory, Inc. 028-16924
- included managerTriad Hybrid Solutions, LLC 028-17514
- included managerTriad Advisors, Inc. 028-18179
- included managerInvestacorp Advisory Services, Inc. 028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JELD-WEN HLDG INC | 47580P103 | COM | 17,649 | $540,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 32,175 | $540,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 12,459 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,982 | $539,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,151 | $538,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,228 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,232 | $537,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13,187 | $535,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 148,117 | $535,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 33,737 | $535,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 13,538 | $534,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,624 | $534,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 11,679 | $531,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 46,940 | $530,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,034 | $529,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 44,331 | $528,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,839 | $528,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 15,609 | $528,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 40,476 | $527,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 13,018 | $527,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,115 | $527,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,772 | $526,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 13,731 | $525,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 40,943 | $525,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 44,726 | $524,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 73,154 | $523,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,597 | $523,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 13,385 | $522,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,751 | $522,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 5,601 | $522,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 26,346 | $521,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,238 | $521,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 20,527 | $521,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,149 | $520,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 23,578 | $520,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 20,916 | $520,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,832 | $519,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 40,090 | $519,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,336 | $519,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,892 | $518,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 74,529 | $518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 16,094 | $518,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 188,151 | $518,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 16,272 | $516,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 37,714 | $515,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 25,692 | $515,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 54,515 | $514,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 27,965 | $513,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 8,725 | $513,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,979 | $512,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 32,577 | $512,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 112,858 | $511,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 121,275 | $510,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,395 | $509,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 32,685 | $509,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 17,114 | $509,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 84,211 | $508,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 62,150 | $508,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 68,795 | $507,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 16,222 | $506,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 45,812 | $505,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,856 | $504,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 25,839 | $503,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 10,848 | $503,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 40,328 | $503,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 12,166 | $502,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,878 | $502,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 65,789 | $501,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 51,986 | $499,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,348 | $498,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 9,988 | $498,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 51,200 | $497,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 17,005 | $496,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,102 | $496,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,494 | $496,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,970 | $496,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,889 | $492,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,358 | $492,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,045 | $488,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,417 | $487,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 15,157 | $486,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 8,941 | $485,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 42,980 | $482,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,024 | $481,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 14,063 | $479,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,879 | $478,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,945 | $476,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,316 | $475,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 19,848 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 22,727 | $474,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 62,938 | $474,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 20,697 | $472,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,295 | $472,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 96,531 | $472,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,174 | $471,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,092 | $470,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,437 | $469,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 16,500 | $469,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 19,877 | $469,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,479 | $468,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,007 | $466,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,203 | $465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,391 | $465,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,497 | $465,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 29,079 | $465,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 15,851 | $465,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,053 | $462,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,649 | $462,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,917 | $461,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40,105 | $461,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 12,172 | $460,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,763 | $460,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 40,607 | $460,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 42,658 | $460,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 12,208 | $460,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,571 | $459,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 16,728 | $458,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,556 | $457,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,517 | $456,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 13,546 | $456,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,470 | $455,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 31,357 | $455,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 9,388 | $454,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 27,844 | $454,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,809 | $453,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 38,211 | $452,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,028 | $452,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 13,415 | $452,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,990 | $451,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 16,213 | $451,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14,822 | $450,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 11,451 | $450,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,694 | $450,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,116 | $450,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 34,325 | $450,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 4,467 | $450,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 21,644 | $450,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 14,244 | $449,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 67,189 | $449,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 94,103 | $449,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,848 | $449,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 26,600 | $447,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,032 | $447,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,894 | $445,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,819 | $445,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 26,766 | $445,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,637 | $445,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 264,959 | $444,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 17,692 | $443,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,715 | $442,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 35,883 | $442,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 38,286 | $441,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 37,749 | $441,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 4,633 | $441,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 151,497 | $441,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 34,146 | $440,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14,875 | $440,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 43,334 | $439,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,075 | $434,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,315 | $434,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,380 | $432,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 17,235 | $431,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,885 | $430,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,195 | $430,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,854 | $429,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 7,266 | $429,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 31,572 | $428,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,492 | $426,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,521 | $426,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,201 | $425,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 54,664 | $425,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,908 | $423,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,121 | $422,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 8,482 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,493 | $420,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,806 | $419,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 40,829 | $419,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,695 | $418,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7,545 | $418,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 210,000 | $418,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 68,317 | $417,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 24,770 | $417,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 52,016 | $416,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 25,582 | $416,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,430 | $415,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 37,894 | $415,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 23,440 | $414,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 721 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 28,803 | $413,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 33,605 | $413,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 62,914 | $412,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 6,105 | $412,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 28,971 | $412,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,121 | $411,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,400 | $411,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,709 | $410,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 15,848 | $410,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,498 | $409,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 8,185 | $409,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,189 | $409,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 32,614 | $408,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,203 | $408,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,908 | $407,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 14,119 | $407,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,007 | $406,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,075 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,231 | $406,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,788 | $406,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 6,058 | $406,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,019 | $404,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 108,694 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,860 | $403,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 9,068 | $403,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 11,699 | $402,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,329 | $401,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,760 | $399,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,848 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,058 | $397,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,074 | $396,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,792 | $396,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 24,341 | $396,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 38,700 | $396,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 26,133 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 17,921 | $394,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,017 | $393,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,530 | $393,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,671 | $393,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 5,052 | $393,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 10,211 | $393,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,529 | $392,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 32,445 | $392,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 62,706 | $392,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,325 | $391,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,498 | $391,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,945 | $390,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 41,639 | $390,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 69,664 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,104 | $390,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 71,007 | $389,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,232 | $389,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 10,562 | $389,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 43,637 | $389,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 29,607 | $388,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 16,229 | $388,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 21,264 | $388,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,145 | $387,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,250 | $386,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,203 | $386,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 13,270 | $386,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,040 | $386,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,451 | $385,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 42,354 | $385,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 14,832 | $385,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,198 | $384,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,600 | $384,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,904 | $383,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,003 | $383,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 57,090 | $383,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,257 | $382,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,608 | $382,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,427 | $382,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 11,649 | $381,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,905 | $381,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,550 | $381,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 15,385 | $381,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,511 | $380,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,569 | $379,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 24,946 | $379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,275 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,582 | $378,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,617 | $377,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,992 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 5,800 | $377,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 14,304 | $377,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 7,858 | $377,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,334 | $375,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 10,972 | $375,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 6,560 | $375,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,190 | $373,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,672 | $373,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,177 | $373,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,332 | $373,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,578 | $373,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,465 | $371,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 20,408 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4,020 | $371,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $371,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,491 | $370,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,053 | $369,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 10,313 | $369,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 26,516 | $369,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 19,393 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 27,800 | $366,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,151 | $365,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,115 | $365,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 6,334 | $365,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 27,913 | $364,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 15,633 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,640 | $363,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 34,278 | $363,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 14,774 | $362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,217 | $362,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 35,119 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,933 | $361,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,522 | $360,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 5,185 | $360,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,410 | $359,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 22,191 | $359,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,080 | $358,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 23,645 | $358,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,320 | $357,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 27,208 | $357,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 30,873 | $357,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 54,639 | $357,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 7,753 | $357,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 24,944 | $357,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,910 | $355,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 31,210 | $355,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 32,462 | $354,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 18,913 | $353,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,015 | $353,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,009 | $353,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 11,108 | $353,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,739 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,204 | $352,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,956 | $351,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 17,309 | $351,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 5,255 | $351,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 31,752 | $351,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 5,683 | $350,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 12,905 | $349,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,155 | $349,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 9,792 | $349,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 537 | $348,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 10,592 | $347,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,099 | $346,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 18,114 | $346,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,843 | $346,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 31,087 | $346,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,541 | $346,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,811 | $345,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 29,874 | $345,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,860 | $345,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 29,638 | $345,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,057 | $344,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,314 | $342,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 10,590 | $341,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,748 | $339,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 23,321 | $339,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 26,062 | $339,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 33,924 | $338,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,163 | $338,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 11,050 | $338,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,855 | $337,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,739 | $336,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,941 | $336,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,468 | $336,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 54,904 | $336,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,143 | $335,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 17,365 | $334,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 6,777 | $334,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 25,672 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,053 | $333,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,926 | $333,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,126 | $333,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 28,586 | $333,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,569 | $332,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,704 | $332,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 6,713 | $330,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,025 | $329,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,269 | $329,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,784 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,971 | $327,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,576 | $326,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 11,043 | $326,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,026 | $325,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,112 | $325,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,453 | $324,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 5,739 | $324,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,098 | $324,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,561 | $324,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,258 | $323,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,861 | $323,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 14,578 | $323,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,685 | $323,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 11,700 | $323,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,605 | $321,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,571 | $321,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 48,875 | $321,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 15,718 | $321,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,959 | $320,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 390 | $320,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,120 | $319,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 60,914 | $319,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 12,792 | $319,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,138 | $318,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,210 | $318,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,548 | $317,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 12,085 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,839 | $317,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 12,900 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,970 | $316,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 7,883 | $315,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,209 | $315,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,201 | $315,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 10,860 | $315,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 49,353 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 3,646 | $313,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,410 | $312,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 7,295 | $311,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,746 | $310,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,468 | $309,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,748 | $309,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,074 | $309,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 39,600 | $308,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 16,920 | $308,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,114 | $307,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,884 | $307,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 17,854 | $307,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 11,667 | $306,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,367 | $306,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,353 | $306,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,708 | $304,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,761 | $304,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 70,970 | $302,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,415 | $302,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 41,226 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,816 | $301,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 301,000 | $301,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,716 | $300,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,635 | $300,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 7,123 | $300,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 7,820 | $300,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,678 | $299,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,344 | $298,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,897 | $297,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,881 | $296,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 12,088 | $296,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 9,938 | $295,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,632 | $294,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 72,000 | $294,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 9,862 | $294,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 11,676 | $292,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 19,680 | $291,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,716 | $291,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,585 | $290,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 17,784 | $290,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,099 | $290,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,452 | $289,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,555 | $289,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,784 | $289,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,319 | $289,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 59,496 | $289,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,281 | $288,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,135 | $288,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,263 | $288,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 13,071 | $288,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,461 | $287,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12,586 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,611 | $286,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 12,685 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,431 | $285,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 24,500 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,155 | $283,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,947 | $283,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,515 | $282,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,579 | $282,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,219 | $282,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,258 | $282,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 282,000 | $282,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,160 | $281,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,555 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 9,586 | $279,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 9,932 | $278,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,725 | $278,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 9,500 | $278,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 62,403 | $278,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 30,402 | $278,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 16,788 | $277,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 66,267 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,025 | $277,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,397 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,555 | $276,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 16,362 | $275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,377 | $275,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 150,377 | $275,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,832 | $274,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,025 | $273,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,973 | $272,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,950 | $272,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $272,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,278 | $270,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,948 | $270,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,025 | $270,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,455 | $270,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,398 | $269,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,723 | $269,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,637 | $269,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,785 | $268,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,317 | $268,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | this filing | 2018-05-15 | acceptance time not in the bulk data set |