13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 9,770 | $70,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,408 | $69,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,380 | $69,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,623 | $69,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 968 | $69,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,760 | $69,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 5,164 | $69,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 7,397 | $69,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,999 | $69,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,269 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,033 | $69,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 724 | $68,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,856 | $68,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,900 | $68,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,445 | $68,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,200 | $68,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 6,040 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,000 | $67,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,197 | $67,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 870 | $67,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 483 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,312 | $67,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,630 | $67,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 746 | $67,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,059 | $67,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,224 | $67,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,881 | $67,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,957 | $67,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 970 | $66,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 343 | $66,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,860 | $66,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,802 | $66,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,462 | $66,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 785 | $66,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,659 | $66,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,447 | $66,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,413 | $66,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,068 | $66,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,044 | $66,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 828 | $66,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,075 | $65,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 2,600 | $65,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,601 | $65,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,303 | $65,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,824 | $65,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,991 | $65,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 3,352 | $65,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 5,800 | $65,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,995 | $65,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,451 | $64,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 803 | $64,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,804 | $64,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,837 | $64,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 723 | $64,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,581 | $64,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 652 | $64,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,069 | $64,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,521 | $64,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,514 | $64,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,848 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,184 | $64,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,632 | $64,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 2,030 | $64,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 3,472 | $64,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 382 | $63,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,094 | $63,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,628 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,488 | $63,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 7,073 | $63,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,112 | $63,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,060 | $63,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,515 | $62,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,581 | $62,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 886 | $62,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,644 | $62,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,964 | $62,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,500 | $62,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,653 | $61,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,059 | $61,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 819 | $61,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,401 | $61,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,520 | $61,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $61,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,600 | $61,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,866 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,550 | $61,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 4,000 | $61,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 4,159 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,120 | $61,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,334 | $61,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,072 | $60,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,062 | $60,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 851 | $60,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 279 | $60,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 811 | $60,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,379 | $60,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 658 | $60,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,694 | $60,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,567 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,682 | $60,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,461 | $60,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,046 | $60,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,277 | $60,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,765 | $60,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,094 | $59,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,921 | $59,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,020 | $59,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,515 | $59,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 1,388 | $59,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 7,275 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,119 | $59,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,880 | $59,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,946 | $59,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 23,000 | $59,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 16,050 | $59,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,190 | $58,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 840 | $58,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,097 | $58,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 674 | $58,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2,150 | $58,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,184 | $58,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,056 | $58,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 4,233 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,745 | $58,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,017 | $58,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,380 | $58,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,325 | $58,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,538 | $57,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 785 | $57,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,019 | $57,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 282 | $57,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $57,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 846 | $57,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,900 | $57,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,100 | $56,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,132 | $56,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,900 | $56,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 980 | $56,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,555 | $56,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,312 | $56,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,752 | $55,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,234 | $55,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,996 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,529 | $55,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,005 | $55,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,446 | $55,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,236 | $55,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 4,044 | $55,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,900 | $55,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,122 | $55,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,000 | $55,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,619 | $55,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,300 | $55,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,834 | $55,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,500 | $55,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 657 | $54,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 480 | $54,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,200 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,030 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,631 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,700 | $54,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,323 | $54,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,464 | $54,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 6,950 | $54,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,700 | $54,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 618 | $54,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,400 | $54,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 8,040 | $54,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,416 | $53,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,030 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,171 | $53,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,192 | $53,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,076 | $53,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,323 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $53,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,673 | $53,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 914 | $53,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 3,514 | $53,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 7,700 | $53,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,144 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 462 | $53,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,416 | $53,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 1,000 | $53,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,700 | $52,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,673 | $52,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 8,785 | $52,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,368 | $52,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 448 | $52,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,195 | $52,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,005 | $52,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 510 | $52,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,519 | $52,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,695 | $52,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,541 | $52,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,828 | $52,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 6,793 | $52,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,886 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2,000 | $52,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,606 | $52,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 853 | $51,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,120 | $51,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,185 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 786 | $51,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 576 | $51,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,282 | $51,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $51,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,943 | $51,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,646 | $51,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,574 | $51,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,066 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 362 | $50,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,541 | $50,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,850 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,470 | $50,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $50,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 3,837 | $50,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,247 | $50,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,318 | $50,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,769 | $50,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,481 | $50,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 50,000 | $50,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,304 | $49,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 618 | $49,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 948 | $49,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 797 | $49,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,855 | $49,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,608 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,500 | $49,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 242 | $49,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,517 | $49,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,957 | $49,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 6,200 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,111 | $49,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,813 | $49,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,865 | $49,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 1,751 | $49,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,434 | $48,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,908 | $48,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 87,050 | $48,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 989 | $48,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 789 | $48,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 604 | $48,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,025 | $48,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,809 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,363 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,496 | $48,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,450 | $48,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,989 | $48,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,852 | $48,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,540 | $48,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,381 | $48,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,789 | $48,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,316 | $47,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 957 | $47,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,391 | $47,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,727 | $47,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,412 | $47,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 79 | $47,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,804 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,529 | $47,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,665 | $47,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,015 | $47,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,723 | $47,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 4,973 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,202 | $47,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,499 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,148 | $47,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 675 | $46,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 282 | $46,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,493 | $46,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,790 | $46,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 279 | $46,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 762 | $46,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,486 | $46,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,399 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $46,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,172 | $46,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 28,385 | $46,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,537 | $46,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,145 | $46,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,175 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,441 | $46,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,133 | $46,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 631 | $46,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $46,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 3,099 | $46,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,244 | $45,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,813 | $45,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,051 | $45,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,548 | $45,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,950 | $45,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 882 | $45,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,135 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,140 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 800 | $45,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,649 | $45,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,782 | $45,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,000 | $45,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 700 | $45,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,281 | $45,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 199 | $45,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,650 | $44,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,234 | $44,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,666 | $44,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,466 | $44,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,657 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 869 | $44,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,107 | $44,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,449 | $44,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,205 | $44,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $44,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $44,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,936 | $44,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,254 | $44,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 5,000 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,926 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,840 | $44,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 865 | $43,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,391 | $43,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 627 | $43,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 603 | $43,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,586 | $43,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,592 | $43,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 2,793 | $43,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,315 | $43,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,746 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,335 | $43,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,975 | $43,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 428 | $43,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,586 | $43,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,144 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,039 | $43,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $43,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,660 | $42,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,109 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 721 | $42,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,496 | $42,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 458 | $42,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $42,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 541 | $42,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,477 | $42,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 699 | $42,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,512 | $42,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 655 | $42,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,374 | $42,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,920 | $42,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,215 | $42,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,668 | $42,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 205,136 | $42,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 949 | $41,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 388 | $41,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 320 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,901 | $41,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,517 | $41,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,620 | $41,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,100 | $41,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 484 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,875 | $41,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,254 | $41,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,346 | $41,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,500 | $41,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,308 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 551 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 780 | $41,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,636 | $41,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,800 | $41,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 4,300 | $40,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,716 | $40,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,289 | $40,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,491 | $40,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 877 | $40,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 408 | $40,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $40,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 7,457 | $40,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,045 | $40,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,689 | $40,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 27,975 | $40,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 705 | $40,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $40,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 624 | $40,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 5,462 | $40,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,715 | $40,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 593 | $40,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,455 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 500 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 370 | $39,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $39,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,097 | $39,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,300 | $39,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 541 | $39,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,256 | $39,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 762 | $39,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,626 | $39,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 686 | $39,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 293 | $39,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 964 | $39,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,242 | $39,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,186 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,897 | $39,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,575 | $39,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 516 | $38,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 863 | $38,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,872 | $38,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 441 | $38,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,467 | $38,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,400 | $38,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 404 | $38,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 380 | $38,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 833 | $38,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,624 | $38,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 1,000 | $38,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 857 | $37,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 652 | $37,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,405 | $37,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,111 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 389 | $37,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,092 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 528 | $37,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 384 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,150 | $37,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 8,250 | $37,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,536 | $37,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 5,724 | $37,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,880 | $37,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 600 | $37,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,140 | $37,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,499 | $37,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $37,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,197 | $37,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,000 | $37,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,123 | $37,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,968 | $37,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 4,191 | $37,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 1,300 | $37,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 793 | $36,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 450 | $36,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,658 | $36,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 796 | $36,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,438 | $36,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,606 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,418 | $36,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,100 | $36,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 671 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,691 | $36,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $36,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 8,475 | $36,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 3,800 | $36,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 810 | $36,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 3,000 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,280 | $36,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $36,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,463 | $36,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,200 | $36,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,246 | $35,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,142 | $35,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 569 | $35,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 804 | $35,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,077 | $35,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,086 | $35,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,612 | $35,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,411 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 8,760 | $35,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,400 | $35,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 4,605 | $35,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,400 | $35,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,400 | $35,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 1,080 | $35,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,367 | $34,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,106 | $34,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,911 | $34,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,223 | $34,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 590 | $34,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 417 | $34,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,135 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 700 | $34,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,757 | $34,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,950 | $34,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,598 | $34,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 2,112 | $34,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,700 | $33,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 696 | $33,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 981 | $33,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,155 | $33,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,384 | $33,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,550 | $33,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 4,325 | $33,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 352 | $33,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,321 | $33,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,051 | $33,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,011 | $33,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,210 | $33,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,050 | $33,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 463 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |