13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,537 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 505 | $14,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 246 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 438 | $14,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,310 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 152 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,557 | $14,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $14,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,200 | $14,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,460 | $14,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,615 | $14,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,176 | $14,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 156 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,571 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $14,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 214 | $14,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,000 | $14,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 319 | $14,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 843 | $14,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,450 | $14,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 2,206 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 465 | $14,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 350 | $14,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 5,080 | $14,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 531 | $13,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 217 | $13,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 170 | $13,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 32 | $13,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,094 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $13,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 212 | $13,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 496 | $13,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 298 | $13,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,526 | $13,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 575 | $13,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,800 | $13,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 18 | $13,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 92 | $13,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 188 | $13,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $13,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 872 | $13,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,750 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,072 | $13,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 477 | $13,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,500 | $13,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $13,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 288 | $13,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 270 | $13,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 580 | $13,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,651 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 578 | $13,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 851 | $13,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,578 | $13,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 537 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 200 | $13,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 13,000 | $13,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,116 | $13,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 2,305 | $13,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $13,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 13,000 | $13,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,000 | $13,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,372 | $13,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 265 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 238 | $12,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 690 | $12,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 489 | $12,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 450 | $12,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 175 | $12,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $12,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,300 | $12,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 552 | $12,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 585 | $12,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 207 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 475 | $12,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 550 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 272 | $12,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 685 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $12,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 400 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 350 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 389 | $12,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 444 | $12,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,203 | $12,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 10,619 | $12,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 520 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,042 | $12,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 817 | $12,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 375 | $12,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $12,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,335 | $12,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 345 | $12,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 657 | $12,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 5,250 | $12,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,300 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $12,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 665 | $12,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,799 | $12,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 700 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 202 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 307 | $12,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,265 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $12,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 4,883 | $12,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 751 | $12,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,800 | $12,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 570 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $11,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 208 | $11,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,880 | $11,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 188 | $11,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 297 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 400 | $11,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 762 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 704 | $11,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,505 | $11,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 145 | $11,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 86 | $11,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 425 | $11,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 161 | $11,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 861 | $11,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,301 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $11,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,200 | $11,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 275 | $11,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 506 | $11,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,000 | $11,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,000 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,872 | $11,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 368 | $11,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 772 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 200 | $11,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 118 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,730 | $11,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $11,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,846 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 1,120 | $11,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 469 | $11,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,400 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $11,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 172 | $11,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 600 | $11,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,073 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 500 | $11,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 4,100 | $11,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 718 | $11,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 900 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $11,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 902 | $10,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 216 | $10,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 271 | $10,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,205 | $10,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 244 | $10,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 323 | $10,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 163 | $10,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 514 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 402 | $10,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $10,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 242 | $10,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 572 | $10,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 437 | $10,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 486 | $10,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 315 | $10,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,752 | $10,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 126 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 876 | $10,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 750 | $10,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 315 | $10,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,085 | $10,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 478 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 175 | $10,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 389 | $10,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 435 | $10,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,300 | $10,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 9,593 | $10,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,369 | $10,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 235 | $10,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 738 | $10,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,412 | $10,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,000 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,897 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 733 | $10,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 732 | $10,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 455 | $10,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,610 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 6,026 | $10,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 549 | $10,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 300 | $10,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 25,827 | $10,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 521 | $10,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 394 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 447 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q678 | S&P500 MOMETUM | 300 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,700 | $9,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,800 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,150 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 210 | $9,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 73 | $9,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 346 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 897 | $9,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,672 | $9,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 396 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,505 | $9,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 478 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,561 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 539 | $9,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 468 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 252 | $9,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 153 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 225 | $9,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 63 | $9,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 265 | $9,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 70 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 471 | $9,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 324 | $9,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 225 | $9,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 273 | $9,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 582 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 415 | $9,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 290 | $9,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $9,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 382 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 94 | $9,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 303 | $9,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 560 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 258 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $9,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 114 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 674 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,132 | $9,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 444 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 530 | $9,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,662 | $9,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,280 | $9,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,734 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,900 | $9,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,806 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,618 | $9,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,279 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $9,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 505 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 316 | $9,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 9,000 | $9,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 390 | $9,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $9,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 340 | $9,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $9,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $9,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 289 | $9,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 267 | $9,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 1,010 | $9,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 800 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,270 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,702 | $9,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 737 | $9,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 917 | $8,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 346 | $8,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $8,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $8,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 531 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 178 | $8,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 109 | $8,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 684 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $8,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 287 | $8,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 227 | $8,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 178 | $8,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 265 | $8,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 242 | $8,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 535 | $8,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 437 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 202 | $8,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 224 | $8,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 188 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 176 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 143 | $8,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 68 | $8,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $8,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 175 | $8,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 981 | $8,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 95 | $8,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 846 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 214 | $8,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 801 | $8,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 395 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 142 | $8,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 735 | $8,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 352 | $8,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,200 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 240 | $8,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250 | $8,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 630 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 389 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,130 | $8,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 327 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,700 | $8,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 112 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 342 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $8,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 764 | $8,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,600 | $8,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 119 | $8,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 540 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $8,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 85 | $8,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,004 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 400 | $8,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 360 | $8,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 508 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $8,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 152 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 94 | $7,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 245 | $7,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 250 | $7,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 31 | $7,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 275 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 222 | $7,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 187 | $7,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 189 | $7,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 147 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 293 | $7,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 95 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 99 | $7,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 236 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 214 | $7,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 66 | $7,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 375 | $7,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 115 | $7,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 460 | $7,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 187 | $7,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 96 | $7,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 207 | $7,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 55 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 253 | $7,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 550 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 236 | $7,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,535 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $7,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 600 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 527 | $7,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 680 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 156 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $7,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,100 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,435 | $7,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 186 | $7,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 22 | $7,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 526 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $7,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 265 | $7,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 270 | $7,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 67 | $7,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 425 | $7,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 170 | $7,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 121 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $7,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 213 | $7,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,721 | $7,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $7,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 153 | $7,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 81 | $7,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,968 | $7,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,927 | $7,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 300 | $7,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 963 | $7,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 210 | $7,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 1,748 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 209 | $7,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 64,200 | $7,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $7,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 500 | $7,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 392 | $7,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 116 | $6,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 300 | $6,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 292 | $6,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 186 | $6,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 448 | $6,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 187 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 243 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 431 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,350 | $6,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 111 | $6,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 151 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 228 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 135 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 275 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 109 | $6,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 279 | $6,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 321 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 320 | $6,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 208 | $6,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 700 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 148 | $6,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 137 | $6,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $6,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 156 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $6,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 151 | $6,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,928 | $6,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 260 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 250 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 925 | $6,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,100 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 714 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 750 | $6,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 434 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,938 | $6,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 260 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 400 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 216 | $6,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 450 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,980 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 205 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 300 | $6,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $6,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,671 | $6,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 299 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 247 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $6,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 790 | $6,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $6,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 306 | $6,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 400 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200 | $6,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,091 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 202 | $6,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 250 | $6,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B813 | GROWTH MULTI AST | 465 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 241 | $6,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 61 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,168 | $5,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $5,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 132 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $5,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 100 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 225 | $5,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 52 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |