13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,604 | $265,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,711 | $265,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,384 | $265,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 17,510 | $265,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 13,670 | $265,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,382 | $265,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,671 | $264,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,161 | $263,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,579 | $263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 4,323 | $263,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,432 | $262,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 43,790 | $262,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,377 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,451 | $261,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,464 | $261,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 48,322 | $261,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $261,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,921 | $260,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,667 | $259,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,049 | $259,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,100 | $259,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,157 | $259,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 10,387 | $259,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,308 | $259,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,525 | $258,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,280 | $258,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,775 | $257,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 109,356 | $257,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,177 | $257,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 750 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 9,689 | $256,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,574 | $255,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,795 | $255,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,946 | $255,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 6,568 | $255,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 12,041 | $255,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,350 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,196 | $254,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 21,574 | $254,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,011 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,038 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,641 | $253,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,049 | $253,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 9,474 | $253,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,760 | $252,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 11,918 | $252,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 16,804 | $252,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,275 | $252,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 60,635 | $251,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 5,417 | $250,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 15,910 | $250,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,898 | $249,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 7,578 | $249,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,175 | $249,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,749 | $248,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,321 | $248,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,275 | $247,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,968 | $247,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,766 | $247,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 9,698 | $247,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 16,839 | $246,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 245,000 | $245,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,062 | $244,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,391 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,400 | $244,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 15,000 | $243,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,712 | $242,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,243 | $241,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,673 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,094 | $241,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,794 | $240,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 6,098 | $240,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,342 | $240,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,365 | $240,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,795 | $240,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 239,000 | $240,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 8,492 | $239,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,080 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,434 | $239,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,415 | $239,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,991 | $239,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,463 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,158 | $238,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,496 | $237,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,420 | $236,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,421 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,241 | $236,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,885 | $235,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 20,702 | $234,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,997 | $234,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,310 | $234,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,645 | $233,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,627 | $233,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,621 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,407 | $233,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 13,425 | $233,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,623 | $232,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,296 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,593 | $232,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,061 | $232,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 9,896 | $232,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,623 | $231,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 986 | $231,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,151 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,392 | $230,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,247 | $230,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,093 | $230,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,194 | $230,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,027 | $230,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 9,000 | $230,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,370 | $229,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,927 | $229,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,210 | $229,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,400 | $228,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,210 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,440 | $228,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 952 | $228,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 36,173 | $228,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,325 | $227,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,257 | $227,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 34,720 | $227,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 5,756 | $227,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,024 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,302 | $227,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 17,780 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,339 | $226,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,647 | $226,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,929 | $225,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $225,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 12,451 | $225,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,841 | $225,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,333 | $224,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,374 | $224,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,475 | $224,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,474 | $224,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,952 | $224,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,699 | $223,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 27,738 | $223,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 9,976 | $222,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,508 | $222,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,339 | $222,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 18,647 | $222,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,113 | $221,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,050 | $221,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,571 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,746 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 9,405 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,510 | $220,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,571 | $220,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,769 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 8,114 | $219,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 22,191 | $219,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,669 | $219,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,644 | $218,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,968 | $218,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 24,390 | $218,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,430 | $217,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,394 | $217,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,352 | $217,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,275 | $217,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,474 | $216,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,062 | $216,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,254 | $216,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,451 | $216,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,383 | $216,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,590 | $216,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,785 | $215,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,435 | $214,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,412 | $214,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,465 | $213,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,198 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,140 | $213,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 10,665 | $213,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,465 | $212,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,088 | $212,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,624 | $211,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 905 | $211,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,632 | $211,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,023 | $211,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,487 | $210,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,144 | $210,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,156 | $210,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,586 | $210,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,747 | $210,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,650 | $210,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 13,824 | $210,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 183,009 | $210,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,767 | $209,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,538 | $209,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,978 | $209,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,168 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,505 | $208,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,320 | $208,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,590 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,367 | $207,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,819 | $206,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,402 | $206,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,810 | $206,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,553 | $205,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,398 | $205,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,029 | $204,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,345 | $204,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 199,000 | $204,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,134 | $202,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,580 | $202,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,703 | $202,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,238 | $202,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,428 | $202,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,391 | $201,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,141 | $200,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,626 | $200,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,686 | $200,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,504 | $199,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,182 | $199,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,558 | $199,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,510 | $199,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 5,622 | $199,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,977 | $198,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,709 | $198,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,831 | $198,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,212 | $197,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,706 | $197,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,334 | $197,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,050 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 15,060 | $197,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,423 | $197,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 11,335 | $197,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,290 | $196,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 21,069 | $196,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,096 | $195,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,350 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,947 | $194,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $193,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,443 | $192,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,736 | $192,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,087 | $192,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 79,856 | $191,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,990 | $191,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,557 | $191,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,027 | $191,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,526 | $191,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,194 | $190,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,130 | $190,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,735 | $189,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,864 | $189,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,648 | $188,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,446 | $188,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,997 | $188,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,006 | $188,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 20,600 | $188,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 7,185 | $188,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,841 | $187,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,908 | $187,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 22,137 | $187,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 26,330 | $187,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,544 | $186,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,149 | $186,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,347 | $186,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,979 | $186,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,222 | $186,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,790 | $186,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 30,282 | $186,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,856 | $185,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 3,121 | $185,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,278 | $184,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 8,500 | $184,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 6,485 | $184,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,726 | $184,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 30,450 | $184,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,866 | $183,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 7,760 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,285 | $183,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,426 | $182,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,638 | $182,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 20,286 | $182,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,437 | $181,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,632 | $181,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 7,022 | $181,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,653 | $181,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 7,799 | $181,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,500 | $180,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $180,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,594 | $179,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,349 | $179,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 6,997 | $179,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,755 | $178,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,881 | $178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,086 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,993 | $178,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 96,355 | $178,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,491 | $177,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 646 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,821 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 6,835 | $177,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 5,201 | $177,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 5,076 | $177,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,031 | $176,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,978 | $176,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,417 | $176,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,400 | $175,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,860 | $175,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 22,096 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 6,639 | $175,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,693 | $174,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,503 | $174,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,237 | $174,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,377 | $174,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,131 | $173,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,796 | $173,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 8,058 | $173,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,053 | $173,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 6,203 | $173,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 12,882 | $173,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,592 | $173,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 7,008 | $173,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,509 | $173,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $172,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,778 | $172,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,546 | $172,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,514 | $172,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,651 | $172,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,379 | $172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,920 | $171,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,141 | $171,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 6,153 | $171,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 19,882 | $171,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,978 | $170,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,400 | $170,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 9,713 | $170,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,416 | $170,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,286 | $170,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,211 | $168,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,380 | $168,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 5,595 | $168,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,281 | $167,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,523 | $167,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,534 | $167,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,231 | $166,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,466 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,800 | $166,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,749 | $166,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 9,250 | $166,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 17,077 | $166,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,801 | $166,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,208 | $166,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 165,000 | $166,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,680 | $165,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 39,667 | $165,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 7,064 | $165,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 826 | $164,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,492 | $164,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,936 | $164,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,785 | $164,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 23,312 | $164,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,769 | $164,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,042 | $164,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 132,550 | $164,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 9,888 | $164,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,246 | $163,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,846 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,397 | $163,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 8,024 | $163,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,400 | $163,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,929 | $163,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,531 | $162,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,692 | $162,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,529 | $162,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 2,562 | $162,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 5,439 | $162,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,175 | $162,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 5,276 | $162,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,113 | $161,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,542 | $161,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,027 | $161,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,321 | $161,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,029 | $161,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,896 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 4,902 | $161,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,343 | $161,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,309 | $160,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 9,672 | $160,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,274 | $160,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,844 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,689 | $159,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,101 | $159,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,483 | $159,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,500 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,426 | $159,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 30,350 | $159,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,492 | $158,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,678 | $158,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 9,705 | $158,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,700 | $158,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $158,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,168 | $157,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,004 | $157,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,460 | $157,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8,377 | $157,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,933 | $157,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,904 | $156,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 809 | $156,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,577 | $156,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,782 | $155,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,753 | $155,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,060 | $155,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,978 | $155,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,200 | $155,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,188 | $155,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 3,105 | $155,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,942 | $155,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 25,937 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 8,002 | $154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,561 | $154,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 15,756 | $154,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,729 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,962 | $153,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 18,487 | $153,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,371 | $152,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 442 | $152,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,380 | $152,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,273 | $152,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,328 | $152,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,688 | $151,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,972 | $151,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,035 | $151,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,583 | $151,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 9,600 | $151,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,546 | $151,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 28,035 | $151,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 10,240 | $151,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,590 | $151,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,516 | $150,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,647 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,416 | $150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,912 | $150,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,990 | $150,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6,369 | $150,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,692 | $150,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,901 | $149,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 8,913 | $149,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,124 | $149,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 3,464 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,069 | $149,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,944 | $149,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,016 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,494 | $149,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,720 | $149,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 5,314 | $149,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,884 | $149,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,218 | $148,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,396 | $148,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,499 | $148,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 24,109 | $148,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,744 | $147,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,574 | $147,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,753 | $147,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,114 | $147,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,943 | $147,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,458 | $146,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,455 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 9,851 | $146,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 7,336 | $146,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,073 | $145,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,610 | $145,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,048 | $144,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,090 | $144,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,855 | $144,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,897 | $144,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,380 | $144,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,920 | $144,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,284 | $144,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 4,936 | $144,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,515 | $143,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 674 | $143,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,654 | $143,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 5,410 | $143,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,450 | $142,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,641 | $142,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,000 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,190 | $142,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,847 | $141,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,534 | $141,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,385 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 5,162 | $141,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 32,930 | $141,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,763 | $140,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,462 | $140,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 3,156 | $140,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,605 | $140,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,137 | $139,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,316 | $139,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 4,100 | $139,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 35,376 | $139,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,030 | $138,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 33,163 | $138,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 5,443 | $138,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,820 | $138,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 635 | $138,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 912 | $137,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,381 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |