13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,491 | $33,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,000 | $33,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,767 | $33,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 144 | $33,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,941 | $32,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,007 | $32,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 765 | $32,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 563 | $32,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,021 | $32,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 416 | $32,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $32,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,323 | $32,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 583 | $32,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,573 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 900 | $32,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,332 | $32,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 2,750 | $32,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 7,404 | $32,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,285 | $32,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 935 | $32,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,186 | $32,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,000 | $31,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $31,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 949 | $31,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 228 | $31,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,069 | $31,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 784 | $31,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,466 | $31,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 9,130 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,277 | $31,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,181 | $31,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,960 | $31,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,531 | $31,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,453 | $31,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 705 | $31,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,000 | $31,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 278 | $31,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 590 | $31,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 11,421 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 1,073 | $31,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 500 | $30,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 587 | $30,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 676 | $30,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 670 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 980 | $30,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 932 | $30,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 866 | $30,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,380 | $30,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 404 | $30,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 629 | $30,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,000 | $30,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,253 | $30,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 384 | $30,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,970 | $30,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 615 | $30,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 726 | $30,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 804 | $30,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 562 | $30,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,315 | $30,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 338 | $29,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 840 | $29,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,819 | $29,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 225 | $29,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,500 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 597 | $29,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 558 | $29,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,700 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,500 | $29,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,067 | $29,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,744 | $29,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 259 | $29,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,563 | $29,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 426 | $29,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $29,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,618 | $29,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 641 | $29,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,009 | $29,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,200 | $29,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 453 | $28,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,241 | $28,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 950 | $28,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 3,167 | $28,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,541 | $28,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,255 | $28,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 780 | $28,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 479 | $28,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,050 | $28,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 774 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 500 | $28,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $28,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 140 | $28,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 316 | $28,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 221 | $28,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,112 | $28,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,210 | $28,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 384 | $28,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,975 | $27,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,642 | $27,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,050 | $27,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 515 | $27,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,417 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,075 | $27,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 269 | $27,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $27,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,525 | $27,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,195 | $27,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,500 | $27,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 485 | $27,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,458 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,500 | $27,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,622 | $27,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 370 | $27,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 7,000 | $27,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,580 | $26,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 4,406 | $26,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 662 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,140 | $26,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 324 | $26,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,230 | $26,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,111 | $26,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 375 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 589 | $26,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 820 | $26,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,604 | $26,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,414 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,006 | $26,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 282 | $26,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,370 | $26,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,000 | $26,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,600 | $26,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $26,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 407 | $26,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,535 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 14,000 | $26,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,000 | $26,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 509 | $26,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 415 | $25,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,000 | $25,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,360 | $25,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,565 | $25,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 631 | $25,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 770 | $25,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,455 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 325 | $25,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $25,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 246 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,514 | $25,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 719 | $25,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 625 | $25,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,959 | $25,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,270 | $25,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 647 | $25,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 524 | $25,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,635 | $25,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $25,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,708 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $25,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,019 | $24,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,307 | $24,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 352 | $24,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 604 | $24,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 919 | $24,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 451 | $24,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,000 | $24,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,850 | $24,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 491 | $24,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,095 | $24,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 524 | $24,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 866 | $24,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,851 | $24,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 490 | $24,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,630 | $24,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 859 | $24,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 9,251 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 346 | $24,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 1,164 | $24,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,704 | $24,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 2,445 | $24,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,668 | $24,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 24,000 | $24,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 174 | $24,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,000 | $23,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,066 | $23,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 268 | $23,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 621 | $23,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,049 | $23,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,808 | $23,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,151 | $23,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,284 | $23,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 800 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 326 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 758 | $23,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,149 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 312 | $23,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 700 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 861 | $23,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,100 | $23,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,717 | $23,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $23,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 805 | $23,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,500 | $23,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 298 | $23,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,273 | $23,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 673 | $23,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,028 | $23,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 780 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,100 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,100 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 690 | $23,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 702 | $23,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,298 | $22,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 374 | $22,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 934 | $22,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 868 | $22,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 478 | $22,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 721 | $22,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 364 | $22,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,026 | $22,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,185 | $22,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,060 | $22,000 | thousands by filing date | |
| RH | 74967X103 | COM | 250 | $22,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 551 | $22,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 429 | $22,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,453 | $22,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 310 | $22,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 511 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 431 | $22,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,972 | $22,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 791 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,534 | $22,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,589 | $22,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 396 | $22,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 996 | $22,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,000 | $22,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 952 | $22,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,014 | $22,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 400 | $22,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 388 | $22,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,600 | $22,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,250 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 900 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,772 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $22,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 772 | $22,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,000 | $22,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 784 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 350 | $22,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 252 | $21,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 655 | $21,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 513 | $21,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 526 | $21,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,039 | $21,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 585 | $21,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $21,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 273 | $21,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 207 | $21,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $21,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,298 | $21,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 320 | $21,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 619 | $21,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 459 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 300 | $21,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 554 | $21,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 235 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,030 | $21,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 744 | $21,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 776 | $21,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 742 | $21,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 248 | $21,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,395 | $21,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 333 | $21,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,505 | $21,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 331 | $21,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $21,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $21,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 656 | $21,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,072 | $21,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 620 | $21,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $21,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,161 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 558 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 688 | $21,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 12,382 | $21,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 3,853 | $21,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 699 | $20,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $20,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,425 | $20,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 470 | $20,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 986 | $20,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 402 | $20,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,148 | $20,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 437 | $20,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,979 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,730 | $20,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $20,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 648 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,828 | $20,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,120 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 637 | $20,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 480 | $20,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 270 | $20,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 193 | $20,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $20,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 230 | $20,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $20,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 414 | $20,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,000 | $20,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 620 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 1,000 | $20,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 492 | $19,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 520 | $19,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,267 | $19,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 387 | $19,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,245 | $19,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 469 | $19,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 317 | $19,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $19,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 251 | $19,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 183 | $19,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,251 | $19,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 395 | $19,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,306 | $19,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 284 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 526 | $19,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 930 | $19,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,042 | $19,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 3,395 | $19,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 417 | $19,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 250 | $19,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,421 | $19,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,737 | $19,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,712 | $19,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 611 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 674 | $19,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 3,725 | $19,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,000 | $19,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $19,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,591 | $19,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,111 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 14,000 | $19,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 700 | $18,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 469 | $18,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,613 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $18,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,301 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 450 | $18,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,088 | $18,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 404 | $18,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 408 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 600 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 846 | $18,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 581 | $18,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 29 | $18,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 169 | $18,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $18,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 349 | $18,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 8,558 | $18,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,126 | $18,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,000 | $18,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,030 | $18,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,100 | $18,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 2,850 | $18,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,243 | $18,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 250 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 606 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 640 | $18,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 675 | $17,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,025 | $17,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,403 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,330 | $17,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 278 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $17,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $17,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 339 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 289 | $17,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 665 | $17,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,977 | $17,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 393 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 619 | $17,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $17,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,010 | $17,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,362 | $17,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,058 | $17,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $17,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 135 | $17,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,837 | $17,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,908 | $17,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 830 | $17,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,646 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 400 | $17,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 350 | $17,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 450 | $17,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,850 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 470 | $17,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 825 | $17,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 514 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 500 | $17,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,300 | $16,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 414 | $16,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 500 | $16,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 444 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 672 | $16,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 664 | $16,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 491 | $16,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 273 | $16,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 264 | $16,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $16,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,600 | $16,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,146 | $16,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,550 | $16,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 432 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 511 | $16,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,801 | $16,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $16,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 773 | $16,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 570 | $16,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,735 | $16,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 514 | $16,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 724 | $16,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 312 | $16,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 871 | $16,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 227 | $16,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,260 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 200 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $16,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,000 | $16,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 500 | $16,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 578 | $16,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 554 | $16,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,921 | $16,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,800 | $16,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 1,042 | $16,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 500 | $16,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,165 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,511 | $16,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 364 | $15,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 104 | $15,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 235 | $15,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 336 | $15,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 496 | $15,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 517 | $15,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 543 | $15,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 606 | $15,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 475 | $15,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,217 | $15,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 360 | $15,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 195 | $15,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 810 | $15,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 411 | $15,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,581 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 343 | $15,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,627 | $15,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 621 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 452 | $15,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $15,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 615 | $15,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,277 | $15,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 502 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,106 | $15,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 838 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 230 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 637 | $15,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $15,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,901 | $15,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,309 | $15,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 821 | $15,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 3,832 | $15,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,000 | $15,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 391 | $15,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $15,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,500 | $14,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 902 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,662 | $14,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 325 | $14,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $14,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 493 | $14,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 106 | $14,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 185 | $14,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,261 | $14,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,000 | $14,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 255 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 953 | $14,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 501 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |