13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,195 | $137,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,140 | $137,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 963 | $136,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,472 | $136,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 4,386 | $136,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,618 | $136,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $135,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,135 | $134,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,789 | $134,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,919 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,239 | $134,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,390 | $134,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 3,697 | $134,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,475 | $133,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 5,442 | $133,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 11,474 | $133,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,321 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,700 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 3,403 | $132,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 5,252 | $132,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,732 | $131,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,699 | $131,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,448 | $130,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 24,434 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,425 | $130,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,679 | $130,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,213 | $129,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,683 | $129,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,488 | $129,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,595 | $128,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,624 | $128,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,861 | $128,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,321 | $128,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 4,500 | $128,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,118 | $128,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,781 | $128,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 7,319 | $128,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,566 | $128,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,522 | $127,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 38,814 | $127,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,739 | $127,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,830 | $127,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 2,905 | $127,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 16,800 | $127,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 3,508 | $127,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,170 | $127,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,606 | $126,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,445 | $126,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 21,527 | $126,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,186 | $125,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,426 | $125,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,007 | $125,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,250 | $125,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 11,310 | $125,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,589 | $125,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 8,191 | $125,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,619 | $125,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,086 | $125,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 31,874 | $125,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,352 | $124,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 4,941 | $124,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 9,406 | $124,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,532 | $124,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,949 | $123,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,511 | $123,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3,080 | $123,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $123,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,856 | $123,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,302 | $123,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,900 | $123,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,431 | $123,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 9,525 | $123,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 6,491 | $123,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,277 | $122,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,596 | $122,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,156 | $122,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 6,762 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,650 | $122,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,062 | $122,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 39,027 | $122,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 4,132 | $122,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,339 | $121,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,318 | $121,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,143 | $121,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,583 | $121,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 5,571 | $121,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,181 | $121,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,105 | $121,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,295 | $120,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,492 | $120,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 8,653 | $120,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 7,893 | $120,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,030 | $120,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,609 | $120,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,629 | $120,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,285 | $120,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,651 | $119,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,135 | $118,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,520 | $118,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 2,954 | $118,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 3,874 | $118,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,711 | $118,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 19,845 | $118,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 5,150 | $118,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,159 | $118,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 4,625 | $118,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 2,275 | $118,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,308 | $117,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 5,233 | $117,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,103 | $117,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,756 | $117,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,323 | $117,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,466 | $117,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,674 | $117,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,929 | $117,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 9,332 | $117,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,860 | $117,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,935 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 2,912 | $117,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,064 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 650 | $116,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,540 | $116,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,520 | $116,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 4,636 | $116,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 6,648 | $116,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 104,414 | $116,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,261 | $115,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,929 | $115,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,157 | $115,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,136 | $115,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 19,200 | $115,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,288 | $114,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,771 | $114,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,138 | $114,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 8,036 | $114,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,481 | $114,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,947 | $114,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,219 | $114,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 3,811 | $114,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,815 | $113,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,738 | $113,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,192 | $113,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,697 | $113,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 1,869 | $113,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,690 | $112,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,595 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 8,088 | $112,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,092 | $112,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,983 | $112,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 10,855 | $112,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 3,407 | $112,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,105 | $111,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 439 | $111,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,864 | $111,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,273 | $111,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 8,055 | $111,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,775 | $111,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,543 | $110,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,235 | $110,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,622 | $110,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 32,900 | $110,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,824 | $110,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 367 | $109,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,084 | $109,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,287 | $109,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,710 | $108,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,355 | $108,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,279 | $108,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $108,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 3,939 | $108,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $107,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,470 | $107,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,650 | $107,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,016 | $107,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,353 | $107,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,114 | $106,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 816 | $106,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,765 | $106,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,878 | $106,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,110 | $106,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,147 | $106,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $106,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,030 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 5,588 | $105,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,718 | $105,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 5,822 | $105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,599 | $105,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,385 | $105,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,417 | $105,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,166 | $104,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,566 | $104,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $104,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,217 | $104,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 7,757 | $104,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,394 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 6,935 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,850 | $104,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 876 | $103,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,593 | $103,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,104 | $103,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,452 | $103,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,992 | $103,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,950 | $103,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 753 | $103,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,137 | $103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 9,097 | $103,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 747 | $102,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,514 | $102,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 3,276 | $102,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 4,047 | $101,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,524 | $101,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,943 | $101,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,518 | $101,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,276 | $101,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,928 | $101,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,133 | $101,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,095 | $101,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,572 | $101,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,825 | $101,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,921 | $101,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,015 | $101,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,429 | $100,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,188 | $100,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 3,190 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 7,195 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,432 | $100,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,810 | $100,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,384 | $100,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,950 | $100,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,837 | $99,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 7,539 | $99,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,987 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,307 | $99,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,280 | $99,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,869 | $99,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,433 | $99,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,264 | $98,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,417 | $98,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,457 | $98,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 810 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 2,013 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,430 | $98,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,456 | $98,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,457 | $98,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,415 | $98,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,790 | $98,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,000 | $98,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,823 | $97,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,186 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,953 | $97,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,960 | $97,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,600 | $97,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 566 | $97,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,735 | $97,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 642 | $96,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 899 | $96,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,392 | $96,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 395 | $96,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 483 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,036 | $96,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,872 | $96,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 13,382 | $96,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,852 | $95,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 520 | $95,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,944 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,175 | $95,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,417 | $95,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,770 | $95,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 49,400 | $95,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 76,773 | $95,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,814 | $94,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,250 | $94,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,478 | $94,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,987 | $94,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 9,400 | $94,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 5,029 | $93,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,618 | $93,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 901 | $93,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,818 | $93,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,745 | $93,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,760 | $93,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,524 | $93,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,523 | $93,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,165 | $92,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 9,494 | $92,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 671 | $92,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,576 | $92,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 180,450 | $92,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,000 | $92,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 511 | $91,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,994 | $91,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,230 | $91,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,631 | $91,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,186 | $91,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,465 | $91,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 13,322 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,166 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 3,545 | $91,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,326 | $90,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,332 | $90,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,291 | $90,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,925 | $90,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,000 | $90,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,438 | $90,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,876 | $90,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,796 | $90,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,221 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 4,567 | $90,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,760 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,950 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,497 | $89,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $89,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,602 | $89,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $89,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 873 | $88,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,563 | $88,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,767 | $88,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 781 | $88,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 428 | $88,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,400 | $88,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,786 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,763 | $87,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,587 | $87,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 4,653 | $87,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,796 | $87,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,409 | $87,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 724 | $87,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,765 | $87,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,780 | $86,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,929 | $86,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,993 | $86,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,304 | $86,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,680 | $86,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,069 | $86,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 3,986 | $86,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,649 | $85,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,843 | $85,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,757 | $85,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 6,486 | $85,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,012 | $84,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,412 | $84,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,224 | $84,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,422 | $84,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 8,903 | $84,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,619 | $84,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,168 | $84,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,859 | $84,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,156 | $84,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,623 | $83,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,598 | $83,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,766 | $83,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 3,089 | $83,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,600 | $83,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 37,650 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,651 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,248 | $83,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,070 | $82,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,412 | $82,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,010 | $82,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,501 | $82,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,743 | $82,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 6,282 | $82,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 6,278 | $82,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,710 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,226 | $82,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,512 | $82,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,326 | $82,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 22,193 | $82,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 144 | $81,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,626 | $81,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,578 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $81,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,326 | $81,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,760 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,967 | $81,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,551 | $81,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 2,613 | $81,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,234 | $80,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,347 | $80,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,515 | $80,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $80,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,483 | $80,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 552 | $80,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,764 | $80,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 519 | $80,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,054 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,140 | $80,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,884 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 991 | $79,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 434 | $79,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,834 | $79,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,477 | $79,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 5,050 | $79,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 5,970 | $79,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,719 | $78,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 3,873 | $78,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,132 | $78,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,270 | $78,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,506 | $78,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,263 | $78,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,367 | $78,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,676 | $78,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,270 | $78,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,392 | $78,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 2,503 | $77,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,565 | $77,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,011 | $77,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,191 | $77,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,211 | $77,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,239 | $77,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 991 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 881 | $77,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,975 | $77,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,391 | $77,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 599 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,338 | $77,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 4,073 | $77,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 2,208 | $77,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 763 | $77,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,101 | $77,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 581 | $76,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,069 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,784 | $76,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,789 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,909 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,500 | $76,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,700 | $76,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 3,164 | $76,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,550 | $76,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 27,150 | $76,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 5,214 | $76,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,697 | $76,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,900 | $75,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 496 | $75,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,277 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 3,582 | $75,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,090 | $75,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,235 | $75,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 571 | $75,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,616 | $75,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 72,000 | $75,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,145 | $74,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,187 | $74,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 970 | $74,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,350 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,048 | $74,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,299 | $74,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 890 | $74,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,206 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,720 | $74,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,627 | $73,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 958 | $73,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,422 | $73,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,434 | $73,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,037 | $73,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,073 | $73,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,625 | $73,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 937 | $73,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 988 | $73,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,783 | $73,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,312 | $73,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,575 | $73,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,000 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,579 | $73,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,700 | $73,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 467 | $72,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,483 | $72,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,015 | $72,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,100 | $72,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,059 | $72,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,138 | $72,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,676 | $72,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,000 | $72,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,351 | $72,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,053 | $72,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 189,938 | $72,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,345 | $72,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,101 | $72,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,055 | $72,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 3,815 | $71,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,987 | $71,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,119 | $71,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,640 | $71,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,300 | $71,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,774 | $71,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 1,123 | $71,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,068 | $71,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,750 | $71,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,251 | $71,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,513 | $71,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 7,657 | $71,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,988 | $71,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $70,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,067 | $70,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,891 | $70,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,728 | $70,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 53 | $70,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,173 | $70,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,500 | $70,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,211 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |