13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,097 | $533,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 18,659 | $532,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,897 | $532,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,192 | $532,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 8,556 | $532,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 39,905 | $532,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,557 | $531,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,495 | $531,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,875 | $531,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 31,624 | $529,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,927 | $527,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,597 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 13,181 | $527,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 39,708 | $526,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 7,893 | $525,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 43,231 | $523,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 14,975 | $521,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,209 | $521,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 14,216 | $520,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,501 | $520,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 20,616 | $520,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 836 | $519,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 41,481 | $519,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 26,191 | $519,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 51,167 | $519,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,945 | $518,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 29,065 | $518,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 94,971 | $518,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,568 | $517,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 9,000 | $514,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 54,412 | $514,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 28,220 | $514,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 34,366 | $511,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,522 | $510,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 23,166 | $510,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 38,734 | $509,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,094 | $508,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 21,973 | $507,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 40,297 | $507,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 14,300 | $506,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 13,054 | $506,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,370 | $504,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 19,620 | $504,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,215 | $504,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 79,450 | $504,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 63,759 | $504,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,543 | $504,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 147,200 | $502,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,239 | $502,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 38,784 | $501,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 74,295 | $501,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,575 | $500,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,287 | $500,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 27,467 | $499,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 39,893 | $499,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 32,614 | $498,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,442 | $497,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 29,480 | $497,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 15,037 | $497,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,705 | $495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 15,155 | $494,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 8,567 | $493,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 249,004 | $491,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 8,482 | $491,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 79,288 | $489,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 15,159 | $489,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,087 | $488,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 5,758 | $488,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 5,556 | $485,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 42,035 | $484,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 13,342 | $483,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 22,444 | $482,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 92,607 | $481,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,553 | $480,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 8,148 | $480,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 29,552 | $478,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 35,207 | $478,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,923 | $477,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 40,080 | $477,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 72,000 | $476,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 17,953 | $475,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 62,668 | $474,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 18,791 | $472,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 72,177 | $471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 13,100 | $471,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 30,774 | $470,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 48,926 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,233 | $470,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,336 | $469,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 26,400 | $468,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 38,455 | $468,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 33,238 | $467,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 35,085 | $467,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 24,291 | $467,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 648 | $465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,367 | $464,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,805 | $464,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 34,655 | $464,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,081 | $461,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 14,854 | $461,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 12,985 | $461,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 53,829 | $461,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 33,042 | $460,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 39,419 | $460,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 26,261 | $460,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 15,848 | $460,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 68,343 | $459,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,651 | $459,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,015 | $459,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 5,566 | $459,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 38,540 | $459,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,727 | $458,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,504 | $458,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 16,081 | $458,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 9,405 | $458,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 13,617 | $458,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 9,126 | $457,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 44,500 | $457,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,150 | $456,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 18,290 | $456,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 18,771 | $455,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 67,365 | $455,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,847 | $455,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 33,894 | $454,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 28,839 | $453,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 15,138 | $452,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 44,101 | $452,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 67,065 | $452,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 21,679 | $452,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 33,604 | $451,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,386 | $451,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,265 | $450,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 14,009 | $450,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 210,000 | $449,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 51,036 | $448,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,948 | $448,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,594 | $447,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,654 | $447,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 36,576 | $446,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,162 | $446,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,197 | $446,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 16,880 | $446,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,527 | $445,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 10,489 | $443,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 8,381 | $442,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,149 | $441,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,361 | $440,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 65,400 | $440,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 79,235 | $439,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 8,546 | $438,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,101 | $437,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,645 | $435,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 12,478 | $435,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 33,916 | $434,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,832 | $433,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,741 | $433,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,424 | $432,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,960 | $432,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 33,231 | $432,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,823 | $427,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 9,424 | $426,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 12,565 | $426,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 500 | $425,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,045 | $424,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 27,333 | $422,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,516 | $422,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,792 | $421,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 16,087 | $420,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,124 | $420,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 7,025 | $420,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,255 | $419,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 8,488 | $418,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,774 | $418,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,946 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,655 | $416,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,461 | $415,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,121 | $415,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,515 | $414,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 55,010 | $413,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,874 | $413,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 66,769 | $413,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 23,104 | $413,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,882 | $413,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,777 | $413,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 29,782 | $412,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 19,209 | $411,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 12,105 | $411,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 16,136 | $410,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,557 | $410,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,650 | $409,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,389 | $409,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,184 | $408,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 16,067 | $408,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,631 | $407,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,981 | $405,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 22,527 | $405,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,212 | $404,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,971 | $403,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 58,667 | $403,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,860 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 26,417 | $401,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 35,169 | $400,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,577 | $399,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 13,437 | $399,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 12,505 | $398,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,243 | $398,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,135 | $397,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,279 | $397,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,233 | $395,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,128 | $395,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,763 | $395,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 13,495 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 27,036 | $393,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 7,700 | $393,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,772 | $392,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 35,130 | $392,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 6,176 | $392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 5,434 | $391,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 14,748 | $390,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,990 | $389,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 37,150 | $388,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,469 | $387,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,196 | $387,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 26,290 | $387,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,407 | $385,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,422 | $385,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,944 | $384,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,080 | $384,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 11,962 | $383,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 11,300 | $383,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 38,019 | $382,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,126 | $381,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,874 | $381,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 31,430 | $381,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,043 | $380,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 30,374 | $380,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 23,138 | $380,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,407 | $380,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 40,338 | $380,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,760 | $378,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,106 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 10,972 | $377,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,559 | $376,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,333 | $376,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4,285 | $376,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,415 | $375,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,511 | $375,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 6,147 | $375,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,013 | $374,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,824 | $373,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,051 | $373,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 27,778 | $373,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 23,327 | $371,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,075 | $371,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 31,908 | $370,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,720 | $369,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,212 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 24,892 | $368,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,143 | $368,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,394 | $366,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 93,500 | $366,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,488 | $365,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,173 | $365,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 12,249 | $364,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,691 | $364,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 96,975 | $364,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,809 | $364,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 20,731 | $364,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,079 | $363,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 8,216 | $363,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 22,380 | $363,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 40,434 | $363,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,242 | $362,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 13,800 | $361,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,513 | $360,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,714 | $359,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,769 | $358,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,905 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,018 | $358,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,859 | $357,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 10,866 | $357,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,440 | $356,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,314 | $356,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 60,397 | $355,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,762 | $354,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,573 | $353,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,406 | $353,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 39,035 | $353,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,462 | $353,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 10,357 | $352,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 11,532 | $351,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,494 | $350,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,812 | $349,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,323 | $349,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,432 | $349,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 27,689 | $349,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,408 | $348,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,865 | $348,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 6,803 | $348,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 16,788 | $347,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,952 | $347,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 31,650 | $347,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,860 | $345,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,397 | $345,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,610 | $343,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,355 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 16,531 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,725 | $340,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 10,240 | $340,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,486 | $339,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 13,890 | $339,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,343 | $338,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 13,478 | $338,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,999 | $337,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,700 | $337,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,820 | $337,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 5,741 | $337,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,509 | $336,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,861 | $336,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,870 | $336,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 14,639 | $336,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 48,159 | $336,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,462 | $335,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 11,176 | $335,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,532 | $334,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 15,971 | $334,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,341 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 3,789 | $334,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,664 | $333,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 26,945 | $333,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,821 | $332,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 9,165 | $332,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,693 | $332,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 34,881 | $332,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,859 | $331,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 9,307 | $331,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,511 | $330,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 5,821 | $330,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,596 | $328,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,529 | $326,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 12,283 | $326,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,911 | $326,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,351 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 10,457 | $326,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 10,860 | $326,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,129 | $325,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,890 | $324,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 26,973 | $323,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 5,632 | $323,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,545 | $322,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,438 | $322,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,502 | $322,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 8,511 | $322,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,330 | $321,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,251 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,909 | $321,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 49,040 | $321,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,973 | $320,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,476 | $320,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 15,719 | $320,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 43,200 | $320,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 29,554 | $319,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,338 | $319,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,587 | $319,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,948 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,537 | $318,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 8,529 | $318,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 27,656 | $317,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,417 | $317,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,362 | $316,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,166 | $315,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 19,405 | $315,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,659 | $314,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,189 | $314,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 23,468 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 4,814 | $313,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 10,530 | $313,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,410 | $312,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 49,595 | $312,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 11,773 | $311,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 7,201 | $311,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,884 | $310,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,692 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,045 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,639 | $309,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,382 | $308,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,674 | $307,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,099 | $307,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 17,913 | $307,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,153 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,051 | $305,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,773 | $305,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 53,705 | $305,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,894 | $305,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,659 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,338 | $304,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,880 | $303,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,339 | $303,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 9,094 | $303,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 39,011 | $302,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,643 | $302,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 14,583 | $302,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,164 | $301,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 22,067 | $301,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 13,059 | $301,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,854 | $300,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 20,200 | $299,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 293,000 | $298,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,533 | $297,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,700 | $294,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,565 | $294,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,086 | $293,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,023 | $293,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,159 | $292,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,282 | $292,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,677 | $292,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,249 | $291,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,330 | $290,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,973 | $290,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,618 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,815 | $289,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 11,348 | $289,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,675 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,164 | $288,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,754 | $287,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,224 | $287,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,294 | $287,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 56,511 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,413 | $287,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,337 | $286,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,188 | $285,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,235 | $285,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,370 | $285,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,962 | $285,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,159 | $285,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,403 | $285,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 24,500 | $285,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 12,754 | $285,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,933 | $284,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,940 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,666 | $282,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,603 | $282,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,719 | $282,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 27,695 | $282,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 11,275 | $282,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,281 | $281,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,306 | $281,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 8,995 | $281,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 16,850 | $281,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,553 | $280,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,015 | $279,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,018 | $279,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 9,974 | $279,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 11,457 | $279,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 15,839 | $279,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18,027 | $278,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,262 | $278,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,841 | $278,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 22,386 | $278,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 16,876 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,198 | $277,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 18,306 | $276,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,655 | $276,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,534 | $275,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,555 | $275,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,895 | $275,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,969 | $275,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 5,901 | $275,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 49,292 | $275,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,598 | $275,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 32,235 | $274,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,124 | $274,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,603 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,221 | $273,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 63,250 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 13,243 | $272,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,259 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,602 | $271,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 82,558 | $271,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 149,812 | $271,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,783 | $270,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,437 | $270,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,692 | $270,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,730 | $269,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,056 | $269,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,820 | $268,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 8,600 | $268,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,526 | $268,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 22,600 | $268,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 31,330 | $268,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,088 | $267,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 19,558 | $267,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,331 | $267,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,190 | $267,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,993 | $266,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,723 | $266,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 14,144 | $266,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $266,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,260 | $266,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,970 | $265,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |