13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,162 holding rows worth $10,470,514,000.
- Accession
- 0001493152-18-002176
- Filer
- CIK 1029730
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 15,938 entries on the cover page, a total value of $10,470,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,470,514,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,835 | $1,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 36,151 | $1,124,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 40,874 | $1,123,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 32,850 | $1,122,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 81,578 | $1,122,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 100,076 | $1,120,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 47,412 | $1,111,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 38,190 | $1,111,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9,812 | $1,110,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 14,108 | $1,110,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,678 | $1,109,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 78,952 | $1,108,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,052 | $1,100,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 25,829 | $1,098,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 23,595 | $1,097,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 76,362 | $1,096,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 16,406 | $1,092,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,413 | $1,091,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 22,629 | $1,088,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 16,113 | $1,088,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,715 | $1,086,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 62,631 | $1,086,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 12,708 | $1,082,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 71,675 | $1,080,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 20,695 | $1,079,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 44,610 | $1,075,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 86,152 | $1,073,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 95,935 | $1,071,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 24,678 | $1,070,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 24,575 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 22,564 | $1,065,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 20,935 | $1,063,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 22,469 | $1,062,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 45,930 | $1,060,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,144 | $1,057,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 25,619 | $1,056,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,253 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9,392 | $1,053,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 80,789 | $1,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 33,529 | $1,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 29,840 | $1,050,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27,888 | $1,049,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 103,765 | $1,047,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,690 | $1,047,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 26,799 | $1,047,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 17,191 | $1,045,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 34,325 | $1,045,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 76,259 | $1,040,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,779 | $1,040,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,134 | $1,039,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 14,243 | $1,037,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,241 | $1,035,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 21,030 | $1,035,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 22,245 | $1,035,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 21,505 | $1,034,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,648 | $1,032,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 278,797 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,287 | $1,031,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 40,720 | $1,031,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 22,374 | $1,028,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 27,946 | $1,027,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 13,815 | $1,027,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 33,443 | $1,026,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 54,717 | $1,026,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 14,653 | $1,024,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 73,746 | $1,018,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 11,867 | $1,018,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 12,104 | $1,014,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 65,262 | $1,014,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 23,407 | $1,011,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 56,706 | $1,009,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 38,150 | $1,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 73,370 | $1,008,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 17,690 | $1,006,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 187,349 | $1,002,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 16,463 | $1,000,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 14,635 | $997,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,531 | $997,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,762 | $995,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 27,958 | $994,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 77,767 | $993,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 59,717 | $991,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 201,380 | $985,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,154 | $985,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 15,961 | $984,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 17,854 | $983,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 25,419 | $982,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 8,601 | $979,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 7,398 | $976,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 39,619 | $976,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,111 | $975,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,556 | $975,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 38,751 | $973,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 38,678 | $972,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 45,063 | $968,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,995 | $967,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 38,899 | $966,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 31,612 | $961,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 189,655 | $961,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 103,705 | $958,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 841 | $957,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 24,691 | $957,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 65,345 | $955,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 35,945 | $952,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 14,826 | $951,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 29,913 | $950,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 47,037 | $948,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 119,581 | $947,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 37,970 | $944,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 60,756 | $944,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 14,977 | $943,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,047 | $942,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 131,361 | $942,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 32,849 | $939,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 102,772 | $933,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,033 | $932,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 28,174 | $931,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,335 | $927,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 18,486 | $926,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 77,503 | $924,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 60,982 | $923,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14,190 | $922,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,202 | $922,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 9,589 | $920,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 46,715 | $918,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 16,832 | $913,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 80,436 | $909,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 79,683 | $908,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 51,034 | $906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 34,404 | $906,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 44,588 | $903,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,195 | $899,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 13,289 | $897,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,478 | $897,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 25,383 | $897,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 58,503 | $894,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 14,082 | $891,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39,373 | $888,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 285,534 | $888,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 105,616 | $887,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,695 | $885,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 44,946 | $883,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 69,555 | $881,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 29,390 | $881,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,368 | $879,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 16,586 | $878,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 29,039 | $877,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 144,197 | $876,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 17,823 | $875,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 154,231 | $874,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5,554 | $871,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15,541 | $870,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 70,722 | $870,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,267 | $869,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 60,200 | $865,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 16,176 | $865,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14,374 | $865,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 13,403 | $864,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 15,723 | $863,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 13,652 | $863,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 14,621 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,756 | $862,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 23,616 | $861,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 32,082 | $860,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 39,098 | $858,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 22,497 | $856,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 18,500 | $855,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 55,188 | $855,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 53,220 | $854,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,547 | $854,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 41,256 | $853,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 30,833 | $853,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,263 | $852,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 26,944 | $852,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 31,541 | $849,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 26,165 | $846,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 33,311 | $844,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 81,850 | $842,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,231 | $839,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,909 | $839,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 190,536 | $837,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 12,382 | $836,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 30,081 | $836,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 133,953 | $834,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 62,324 | $834,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,961 | $832,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 32,588 | $829,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,674 | $828,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,900 | $827,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 42,712 | $827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,887 | $827,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 12,949 | $826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 28,828 | $826,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,673 | $825,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,790 | $824,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 33,755 | $823,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15,967 | $822,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 89,455 | $821,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,603 | $817,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,283 | $817,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 91,849 | $817,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 56,896 | $816,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 72,570 | $814,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 77,349 | $814,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,323 | $813,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,679 | $813,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 14,378 | $813,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 31,619 | $811,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 15,335 | $808,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 49,148 | $807,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,396 | $807,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 61,892 | $806,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,020 | $805,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 19,722 | $801,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 29,298 | $800,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,637 | $797,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 40,046 | $797,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,700 | $797,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,376 | $796,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,456 | $794,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 44,042 | $793,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 41,722 | $792,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 15,240 | $792,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 19,374 | $789,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 14,011 | $787,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,616 | $786,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 58,314 | $782,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 9,602 | $782,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,142 | $781,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 57,573 | $781,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12,763 | $781,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 80,813 | $781,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 18,542 | $781,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 59,184 | $780,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 22,694 | $775,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 67,419 | $775,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,020 | $774,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 8,839 | $773,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 27,235 | $773,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28,417 | $773,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 21,820 | $773,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 6,832 | $771,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 39,566 | $771,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,069 | $768,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 82,474 | $768,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,185 | $767,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 57,843 | $766,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,959 | $764,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 95,394 | $763,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,521 | $761,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 7,719 | $759,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 9,239 | $758,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 65,336 | $757,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 77,583 | $757,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 122,795 | $756,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,998 | $755,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 14,999 | $751,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 35,937 | $751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,797 | $749,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 8,741 | $749,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,222 | $747,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 25,352 | $747,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20,019 | $746,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 74,076 | $746,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 25,812 | $745,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 18,969 | $745,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,066 | $742,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 42,899 | $742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 17,903 | $742,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 30,629 | $742,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,342 | $741,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,551 | $735,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 15,054 | $735,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 23,490 | $734,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 53,830 | $733,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,893 | $731,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,042 | $730,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,308 | $725,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 13,454 | $723,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,416 | $721,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,959 | $720,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 40,306 | $720,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 45,914 | $720,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 12,331 | $719,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,962 | $718,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 36,117 | $717,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 67,904 | $714,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,350 | $712,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 63,299 | $712,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 32,546 | $711,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,360 | $707,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 16,227 | $705,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 11,118 | $704,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,621 | $704,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,482 | $703,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 40,938 | $702,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 25,849 | $702,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,902 | $701,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 49,382 | $701,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 123,578 | $699,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,954 | $697,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 8,332 | $697,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,342 | $697,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,321 | $696,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 49,456 | $696,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 17,619 | $696,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 27,377 | $693,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 11,753 | $692,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 27,232 | $689,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,320 | $687,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 13,157 | $685,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 79,667 | $683,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 19,190 | $683,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 18,140 | $681,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 8,535 | $681,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 38,798 | $681,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,805 | $679,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 7,443 | $678,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 48,070 | $677,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 7,881 | $677,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 23,553 | $676,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 68,859 | $675,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 16,060 | $674,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 65,900 | $674,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,478 | $671,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,277 | $671,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 32,249 | $671,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 5,098 | $670,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 48,435 | $669,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,339 | $669,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,326 | $666,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 30,406 | $666,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 24,143 | $666,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,207 | $665,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 28,651 | $663,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 22,083 | $663,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 33,749 | $662,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 14,568 | $662,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 78,470 | $658,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,790 | $656,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,929 | $656,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 22,466 | $655,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,580 | $655,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 18,436 | $654,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 25,030 | $654,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 13,273 | $653,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 57,395 | $653,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,677 | $653,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,805 | $651,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,752 | $651,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,398 | $650,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 44,434 | $650,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 11,780 | $650,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,705 | $649,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,204 | $649,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7,953 | $647,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,209 | $645,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,897 | $645,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,443 | $643,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 27,087 | $643,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 13,270 | $640,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 39,569 | $640,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 21,547 | $639,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 49,614 | $638,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 24,351 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,407 | $636,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,295 | $635,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 68,854 | $635,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,271 | $635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,007 | $635,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 45,182 | $631,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 13,917 | $631,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 12,360 | $629,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 84,857 | $628,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,037 | $628,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 25,444 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,940 | $626,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 20,288 | $626,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 43,159 | $625,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 61,729 | $624,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 11,292 | $624,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 40,759 | $623,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 30,632 | $622,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 100,952 | $621,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 24,961 | $621,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,414 | $620,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 54,071 | $618,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 18,566 | $617,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,319 | $617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 16,620 | $617,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,748 | $617,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,362 | $616,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,874 | $616,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 15,970 | $615,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,603 | $613,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 70,875 | $613,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 35,205 | $610,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 52,208 | $610,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 14,682 | $610,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 44,127 | $609,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,466 | $608,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,211 | $608,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 29,197 | $608,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 24,501 | $608,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 11,766 | $607,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 48,681 | $607,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 34,684 | $605,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,442 | $604,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 21,651 | $604,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,835 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 12,822 | $603,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 56,355 | $602,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 23,940 | $601,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 13,544 | $600,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 13,777 | $600,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 28,649 | $599,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,261 | $599,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 8,496 | $599,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,186 | $599,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 25,107 | $598,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,463 | $597,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 22,927 | $597,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,726 | $596,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 12,210 | $595,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,241 | $595,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 33,269 | $593,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,160 | $592,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 27,761 | $592,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,267 | $592,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 32,447 | $592,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,847 | $591,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 148,766 | $590,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 6,375 | $590,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,600 | $590,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,364 | $589,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 27,032 | $589,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 188,660 | $589,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,624 | $587,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 52,903 | $586,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 19,562 | $585,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 11,020 | $584,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 24,132 | $581,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 23,085 | $581,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 93,828 | $580,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 18,576 | $580,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,571 | $576,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 83,245 | $575,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 40,469 | $573,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,265 | $572,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,745 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 24,520 | $571,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 11,333 | $569,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 48,423 | $569,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 57,450 | $569,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,429 | $568,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 25,832 | $568,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,177 | $568,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,938 | $568,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 36,615 | $568,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,732 | $566,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 78,414 | $565,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,754 | $565,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 81,847 | $565,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 17,121 | $564,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 430 | $564,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,017 | $563,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 21,598 | $563,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,581 | $561,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,656 | $559,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 40,705 | $559,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 11,325 | $558,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 79,605 | $558,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 40,338 | $557,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,227 | $557,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,354 | $557,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,578 | $556,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 54,125 | $555,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 138,403 | $553,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 41,720 | $551,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,614 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,075 | $549,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 50,084 | $548,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 21,727 | $548,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 38,627 | $545,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,671 | $544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 30,881 | $544,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 41,580 | $543,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 4,156 | $541,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,722 | $540,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 28,403 | $540,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,314 | $540,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 45,812 | $539,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,463 | $538,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,660 | $536,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,435 | $536,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,150 | $535,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 35,134 | $535,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,516 | $535,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,777 | $534,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 57,523 | $534,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-18-002176 | this filing | 2018-02-14 | acceptance time not in the bulk data set |