13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGEVITY CORP COM | 45688C107 | Stock | 443 | $27,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 966 | $27,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 38 | $27,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,100 | $27,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,220 | $27,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 515 | $27,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,347 | $27,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 246 | $27,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,178 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,500 | $27,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,000 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $27,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,447 | $27,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,006 | $27,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,100 | $27,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,871 | $27,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $27,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,650 | $27,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,000 | $27,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 5,650 | $27,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,590 | $26,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 950 | $26,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,155 | $26,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,132 | $26,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 300 | $26,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 603 | $26,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 932 | $26,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 340 | $26,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,769 | $26,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 545 | $26,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,200 | $26,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 576 | $26,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,676 | $26,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 860 | $26,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,241 | $26,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,444 | $26,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,400 | $26,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,701 | $26,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,100 | $26,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,244 | $26,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,700 | $26,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 270 | $26,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,335 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 835 | $26,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 742 | $25,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 919 | $25,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 714 | $25,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,464 | $25,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 324 | $25,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 414 | $25,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,017 | $25,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,528 | $25,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,151 | $25,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,083 | $25,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 823 | $25,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,045 | $25,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1,141 | $25,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 979 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 375 | $25,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,447 | $25,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,955 | $25,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 524 | $25,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,850 | $25,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 202 | $25,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 218 | $25,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 324 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,553 | $25,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,134 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 730 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 24,000 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 1,100 | $25,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 413 | $24,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 323 | $24,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 662 | $24,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 721 | $24,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,394 | $24,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 730 | $24,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 704 | $24,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 845 | $24,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 720 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 481 | $24,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 521 | $24,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 489 | $24,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,275 | $24,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $24,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 317 | $24,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,400 | $24,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 5,671 | $24,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 999 | $23,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 796 | $23,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 352 | $23,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 452 | $23,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 736 | $23,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 402 | $23,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 451 | $23,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,303 | $23,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 524 | $23,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,453 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 361 | $23,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 503 | $23,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 642 | $23,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,901 | $23,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 256 | $23,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 594 | $23,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,000 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,881 | $23,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,210 | $23,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 1,329 | $23,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,000 | $23,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,100 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,100 | $23,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,668 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 968 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 174 | $23,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 4,700 | $22,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 252 | $22,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 582 | $22,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,872 | $22,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 495 | $22,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,298 | $22,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 649 | $22,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,956 | $22,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 474 | $22,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,140 | $22,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 533 | $22,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,589 | $22,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 795 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,015 | $22,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,600 | $22,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,768 | $22,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 763 | $22,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 244 | $22,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 656 | $22,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 363 | $22,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,421 | $22,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,800 | $22,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 841 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,772 | $22,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,134 | $22,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,269 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 690 | $22,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 453 | $21,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 533 | $21,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,540 | $21,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 499 | $21,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,808 | $21,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 357 | $21,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,207 | $21,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,650 | $21,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,251 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 736 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 757 | $21,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 312 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,750 | $21,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,233 | $21,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 252 | $21,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 208 | $21,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 400 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $21,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,000 | $21,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,812 | $21,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 647 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 2,020 | $21,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 658 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 336 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 895 | $21,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 700 | $20,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,825 | $20,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 513 | $20,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,793 | $20,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,134 | $20,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 260 | $20,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 502 | $20,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 206 | $20,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 302 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $20,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 551 | $20,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 600 | $20,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 246 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 300 | $20,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,794 | $20,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $20,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,828 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 744 | $20,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 147 | $20,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 480 | $20,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 333 | $20,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 763 | $20,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 12,093 | $20,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,518 | $20,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,126 | $20,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,193 | $20,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 620 | $20,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,450 | $20,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $20,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 610 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 784 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,802 | $20,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 5,095 | $20,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,029 | $19,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 352 | $19,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,094 | $19,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,201 | $19,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $19,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $19,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,110 | $19,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,096 | $19,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 4,500 | $19,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 193 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 962 | $19,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,068 | $19,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,254 | $19,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 261 | $19,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 29 | $19,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,350 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,412 | $19,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,483 | $19,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,450 | $19,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 686 | $19,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,000 | $19,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 366 | $18,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 480 | $18,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 778 | $18,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 686 | $18,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 588 | $18,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 252 | $18,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,225 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $18,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,777 | $18,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 655 | $18,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $18,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 922 | $18,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,133 | $18,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 150 | $18,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 317 | $18,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 954 | $18,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 392 | $18,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 505 | $18,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 518 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 600 | $18,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,204 | $18,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $18,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 465 | $18,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 420 | $18,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 250 | $18,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 335 | $18,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,000 | $18,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 29,703 | $18,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $18,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 299 | $18,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 3,421 | $18,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 400 | $18,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $18,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 640 | $18,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 602 | $18,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 340 | $17,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 811 | $17,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 650 | $17,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 445 | $17,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,684 | $17,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 914 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 562 | $17,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 428 | $17,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 736 | $17,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 985 | $17,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 538 | $17,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,977 | $17,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,000 | $17,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,581 | $17,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,073 | $17,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 563 | $17,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $17,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,914 | $17,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $17,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 990 | $17,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 958 | $17,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 646 | $17,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,021 | $17,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 251 | $17,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 518 | $17,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,715 | $17,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 13,958 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 707 | $17,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,831 | $17,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $17,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,205 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 233 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 504 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 858 | $17,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 450 | $17,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 1,500 | $17,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,165 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 606 | $17,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 557 | $16,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 320 | $16,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 167 | $16,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 252 | $16,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,474 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $16,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 828 | $16,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 264 | $16,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 696 | $16,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 619 | $16,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $16,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 300 | $16,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 283 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 287 | $16,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 343 | $16,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,617 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,521 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 503 | $16,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,091 | $16,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,818 | $16,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,108 | $16,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 200 | $16,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,000 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 400 | $16,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 350 | $16,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,221 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 935 | $16,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 455 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 500 | $16,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 337 | $15,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,000 | $15,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,228 | $15,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 600 | $15,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,296 | $15,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 447 | $15,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 902 | $15,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 813 | $15,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 506 | $15,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,000 | $15,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 360 | $15,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 266 | $15,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 490 | $15,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 948 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 342 | $15,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 237 | $15,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,146 | $15,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 634 | $15,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $15,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $15,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,713 | $15,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,157 | $15,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 614 | $15,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 450 | $15,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,164 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 230 | $15,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,571 | $15,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 402 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,273 | $15,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 850 | $15,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $15,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 578 | $15,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 400 | $15,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 970 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1,000 | $15,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 277 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 700 | $15,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 916 | $15,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 825 | $15,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 1,042 | $15,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 419 | $14,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 400 | $14,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 920 | $14,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 753 | $14,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,083 | $14,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,526 | $14,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 663 | $14,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 340 | $14,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 435 | $14,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 382 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 287 | $14,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 690 | $14,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,195 | $14,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,385 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 935 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 377 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 147 | $14,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 629 | $14,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $14,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,005 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $14,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 606 | $14,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,526 | $14,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $14,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 246 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 425 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 320 | $14,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,061 | $14,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 480 | $14,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,106 | $14,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 250 | $14,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,735 | $14,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,000 | $14,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 42,957 | $14,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 317 | $14,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 205 | $14,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 148 | $14,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 1,356 | $14,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 988 | $14,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 984 | $14,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,265 | $14,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 353 | $14,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,004 | $14,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 872 | $14,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,647 | $14,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 460 | $14,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 17,000 | $14,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 5,080 | $14,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,800 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 531 | $13,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 258 | $13,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 210 | $13,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 188 | $13,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 666 | $13,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 608 | $13,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 262 | $13,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 404 | $13,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 243 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 658 | $13,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 213 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,261 | $13,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,049 | $13,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 354 | $13,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,066 | $13,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 642 | $13,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 375 | $13,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,052 | $13,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 398 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 327 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 164 | $13,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,299 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 151 | $13,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $13,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $13,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,650 | $13,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 429 | $13,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 139 | $13,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $13,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 350 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 948 | $13,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 218 | $13,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $13,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 635 | $13,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 665 | $13,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 536 | $13,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 154 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,273 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $13,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 700 | $13,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 85,919 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 982 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,626 | $13,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 500 | $13,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 217 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 201 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $12,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 690 | $12,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 575 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 341 | $12,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 297 | $12,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,752 | $12,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 340 | $12,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 288 | $12,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 863 | $12,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,300 | $12,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,461 | $12,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 460 | $12,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 411 | $12,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,080 | $12,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 400 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 389 | $12,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 218 | $12,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 276 | $12,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 520 | $12,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 645 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,200 | $12,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 3,395 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |