13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEGASYSTEMS INC COM | 705573103 | Stock | 987 | $56,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,999 | $56,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,414 | $56,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 970 | $56,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 7,100 | $56,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 770 | $56,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,018 | $55,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,149 | $55,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,182 | $55,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,467 | $55,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,570 | $55,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 8,675 | $55,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,197 | $55,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 15,760 | $55,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $55,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,660 | $55,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,762 | $55,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 3,837 | $55,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,030 | $54,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 852 | $54,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,202 | $54,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 870 | $54,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,900 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 392 | $54,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 733 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,030 | $54,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,009 | $54,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,826 | $54,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,612 | $54,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 1,315 | $54,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,929 | $54,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,455 | $54,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,001 | $54,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 4,185 | $54,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 16,050 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 716 | $53,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,192 | $53,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,520 | $53,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,500 | $53,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 576 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $53,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,499 | $53,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,212 | $53,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,209 | $53,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,217 | $53,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,397 | $53,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 2,759 | $53,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,800 | $52,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 770 | $52,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 675 | $52,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 3,044 | $52,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,699 | $52,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 621 | $52,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 508 | $52,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 277 | $52,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,941 | $52,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,015 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 764 | $52,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,000 | $52,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 3,188 | $52,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2,061 | $52,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $52,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,540 | $52,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,068 | $51,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 607 | $51,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 448 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,060 | $51,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 953 | $51,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,058 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,331 | $51,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,286 | $51,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,254 | $51,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,164 | $51,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,552 | $51,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,547 | $51,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,314 | $51,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,845 | $51,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,547 | $51,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,950 | $50,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,059 | $50,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,340 | $50,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,452 | $50,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,829 | $50,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 687 | $50,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,736 | $50,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,325 | $50,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,477 | $50,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,961 | $50,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,624 | $50,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,275 | $50,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,000 | $50,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 7,900 | $50,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,641 | $50,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,172 | $50,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,961 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,060 | $50,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 50,000 | $50,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,106 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,167 | $49,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,964 | $49,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 516 | $49,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $49,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 584 | $49,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 922 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,481 | $49,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 503 | $49,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 553 | $49,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 32,405 | $49,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,761 | $49,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,653 | $48,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $48,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,286 | $48,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,198 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,860 | $48,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,400 | $48,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 1,756 | $48,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 1,275 | $48,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,315 | $47,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 863 | $47,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 908 | $47,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,066 | $47,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,106 | $47,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,632 | $47,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,939 | $47,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,491 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,500 | $47,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 519 | $47,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,379 | $47,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,002 | $47,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,703 | $47,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 827 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,052 | $47,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,500 | $47,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,870 | $47,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,813 | $47,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,359 | $47,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,980 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,900 | $46,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,947 | $46,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,121 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,291 | $46,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,706 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 725 | $46,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,000 | $46,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,535 | $46,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $46,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 3,092 | $46,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 361 | $45,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,517 | $45,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 237 | $45,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 374 | $45,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,300 | $45,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $45,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,399 | $45,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,404 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $45,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,099 | $45,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,377 | $45,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 846 | $45,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,417 | $45,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,801 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 1,133 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,441 | $45,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,665 | $45,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $45,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 627 | $44,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,557 | $44,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,096 | $44,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,120 | $44,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,250 | $44,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,033 | $44,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,954 | $44,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,027 | $44,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,218 | $44,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $44,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,665 | $44,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,158 | $44,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,145 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,519 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,137 | $44,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,494 | $43,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,390 | $43,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,288 | $43,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 765 | $43,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,035 | $43,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,123 | $43,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,460 | $43,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,098 | $43,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,888 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,353 | $43,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,171 | $43,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,534 | $43,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,989 | $43,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,185 | $43,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 694 | $43,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,771 | $43,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,000 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 1,553 | $43,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,277 | $43,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 1,591 | $43,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,828 | $43,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 1,587 | $43,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,013 | $42,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 805 | $42,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 494 | $42,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,753 | $42,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 408 | $42,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,400 | $42,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 958 | $42,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,811 | $42,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,441 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 800 | $42,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,900 | $42,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 19,425 | $42,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $42,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,179 | $42,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,681 | $42,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 5,428 | $42,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,840 | $42,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 4,698 | $42,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $41,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 916 | $41,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,832 | $41,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,841 | $41,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,036 | $41,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 513 | $41,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,558 | $41,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 3,478 | $41,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,107 | $41,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,043 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,320 | $41,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 762 | $41,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 313 | $41,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,882 | $41,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,684 | $41,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,566 | $41,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 9,113 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $41,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,683 | $41,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,201 | $41,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 834 | $41,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,075 | $40,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 446 | $40,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,087 | $40,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 600 | $40,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 87,050 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 654 | $40,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,592 | $40,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,177 | $40,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,480 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,000 | $40,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $40,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,088 | $40,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 411 | $40,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5,752 | $40,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 606 | $40,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,774 | $40,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,816 | $40,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $40,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,950 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 551 | $40,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 4,625 | $40,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 309 | $39,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,057 | $39,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,756 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,100 | $39,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,601 | $39,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,532 | $39,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 689 | $39,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 846 | $39,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,822 | $39,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,595 | $39,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,689 | $39,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 820 | $39,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 323 | $39,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,864 | $39,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,512 | $39,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,276 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,922 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 780 | $39,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 199 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,115 | $39,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 655 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 921 | $38,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $38,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,660 | $38,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,361 | $38,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 308 | $38,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,570 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 768 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 444 | $38,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 8,250 | $38,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 849 | $38,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,349 | $38,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $38,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,430 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,897 | $38,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,110 | $38,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,377 | $37,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 542 | $37,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 472 | $37,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,070 | $37,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 751 | $37,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,731 | $37,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,418 | $37,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 697 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 657 | $37,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,720 | $37,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $37,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,752 | $37,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,106 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 124,076 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 977 | $37,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 2,955 | $37,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 587 | $37,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $37,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 102,568 | $37,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 516 | $36,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,935 | $36,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 270 | $36,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,400 | $36,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 965 | $36,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,354 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 368 | $36,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 946 | $36,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 847 | $36,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,262 | $36,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,275 | $36,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 545 | $36,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 572 | $36,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,405 | $36,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,093 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,000 | $36,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $36,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 834 | $35,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,534 | $35,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,067 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 388 | $35,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,880 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 739 | $35,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,319 | $35,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 563 | $35,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,401 | $35,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,572 | $35,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,900 | $35,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 2,211 | $35,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,246 | $34,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 947 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,064 | $34,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,395 | $34,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,212 | $34,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 341 | $34,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 300 | $34,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,624 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,744 | $34,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,095 | $34,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,036 | $34,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,100 | $34,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,277 | $34,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 26,298 | $34,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,367 | $33,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,223 | $33,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 672 | $33,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 765 | $33,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,377 | $33,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,849 | $33,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 932 | $33,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,000 | $33,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $33,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,050 | $33,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,378 | $33,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 641 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 700 | $33,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,525 | $33,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,050 | $33,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,747 | $33,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $33,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 1,564 | $33,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 4,375 | $33,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,518 | $33,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 23,000 | $33,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,778 | $33,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,315 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 591 | $33,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 1,080 | $33,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 840 | $32,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,229 | $32,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,666 | $32,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 582 | $32,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 800 | $32,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,135 | $32,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,206 | $32,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,181 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 652 | $32,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,304 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 728 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,518 | $32,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $32,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,405 | $32,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 390 | $32,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,491 | $32,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 9,251 | $32,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 805 | $32,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 1,814 | $32,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $31,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 269 | $31,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,612 | $31,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,344 | $31,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,642 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,097 | $31,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,301 | $31,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 454 | $31,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,100 | $31,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 359 | $31,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 194 | $31,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 4,050 | $31,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,546 | $31,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,973 | $31,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,700 | $31,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,375 | $31,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1,046 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 900 | $31,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,064 | $31,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 623 | $31,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 140 | $31,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 849 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 8,760 | $31,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 23,100 | $31,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,970 | $31,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,319 | $31,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 597 | $31,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,916 | $31,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,000 | $30,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 670 | $30,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,357 | $30,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,600 | $30,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,275 | $30,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 621 | $30,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,157 | $30,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 656 | $30,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 827 | $30,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,732 | $30,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 900 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 434 | $30,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,268 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,052 | $30,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,186 | $30,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 282 | $30,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,720 | $30,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7,250 | $30,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 726 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,020 | $30,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 846 | $30,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 1,100 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $29,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 476 | $29,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 670 | $29,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $29,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,000 | $29,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 730 | $29,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 354 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,059 | $29,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 737 | $29,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,475 | $29,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,416 | $29,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 344 | $29,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,050 | $29,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,109 | $29,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,250 | $29,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 660 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 452 | $29,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 6,350 | $29,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 2,520 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 422 | $28,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 310 | $28,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 698 | $28,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 630 | $28,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,093 | $28,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 2,175 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,050 | $28,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,936 | $28,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,104 | $28,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,500 | $28,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,096 | $28,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 691 | $28,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,760 | $28,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 810 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,100 | $28,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 641 | $28,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 144 | $28,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 746 | $27,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 340 | $27,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 950 | $27,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 550 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |