13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 270 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,615 | $12,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,176 | $12,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,900 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,224 | $12,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,100 | $12,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,799 | $12,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,655 | $12,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $12,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,846 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 200 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 307 | $12,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 768 | $12,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,073 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 548 | $12,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,570 | $12,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,300 | $12,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 96 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,150 | $11,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 322 | $11,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 773 | $11,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 809 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 700 | $11,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 382 | $11,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 634 | $11,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,000 | $11,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,224 | $11,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,225 | $11,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $11,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,500 | $11,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 277 | $11,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 175 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 704 | $11,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 739 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 213 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 230 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 311 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 258 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,986 | $11,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,500 | $11,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,500 | $11,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $11,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 522 | $11,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 585 | $11,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 562 | $11,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $11,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,528 | $11,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,000 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,000 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 708 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,000 | $11,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 429 | $11,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $11,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $11,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 305 | $11,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 504 | $11,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 355 | $11,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,401 | $11,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 380 | $11,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,150 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 500 | $11,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 805 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 340 | $11,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,879 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 500 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 209 | $10,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 27 | $10,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,672 | $10,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 287 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 347 | $10,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $10,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 90 | $10,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $10,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 750 | $10,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 159 | $10,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 77 | $10,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 145 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 800 | $10,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,439 | $10,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 296 | $10,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 943 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 429 | $10,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 325 | $10,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 142 | $10,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,600 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $10,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 461 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,265 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 478 | $10,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 658 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 175 | $10,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 527 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 85 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,297 | $10,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 346 | $10,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 530 | $10,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,662 | $10,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,767 | $10,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 830 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $10,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 400 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $10,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,000 | $10,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 400 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 312 | $10,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 2,305 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 10,000 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 900 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,700 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,870 | $9,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 348 | $9,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 200 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,500 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 137 | $9,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 249 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 115 | $9,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 319 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 500 | $9,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 388 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 144 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 397 | $9,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 937 | $9,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,085 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 228 | $9,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 382 | $9,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,122 | $9,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,500 | $9,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 218 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 546 | $9,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 5,018 | $9,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,000 | $9,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 22,150 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $9,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 423 | $9,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 425 | $9,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,806 | $9,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,079 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $9,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 390 | $9,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,654 | $9,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $9,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $9,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $9,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 128 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 378 | $9,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 650 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 300 | $9,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,500 | $9,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 900 | $9,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,000 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 614 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 15,000 | $9,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 31,564 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 168 | $8,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $8,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 68 | $8,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 534 | $8,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $8,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 153 | $8,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 288 | $8,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 283 | $8,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 225 | $8,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 468 | $8,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,000 | $8,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 521 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 329 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 143 | $8,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 810 | $8,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 187 | $8,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 965 | $8,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 84 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 214 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 560 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,310 | $8,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250 | $8,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 528 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,891 | $8,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $8,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 434 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 170 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 92 | $8,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 394 | $8,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,480 | $8,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 203 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $8,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 760 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 343 | $8,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,911 | $8,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 241 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $8,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 126 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 500 | $8,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $8,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 299 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 560 | $8,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 362 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 400 | $8,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 500 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $8,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,165 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 500 | $7,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 216 | $7,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 414 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 219 | $7,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 908 | $7,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 178 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 81 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 156 | $7,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 275 | $7,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 335 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 488 | $7,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 130 | $7,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 217 | $7,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 305 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 63 | $7,000 | thousands by filing date | |
| RH | 74967X103 | COM | 100 | $7,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 173 | $7,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 180 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 214 | $7,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 66 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 320 | $7,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 265 | $7,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 284 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 341 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $7,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $7,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 110 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 913 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 253 | $7,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 654 | $7,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 395 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $7,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 687 | $7,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,100 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $7,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 240 | $7,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 627 | $7,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 393 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 155 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 541 | $7,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 138 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 486 | $7,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,132 | $7,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,030 | $7,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 20 | $7,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 215 | $7,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 102 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 62 | $7,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,893 | $7,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 3,000 | $7,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 670 | $7,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 356 | $7,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 550 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,850 | $7,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 517 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $7,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 209 | $7,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 665 | $7,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,700 | $7,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 323 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,936 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 187 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 109 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 422 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 596 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,050 | $7,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 500 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 203 | $7,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 612 | $7,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 375 | $7,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $7,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,968 | $7,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 260 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,000 | $7,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 980 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,950 | $6,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 133 | $6,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 292 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 94 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 68 | $6,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 69 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 995 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 31 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 354 | $6,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 105 | $6,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 417 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 43 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $6,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 202 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 251 | $6,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 115 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 732 | $6,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,783 | $6,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 250 | $6,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 422 | $6,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 95 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 612 | $6,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 402 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 133 | $6,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 565 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $6,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 550 | $6,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 90 | $6,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $6,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,285 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 400 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 191 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 901 | $6,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 325 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 439 | $6,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 367 | $6,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 500 | $6,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 160 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 159 | $6,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 122 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $6,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 110 | $6,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 106 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 5,000 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 205 | $6,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 415 | $6,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,400 | $6,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,500 | $6,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 306 | $6,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 400 | $6,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 870 | $6,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 299 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200 | $6,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 22,100 | $6,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $6,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 500 | $6,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 500 | $6,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 2,300 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 241 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 79 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 533 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 145 | $5,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,500 | $5,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 100 | $5,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 369 | $5,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 108 | $5,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 187 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 300 | $5,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 136 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 210 | $5,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 72 | $5,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 83 | $5,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,627 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 228 | $5,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 102 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 81 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $5,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 305 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 279 | $5,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 202 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 111 | $5,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 106 | $5,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 300 | $5,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 719 | $5,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 300 | $5,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $5,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 618 | $5,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 179 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 281 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 123 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 490 | $5,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 413 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 200 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 200 | $5,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 3,449 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 438 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 214 | $5,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,051 | $5,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 946 | $5,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 105 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $5,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 123 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 115 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $5,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 357 | $5,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 53 | $5,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 400 | $5,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,000 | $5,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 86 | $5,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $5,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 521 | $5,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,040 | $5,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 2,900 | $5,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $5,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,202 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 160 | $5,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $5,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,500 | $5,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 191 | $5,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 156 | $5,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 213 | $5,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 427 | $5,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $5,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 571 | $5,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 30,000 | $5,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 238 | $4,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 700 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $4,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 126 | $4,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 102 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 86 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 700 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 156 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 62 | $4,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 500 | $4,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 83 | $4,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 208 | $4,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 126 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 116 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 81 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 71 | $4,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 118 | $4,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 104 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 204 | $4,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 95 | $4,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 890 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $4,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 100 | $4,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $4,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 601 | $4,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 162 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 500 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $4,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 238 | $4,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $4,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,310 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 386 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 818 | $4,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 342 | $4,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 355 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,758 | $4,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 5,000 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 144 | $4,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 221 | $4,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 367 | $4,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |