13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,009 | $116,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,054 | $116,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,029 | $115,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 8,036 | $115,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,552 | $115,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,290 | $114,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,544 | $114,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,225 | $114,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,972 | $114,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,712 | $113,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 444 | $113,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,707 | $113,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 2,721 | $113,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,394 | $113,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,931 | $113,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,089 | $113,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,081 | $113,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 79,150 | $113,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,218 | $113,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 4,548 | $113,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 9,320 | $112,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 503 | $112,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,921 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,159 | $112,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,024 | $112,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,754 | $112,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,979 | $111,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,777 | $111,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,031 | $111,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,815 | $111,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,226 | $111,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,318 | $111,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,929 | $111,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,260 | $111,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,684 | $110,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,783 | $110,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,547 | $110,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 16,748 | $110,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,504 | $110,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,293 | $110,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,270 | $110,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,073 | $110,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,870 | $109,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,012 | $109,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,419 | $109,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,155 | $109,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,967 | $109,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,823 | $108,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,116 | $108,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,777 | $108,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 5,777 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,650 | $108,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,012 | $108,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 6,905 | $108,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 5,612 | $108,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 867 | $107,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,320 | $107,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7,017 | $107,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,697 | $107,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,127 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,874 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,665 | $107,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,385 | $107,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,436 | $107,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 7,200 | $107,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,375 | $106,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,103 | $106,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,681 | $106,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,843 | $106,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,502 | $105,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,264 | $105,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,127 | $105,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 956 | $105,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,697 | $105,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,100 | $105,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,876 | $104,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,461 | $104,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 29,500 | $104,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,514 | $103,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,567 | $103,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,344 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,816 | $103,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 11,283 | $103,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,869 | $102,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,861 | $102,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,089 | $102,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,490 | $102,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,409 | $102,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 823 | $102,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 5,350 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,899 | $102,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,860 | $102,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 10,150 | $102,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,155 | $101,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,296 | $101,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,681 | $101,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,933 | $101,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,032 | $101,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,059 | $101,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,165 | $101,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,845 | $101,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 9,190 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,895 | $100,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,771 | $100,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,841 | $100,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 2,560 | $100,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,877 | $100,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,713 | $99,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,819 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,291 | $99,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,120 | $99,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 5,256 | $99,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 3,016 | $99,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 8,300 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,000 | $99,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,612 | $98,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,305 | $98,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,375 | $98,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,870 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4,780 | $97,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,287 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,896 | $97,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,708 | $97,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,473 | $97,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 3,570 | $97,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $97,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,561 | $96,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,746 | $96,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,779 | $96,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,025 | $96,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 1,662 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,973 | $96,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,592 | $96,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,178 | $96,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,395 | $96,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 843 | $95,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,108 | $95,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,820 | $95,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,443 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,429 | $95,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 46,044 | $95,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,101 | $95,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,054 | $95,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,728 | $94,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,155 | $94,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 809 | $94,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,054 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,036 | $94,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 42,820 | $93,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 160 | $93,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,336 | $93,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,502 | $93,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,495 | $93,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,220 | $93,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,500 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,766 | $93,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,923 | $92,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,457 | $92,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,243 | $92,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,423 | $92,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,576 | $92,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 2,012 | $92,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,221 | $92,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,198 | $92,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 6,079 | $92,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,700 | $92,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 566 | $92,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,213 | $91,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,794 | $91,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,339 | $91,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,890 | $91,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,167 | $91,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,106 | $91,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 9,551 | $91,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 22,193 | $91,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,052 | $90,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,448 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 551 | $90,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,114 | $90,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,163 | $90,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,549 | $90,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,267 | $90,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,585 | $89,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,828 | $89,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,560 | $89,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,381 | $89,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,469 | $89,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,565 | $89,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,020 | $88,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,000 | $88,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,090 | $88,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,089 | $87,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,618 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1,250 | $87,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,084 | $87,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 3,000 | $87,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,855 | $87,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,920 | $87,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,006 | $87,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,963 | $86,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,471 | $86,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 542 | $86,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,723 | $86,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 11,121 | $86,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,302 | $86,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,504 | $86,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,617 | $85,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 4,549 | $85,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 874 | $85,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,390 | $85,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 398 | $85,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,091 | $85,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,986 | $85,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,000 | $85,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 3,663 | $85,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,118 | $84,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,163 | $84,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $84,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,152 | $84,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,662 | $84,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,175 | $84,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,675 | $84,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,595 | $84,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 6,262 | $83,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,632 | $83,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,246 | $83,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 679 | $82,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,628 | $82,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,676 | $82,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,005 | $82,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,219 | $82,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,080 | $82,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,037 | $82,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,587 | $82,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,667 | $82,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,700 | $82,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,342 | $81,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 2,236 | $81,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,615 | $81,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,506 | $81,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 4,625 | $81,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 451 | $81,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 3,188 | $81,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,325 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,522 | $81,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 19,000 | $81,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,193 | $81,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,425 | $80,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,270 | $80,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,760 | $80,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 3,400 | $80,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 980 | $79,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,564 | $79,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,705 | $79,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 707 | $79,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 2,063 | $79,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 858 | $79,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 838 | $79,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,058 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,326 | $79,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 2,050 | $78,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 289 | $78,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,198 | $78,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,496 | $78,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,759 | $78,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 5,896 | $78,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,065 | $78,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 912 | $78,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,122 | $78,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,922 | $77,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,187 | $77,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,886 | $77,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 3,450 | $77,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,584 | $77,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 404 | $77,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,231 | $77,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,000 | $77,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,710 | $77,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,903 | $77,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,351 | $77,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,946 | $77,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,334 | $77,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,015 | $77,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,076 | $76,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 3,700 | $76,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,492 | $76,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,263 | $76,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,626 | $76,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,923 | $76,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,939 | $75,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 924 | $75,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,856 | $75,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,908 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $75,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,647 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 8,425 | $75,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 581 | $74,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,498 | $74,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,706 | $74,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,993 | $74,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,598 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 881 | $74,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,390 | $74,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,824 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,139 | $74,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 571 | $74,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,137 | $73,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,802 | $73,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,225 | $73,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,391 | $73,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,500 | $73,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,575 | $73,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,446 | $73,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,880 | $73,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 4,200 | $73,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $72,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,139 | $72,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,991 | $72,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,290 | $72,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,377 | $72,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 4,526 | $72,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 5,372 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,250 | $72,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 45,076 | $72,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,688 | $72,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,434 | $72,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,186 | $71,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 353 | $71,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 827 | $71,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,001 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,991 | $71,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,228 | $71,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,521 | $71,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,440 | $71,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,017 | $71,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,675 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,579 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,494 | $71,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,407 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,712 | $70,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,630 | $70,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 888 | $70,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,594 | $70,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 6,576 | $70,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,523 | $70,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,632 | $70,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 804 | $70,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,768 | $70,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 3,542 | $70,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 997 | $69,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,575 | $69,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,011 | $69,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,621 | $69,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 53 | $69,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,056 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,998 | $69,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,559 | $69,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 769 | $69,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,880 | $69,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 2,416 | $69,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,445 | $68,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,845 | $68,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,048 | $68,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 583 | $68,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,727 | $68,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,347 | $68,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,350 | $68,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,119 | $68,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,418 | $68,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,042 | $68,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,686 | $68,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 768 | $68,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 781 | $68,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,925 | $68,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,400 | $68,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,264 | $68,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,550 | $68,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,135 | $68,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,212 | $68,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,015 | $67,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 969 | $67,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 928 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,346 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,072 | $67,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,553 | $67,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 8,394 | $67,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,300 | $67,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,205 | $67,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 4,953 | $67,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,450 | $67,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 5,119 | $67,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 565 | $67,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 9,506 | $67,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,580 | $67,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,900 | $66,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,160 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,217 | $66,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,406 | $66,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,711 | $66,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 651 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,497 | $66,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 7,560 | $66,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,094 | $66,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 4,646 | $66,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,555 | $66,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,030 | $66,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,468 | $66,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 551 | $65,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,037 | $65,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 872 | $65,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $65,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,291 | $65,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 2,010 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,482 | $65,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,881 | $65,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,533 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,520 | $65,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 420 | $64,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,786 | $64,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,422 | $64,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,629 | $64,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,187 | $64,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,498 | $64,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,379 | $64,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 4,545 | $64,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,628 | $64,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,428 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 3,351 | $64,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,455 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,456 | $64,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,636 | $63,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2,245 | $63,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,204 | $63,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,667 | $63,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 541 | $63,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 855 | $63,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,575 | $63,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,709 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,447 | $63,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,495 | $63,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,250 | $63,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 4,000 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,120 | $63,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,807 | $63,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,347 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 817 | $62,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,155 | $62,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,283 | $62,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 4,831 | $62,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,800 | $62,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,147 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,436 | $61,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 2,013 | $61,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4,377 | $60,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,204 | $60,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,356 | $60,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 350 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,001 | $60,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,797 | $60,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,380 | $60,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,116 | $59,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 448 | $59,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 799 | $59,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,885 | $59,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 812 | $59,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,400 | $59,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,900 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 2,176 | $59,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,565 | $59,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,080 | $59,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 2,117 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,650 | $59,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,052 | $59,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 3,761 | $59,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 920 | $58,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 368 | $58,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,350 | $58,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,068 | $58,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 885 | $58,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,859 | $58,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,081 | $58,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,245 | $58,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,481 | $58,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,893 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,411 | $58,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 8,070 | $58,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 21,385 | $58,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,918 | $57,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 389 | $57,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 8,983 | $57,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,110 | $57,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,281 | $57,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 416 | $57,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,749 | $57,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,236 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,091 | $57,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,300 | $57,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,325 | $57,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |