13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,000 | $4,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 123 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 222 | $4,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 113 | $4,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 136 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 330 | $4,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 140 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 310 | $4,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 232 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,454 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 842 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 300 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,150 | $4,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 233 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,018 | $4,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 251 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 75 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 166 | $4,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 183 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 100 | $4,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 366 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 120 | $4,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,200 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 100 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 594 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,085 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 1,123 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 122 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 13,032 | $4,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 790 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,297 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 2,500 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 129 | $4,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 235 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 269 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $4,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 91 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 30 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 200 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,146 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 195 | $3,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 43 | $3,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 267 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 220 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $3,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 70 | $3,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 115 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 400 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 102 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 71 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 100 | $3,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 113 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 200 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 86 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 103 | $3,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 866 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 100 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 105 | $3,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 105 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 20 | $3,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 157 | $3,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 47 | $3,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100 | $3,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 76 | $3,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 53 | $3,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 117 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 377 | $3,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $3,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 112 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 136 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 123 | $3,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $3,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 250 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 275 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 317 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,751 | $3,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 458 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 113 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 109 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 165 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 560 | $3,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,030 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 56 | $3,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 180 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 118 | $3,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 506 | $3,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 36 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,073 | $3,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,500 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 350 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 100 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 54 | $3,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 168 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 481 | $3,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 385 | $3,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,000 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 269 | $3,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 38 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 330 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 95 | $3,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 500 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 210 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $3,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 192 | $3,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 230 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 200 | $3,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 100 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 150 | $3,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 195 | $3,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 100 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 50 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 72 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 54 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 55 | $2,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 128 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $2,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 391 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 52 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 31 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,000 | $2,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 517 | $2,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 71 | $2,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 58 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 145 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 85 | $2,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 89 | $2,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 59 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 73 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 89 | $2,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 200 | $2,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 37 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 59 | $2,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 99 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 108 | $2,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 465 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 47 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 173 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 47 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 300 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 152 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 52 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 115 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 76 | $2,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 300 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 50 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 125 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 313 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 50 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 100 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 75 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 67 | $2,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 72 | $2,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 159 | $2,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 20 | $2,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 204 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,688 | $2,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,844 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,750 | $2,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 206 | $2,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 147 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 213 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 194 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 753 | $2,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 100 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 300 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 75 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 280 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 85 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 144 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 134 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $2,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,000 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 107 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 46 | $2,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 49 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 40 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 102 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 4,400 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $2,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 90 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 200 | $2,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 1,500 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 60 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 118 | $2,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 76 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 200 | $2,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 115 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 324 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 900 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,501 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 407 | $2,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 135 | $2,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 328 | $2,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 136 | $2,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 875 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 947 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 87 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 68 | $2,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 100 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,000 | $2,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 1,711 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,000 | $2,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 12 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 254 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 176 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 400 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 27 | $1,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 107 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 300 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 48 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 13 | $1,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 300 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64 | $1,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 100 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 8 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 47 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 100 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 25 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 105 | $1,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 22 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33 | $1,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 71 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 11 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 28 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 61 | $1,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 67 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 43 | $1,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 132 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17 | $1,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 48 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 167 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 100 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 670 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 105 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 26 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 156 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 59 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 50 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 200 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 63 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 30 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164 | $1,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,000 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 33 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 29 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 47 | $1,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 17 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 77 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 363 | $1,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 105 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 25 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 38 | $1,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $1,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 49 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 425 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 44 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 600 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 50 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 52 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,040 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 23 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 25 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 664 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,000 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 33 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 107 | $1,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 242 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 33 | $1,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 300 | $1,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 32 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 379 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,055 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 100 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 400 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 230 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 135 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 144 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 477 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 163 | $1,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 78 | $1,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 58 | $1,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 200 | $1,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 25 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,250 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 250 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 501 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 300 | $1,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 194 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 200 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 300 | $1,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 23 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 808 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 129 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 85 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 282 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 62 | $1,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 3,900 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 54 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 37 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 33 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 153 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 41 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 177 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 121 | $1,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 727 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 750 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 31 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 201 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 500 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 90 | $1,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 200 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 4,062 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 445 | $1,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 160 | $1,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 348 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 124 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 150 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 21 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 244 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 750 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 700 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 2,250 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 655 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 2,676 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSTREAM INC | 42222N103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHI GROUP INC | 23331S100 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIA INC NEW | 36269P104 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY | 19075F304 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q107 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 525 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |