13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,363 | $228,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,835 | $228,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,881 | $228,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 17,538 | $227,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 37,667 | $227,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,240 | $227,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 15,466 | $227,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 20,650 | $226,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 10,451 | $226,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,642 | $225,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,116 | $225,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 9,757 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,717 | $225,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,226 | $224,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11,950 | $224,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,730 | $224,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,148 | $224,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,390 | $224,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,926 | $223,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,003 | $223,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,682 | $222,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,351 | $222,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,958 | $222,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $222,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,591 | $222,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,584 | $221,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,874 | $221,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,312 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,454 | $221,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,279 | $221,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,355 | $221,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 221,000 | $221,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,840 | $220,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,694 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,389 | $220,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,559 | $220,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,100 | $220,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,429 | $220,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,489 | $219,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,331 | $219,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,378 | $218,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,402 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,219 | $217,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,270 | $216,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,947 | $216,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,615 | $216,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 42,109 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,224 | $215,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,983 | $215,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,262 | $215,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,301 | $215,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,033 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,028 | $214,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,371 | $213,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 8,695 | $213,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,634 | $212,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,231 | $212,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,321 | $212,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,354 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,916 | $211,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,398 | $211,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,292 | $211,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 43,475 | $211,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 6,559 | $211,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,223 | $211,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,271 | $211,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,386 | $210,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,841 | $210,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,078 | $210,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,450 | $210,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,378 | $210,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,270 | $210,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,062 | $210,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,206 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,884 | $209,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 16,540 | $209,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,115 | $209,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,580 | $208,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,154 | $208,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,875 | $207,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,584 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 7,009 | $207,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,202 | $207,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,398 | $207,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,488 | $206,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,522 | $206,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,350 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,062 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 199,000 | $205,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,033 | $204,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,200 | $204,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,290 | $204,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,990 | $204,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 21,816 | $204,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 7,757 | $204,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,601 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,803 | $203,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,785 | $203,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,349 | $203,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,215 | $202,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,868 | $202,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,123 | $202,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,190 | $201,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,240 | $200,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,857 | $200,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,262 | $200,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,650 | $200,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,563 | $199,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,158 | $199,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,423 | $199,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,199 | $199,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,048 | $199,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,316 | $198,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,431 | $198,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,096 | $197,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,898 | $197,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,599 | $197,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 21,550 | $197,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,307 | $197,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,945 | $197,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 8,123 | $197,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,658 | $196,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 6,447 | $196,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,197 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,755 | $196,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,399 | $196,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,294 | $196,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,239 | $195,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,417 | $195,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,286 | $195,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,429 | $195,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 15,400 | $195,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 79,556 | $194,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,203 | $194,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 8,760 | $194,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,949 | $194,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 6,740 | $194,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 5,843 | $193,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,262 | $193,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,009 | $193,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 16,559 | $193,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,879 | $192,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,474 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,405 | $192,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 7,322 | $192,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,390 | $191,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,259 | $191,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 11,100 | $191,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,787 | $191,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,760 | $190,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 36,253 | $190,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 97,499 | $190,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 13,843 | $190,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,308 | $190,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,073 | $189,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 18,315 | $189,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,302 | $189,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,378 | $188,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,010 | $188,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,312 | $188,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,610 | $188,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,811 | $188,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,452 | $188,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $187,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 6,182 | $187,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,904 | $187,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,863 | $187,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,847 | $187,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 904 | $186,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 18,613 | $186,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,161 | $186,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 16,420 | $186,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,614 | $185,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,763 | $185,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,360 | $184,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,824 | $184,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,652 | $184,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,503 | $183,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,854 | $183,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 4,495 | $183,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,171 | $183,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 26,153 | $183,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,590 | $183,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,972 | $182,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,194 | $182,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,546 | $182,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 973 | $182,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,041 | $181,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,561 | $181,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,450 | $181,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 9,556 | $181,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 6,980 | $181,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,511 | $180,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 19,787 | $180,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 179,000 | $180,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,988 | $179,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,206 | $179,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,210 | $179,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,639 | $179,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,985 | $179,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,435 | $178,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,267 | $178,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,022 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 6,835 | $177,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 8,582 | $177,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,586 | $176,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 9,359 | $176,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,828 | $176,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $176,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,032 | $175,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,693 | $173,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,670 | $173,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,180 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 9,874 | $173,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 7,457 | $173,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,549 | $173,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 25,275 | $173,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,612 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 3,043 | $172,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,540 | $172,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,593 | $172,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,965 | $171,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,244 | $171,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,044 | $171,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,936 | $170,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $170,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,700 | $170,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,085 | $169,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,289 | $169,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 2,919 | $169,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 181,450 | $169,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,837 | $168,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,107 | $168,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,431 | $168,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,600 | $168,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,040 | $168,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,392 | $167,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,882 | $167,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,163 | $167,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,400 | $167,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,441 | $167,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,676 | $167,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,881 | $166,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,258 | $166,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,754 | $165,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,203 | $165,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,726 | $165,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,251 | $164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,394 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,250 | $164,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 210,000 | $164,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,639 | $163,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,743 | $162,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,406 | $162,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,880 | $162,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,073 | $162,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 7,334 | $161,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,863 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 6,329 | $161,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,416 | $161,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 9,888 | $161,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,500 | $160,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,105 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 6,293 | $160,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 8,013 | $160,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,318 | $160,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,659 | $159,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 6,848 | $159,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,845 | $159,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 10,311 | $159,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,286 | $158,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 9,175 | $158,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,827 | $158,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,230 | $158,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,896 | $158,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 42,414 | $157,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8,388 | $157,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,282 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,653 | $157,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 6,194 | $157,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,523 | $156,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 5,818 | $156,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 2,202 | $156,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,478 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,720 | $156,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 42,890 | $156,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,821 | $155,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,416 | $155,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 8,276 | $155,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,178 | $155,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,596 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,358 | $155,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,031 | $155,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,908 | $154,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,996 | $154,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,225 | $154,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,488 | $154,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,541 | $154,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,415 | $154,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,798 | $153,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,766 | $153,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,337 | $153,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 17,847 | $153,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 5,939 | $152,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,695 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 7,000 | $152,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,485 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,575 | $152,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 10,213 | $152,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,258 | $151,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,725 | $151,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,410 | $151,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 13,600 | $151,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 6,057 | $151,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,957 | $150,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,806 | $150,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 537 | $150,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,252 | $150,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,002 | $149,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,585 | $149,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,748 | $149,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,060 | $148,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,984 | $148,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,230 | $148,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,526 | $148,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 772 | $148,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 4,068 | $148,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 28,933 | $148,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,582 | $147,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,820 | $147,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,185 | $147,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,828 | $147,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $147,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,718 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,365 | $146,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,069 | $146,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 38,210 | $146,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 200,756 | $146,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,676 | $146,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 23,244 | $146,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 4,942 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 5,842 | $146,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,342 | $145,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,409 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 7,652 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 7,412 | $145,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,590 | $145,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,625 | $144,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,817 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,069 | $144,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 969 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 5,606 | $144,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,670 | $144,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,700 | $143,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,832 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,176 | $143,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,650 | $143,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,343 | $142,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,354 | $142,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 6,581 | $142,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,540 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,677 | $142,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,955 | $142,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,297 | $141,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,028 | $141,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,135 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,150 | $141,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,160 | $141,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 123,650 | $141,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 30,707 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 9,250 | $141,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,897 | $141,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 06/03/2022 | 06741WCJ7 | Convertible | 135,000 | $141,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,714 | $140,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,074 | $140,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,205 | $140,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,500 | $140,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,777 | $139,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,561 | $139,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,723 | $139,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 8,592 | $139,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,919 | $139,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,509 | $139,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,872 | $139,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,830 | $139,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,517 | $138,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,763 | $138,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,963 | $138,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,520 | $137,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,372 | $137,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,820 | $137,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,123 | $137,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,203 | $137,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,447 | $137,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 8,657 | $137,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,984 | $137,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,737 | $136,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,469 | $136,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,646 | $136,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 992 | $136,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,381 | $136,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,558 | $136,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,229 | $135,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,439 | $135,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 6,489 | $135,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,257 | $135,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,990 | $135,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 11,448 | $135,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 5,158 | $135,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,066 | $134,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,913 | $134,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 835 | $134,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,419 | $134,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,611 | $133,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,186 | $133,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,037 | $133,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,505 | $132,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,391 | $132,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,520 | $132,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,565 | $132,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,302 | $132,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,933 | $131,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 494 | $131,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,019 | $131,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 7,428 | $131,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,225 | $131,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 838 | $130,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,828 | $130,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 3,153 | $130,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 7,205 | $130,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,931 | $129,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 8,448 | $129,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 24,450 | $129,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,806 | $128,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,117 | $128,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,201 | $128,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,986 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 3,401 | $128,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,500 | $128,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,286 | $128,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 121,227 | $128,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 592 | $127,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,733 | $127,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 819 | $127,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,931 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 9,104 | $127,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 3,509 | $127,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,728 | $127,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,181 | $127,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,149 | $126,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,981 | $126,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,965 | $126,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 9,406 | $126,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 2,475 | $126,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,816 | $125,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,961 | $125,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,021 | $125,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 2,267 | $125,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,339 | $124,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,355 | $124,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,130 | $124,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 8,048 | $124,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,708 | $124,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,980 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,054 | $124,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,770 | $124,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,393 | $123,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,512 | $123,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,239 | $123,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,771 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,326 | $122,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,155 | $122,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 22,000 | $122,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 9,836 | $122,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $121,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,765 | $121,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 2,037 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 3,033 | $121,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 982 | $120,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,486 | $120,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,734 | $120,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,150 | $120,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,774 | $120,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,622 | $119,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,384 | $119,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 6,947 | $119,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,314 | $118,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,136 | $118,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,904 | $118,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,239 | $118,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,850 | $118,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 17,837 | $118,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 597 | $117,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,316 | $117,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,962 | $117,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,195 | $117,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,475 | $117,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,028 | $117,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,788 | $116,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 6,625 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |